United States v. New York Telephone Co.

434 U.S. 159, 98 S. Ct. 364, 54 L. Ed. 2d 376, 1977 U.S. LEXIS 161
Supreme Court of the United States·Decided December 7, 1977·No. 76-835·Published·Cited by 868 cases

Opinions

Mr. Justice White

delivered the opinion of the Court.

This case presents the question of whether a United States District Court may properly direct a telephone company to provide federal law enforcement officials the facilities and technical assistance necessary for the implementation of its order authorizing the use of pen registers1 to investigate offenses which there was probable cause to believe were being committed by means of the telephone.

I

On March 19, 1976, the United States District Court for the Southern District of New York issued an order authorizing agents of the Federal Bureau of Investigation (FBI) to install and use pen registers with respect to two telephones and directing the New York Telephone Co. (Company) to furnish the FBI “all information, facilities and technical assistance” necessary to employ the pen registers unobtrusively. The FBI was ordered to compensate the Company at prevailing rates for any assistance which it furnished. App. 6-7. The order was issued on the basis of an affidavit sub[162]*162mitted by an FBI agent which stated that certain individuals were conducting an illegal gambling enterprise at 220 East I4th Street in New York City and that, on the basis of facts set forth therein, there was probable cause to believe that two telephones bearing different numbers were being used at that address in furtherance of the illegal activity. Id., at 1-5. The District Court found that there was probable cause to conclude that an illegal gambling enterprise using the facilities of interstate commerce was being conducted at the East 14th Street address in violation of 18 U. S. C. §§ .371 and 1952, and that the two telephones had been, were currently being, and would continue to be used in connection with those offenses. Its order authorized the FBI to operate the pen registers with respect to the two telephones until knowledge of the numbers dialed led to the identity of the associates and confederates of those believed to be conducting the illegal operation or for 20 days, “whichever is earlier.”

The Company declined to comply fully with the court order. It did inform the FBI of the location of the relevant “appearances,” that is, the places where specific telephone lines emerge from the sealed telephone cable. In addition, the Company agreed to identify the relevant “pairs,” or the specific pairs of wires that constituted the circuits of the two telephone lines. This information is required to install a pen register. The Company, however, refused to lease lines to the FBI which were needed to install the pen registers in an unobtrusive fashion. Such lines were required by the FBI in order to install the pen registers in inconspicuous locations away from the building containing the telephones. A “leased line” is an unused telephone line which makes an “appearance” in the same terminal box as the telephone line in connection with which it is desired to install a pen register. If the leased line is connected to the subject telephone line, the pen register can then be installed on the leased line at a remote location and be monitored from that point. The [163]*163Company, instead of providing the leased lines, which it conceded that the court’s order required it to do, advised the FBI to string cables from the “subject apartment” to another location where pen registers could be installed. The FBI determined after canvassing the neighborhood of the apartment for four days that there was no location where it could string its own wires and attach the pen registers without alerting the suspects,2 in which event, of course, the gambling operation would cease to function. App. 15-22.

On March 30, 1976, the Company moved in the District Court to vacate that portion of the pen register order directing it to furnish facilities and technical assistance to the FBI in connection with the use of the pen registers on the ground that such a directive could be issued only in connection with a wiretap order conforming to the requirements of Title III of the Omnibus Crime Control and Safe Streets Act of 1968, 18 U. S. C. §§2510-2520 (1970 ed. and Supp. V). It contended that neither Fed. Rule Crim. Proc. 41 nor the All Writs Act, 28 U. S. C. § 1651 (a), provided any basis for such an order. App. 10-14. The District Court ruled that pen registers are not governed by the proscriptions of Title III because they are not devices used to intercept oral communications. It concluded that it had jurisdiction to authorize the installation of the pen registers upon a showing of probable cause and that both the All Writs Act and its inherent powers provided authority for the order directing the Company to assist in the installation of the pen registers.

On April 9, 1976, after the District Court and the Court of Appeals denied the Company’s motion to stay the pen register order pending appeal, the Company provided the leased lines.3

[164]*164The Court of Appeals affirmed in part and reversed in part, with one judge dissenting on the ground that the order below should have been affirmed in its entirety. Application of United States in re Pen Register Order, 538 F. 2d 956 (CA2 1976). It agreed with the District Court that pen registers do not fall within the scope of Title III and are not otherwise prohibited or regulated by statute. The Court of Appeals also concluded that district courts have the power, either inherently or as a logical derivative of Fed. Crim. Proc. 41, to authorize pen register surveillance upon an adequate showing of probable cause. The majority held, however, that the District Court abused its discretion in ordering the Company to assist in the installation and operation of the pen registers. It assumed, arguendo, that “a district court has inherent discretionary authority or discretionary power under the All Writs Act to compel technical assistance by the Telephone Company,” but concluded that “in the absence of specific and properly limited Congressional action, it was an abuse of discretion for the District Court to order the Telephone Company to furnish technical assistance.” 538 F. 2d, at 961.4 The majority expressed concern that “such an order could establish a most undesirable, if not dangerous and unwise, precedent for the authority of federal courts to impress unwilling aid on private third parties” and that “there is no assurance that the court will always be able to protect '[third parties] from excessive or overzealous Government activity or compulsion.” Id., at 962-963.5

[165]*165We granted the United States’ petition for certiorari challenging the Court of Appeals’ invalidation of the District Court’s order against respondent.6 429 U. S. 1072.

II

We first reject respondent’s contention, which is renewed here, that the District Court lacked authority to order the Company to provide assistance because the use of pen registers may be authorized only in conformity with the procedures set forth in Title III7

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United States v. New York Telephone Co., 434 U.S. 159, 98 S. Ct. 364, 54 L. Ed. 2d 376, 1977 U.S. LEXIS 161 (1977).

434 U.S. 159 (United States v. New York Telephone Co.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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