United States v. Diaz-Rivera

957 F.3d 20
Court of Appeals for the First Circuit·Decided April 20, 2020·No. 18-1461P·Published·Cited by 29 cases

Opinion

United States Court of Appeals For the First Circuit

No. 18-1461 UNITED STATES OF AMERICA, Appellee,

v.

HENRY DÍAZ-RIVERA,

Defendant, Appellant.

APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF PUERTO RICO

[Hon. Francisco A. Besosa, U.S. District Judge]

Before

Torruella, Dyk,* and Thompson, Circuit Judges.

Alex Omar Rosa-Ambert, on brief for appellant.

Antonio L. Pérez-Alonso, Assistant United States Attorney, with whom W. Stephen Muldrow, United States Attorney, and Mariana E. Bauzá-Almonte, Assistant United States Attorney, Chief, Appellate Division, on brief for appellee.

April 20, 2020

* Of the Federal Circuit, sitting by designation.

TORRUELLA, Circuit Judge. Defendant-Appellant Henry Díaz-Rivera ("Díaz") pled guilty to one count of possession with intent to distribute cocaine, in violation of 21 U.S.C. § 841(a)(1) and (b)(1)(C), and one count of using a firearm during and in relation to a drug-trafficking crime, in violation of 18 U.S.C. § 924(c)(1)(A)(i). Díaz now challenges the procedural and substantive reasonableness of his upwardly variant sentence. After careful review, we affirm.

I. Background

Because Díaz pled guilty, we draw the relevant facts from the change-of-plea colloquy, the unchallenged portions of the Presentence Investigation Report ("PSR"), and the sentencing hearing transcript. See United States v. Fernández-Santos, 856 F.3d 10, 14 n.1 (1st Cir. 2017). A. Facts Surrounding the Offense On March 24, 2017, Puerto Rico police officers who were patrolling an area in Toa Alta, Puerto Rico observed a vehicle parked on the side of the road. Upon approaching the vehicle, the officers asked the driver -- later identified as Díaz -- for his driver's license and car registration, which he refused to provide. Díaz then attempted to drive away twice but was eventually stopped. During the intervention, an officer noticed that Díaz was holding a small, red-colored zip-lock baggie containing aluminum foil

wrapping, which was later determined to contain heroin. When Díaz exited the car, the responding officers saw that he was carrying a firearm, and they arrested him. While searching Díaz incident to the arrest, officers seized from his person a .40-caliber Glock pistol and a magazine containing a total of ten rounds of ammunition. Agents also seized: eighty-six small plastic bags containing less than fifty grams of cocaine; five cellular phones; $572 in cash; a ledger containing names and numbers; a selector switch "chip" used to modify the Glock pistol to fire automatically; forty-one rounds of .40-caliber ammunition; eight rounds of 7.62-caliber ammunition; a part of a firearm and other accessories described as a slide-back plate; 100 empty plastic vials; four red empty aluminum wrappings; and two small empty plastic zip-lock baggies. B. Procedural History On March 30, 2017, a federal grand jury sitting in the District of Puerto Rico returned a six-count indictment charging Díaz with possession with intent to distribute cocaine, in violation of 21 U.S.C. § 841(a)(1) and (b)(1)(C) (Count One); possession with intent to distribute heroin, in violation of 21 U.S.C. § 841(a)(1) and (b)(1)(C) (Count Two); carrying and using a firearm during and in relation to a drug-trafficking crime, in violation of 18 U.S.C. § 924(c)(1)(A)(i) (Count Three);

carrying and using a machinegun during and in relation to a drug-trafficking crime, in violation of 18 U.S.C. § 924(c)(1) (B)(ii) (Count Four); possession of a machinegun, in violation of 18 U.S.C. § 922(o) (Count Five); and being a convicted felon in possession of a firearm and ammunition, in violation of 18 U.S.C. § 922(g)(1) (Count Six). On July 11, 2017, Díaz pled guilty to Counts One and Three.1 The plea agreement provided for a total offense level of ten, but the parties did not stipulate as to Díaz's criminal history category. The parties agreed to recommend a sentence of imprisonment of one year for Count One to be served consecutively to the sentence imposed for Count Three. With respect to Count Three, which carries a statutory minimum term of five years of imprisonment, see 18 U.S.C. § 924(c)(1)(A)(i), the parties took into consideration that Counts Two, Four, Five, and Six were going to be dismissed and thus agreed that Díaz would recommend a sentence of no less than nine years of imprisonment and the Government would recommend eleven years of imprisonment. Díaz also agreed to waive his right of appeal if the district court imposed a sentence of twelve years of imprisonment or less,2 and

1 The remaining counts were dismissed pursuant to the plea agreement. 2 The parties agree that the waiver of appeal provision in the plea agreement does not bar this appeal because the sentence imposed was longer than the range to which they had agreed. See

he acknowledged that the district court could, in its discretion, impose any sentence within the statutory maximum for each offense.

For Count One, the final PSR, like the plea agreement, calculated a total offense level of ten, which resulted from a base offense level of twelve and a two-level decrease for acceptance of responsibility. Díaz had two prior Puerto Rico convictions: possession of an unlicensed firearm and illegal possession of a firearm (a machinegun). Accordingly, the PSR determined that he had a criminal history category of III, which coupled with the total offense level of ten, yielded a guidelines sentencing range ("GSR") of ten to sixteen months of imprisonment. For Count Three, the PSR found that the guideline sentence was the minimum term of imprisonment required by statute, which was five years pursuant to 18 U.S.C. § 924(c)(1)(A)(i), and that the term had to run consecutively to any other term imposed.

The PSR also listed ten arrests -- all in Puerto Rico -

- which did not lead to convictions.3 Two of those arrests related to illegal drug possession, and two others related to the use

United States v. Fernández–Cabrera, 625 F.3d 48, 51 (1st Cir. 2010). 3 In fact, two of the arrests led to acquittals.

and/or possession of a firearm.4 Additionally, the PSR described Díaz's history of substance abuse, which spanned approximately fourteen years and consisted of the use of marijuana, Percocet, Xanax, and cocaine. Díaz filed several objections to the PSR, most of which are not relevant to this appeal. Díaz initially objected to the inclusion of some arrests for which there were no available or translated documents that verified them, and he also objected to some arrests as too "remote to the instant offense." Díaz ultimately withdrew the objections at the sentencing hearing.

In his sentencing memorandum, Díaz acknowledged that he "ha[d] been living for several years, including the day of the arrest in the instant case, with the illness of addiction to controlled substances, including heroin and cocaine, among others." He similarly acknowledged that he had "previous convictions at state level and arrests at state level." Díaz

4 The ten arrests were, in chronological order: a 2004 "threats" arrest; a 2004 first-degree murder, firearm brandishing or firing, and unlicensed firearm possession arrest (acquitted); a 2004 controlled substances possession arrest; a 2005 unlicensed firearm possession and attempted first-degree murder arrest; a 2006 firearm brandishing or firing, unlawful ammunition possession, unlicensed firearm possession, and attempted first-degree murder arrest; a 2007 unlicensed firearm possession, attempted first-degree murder, and first-degree murder arrest (acquitted); a 2009 controlled substances arrest; a 2010 criminal contempt arrest; a 2015 "conjugal threats" arrest; and a 2015 resistance or obstruction of a public authority and mandatory auto insurance violation arrest.

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United States v. Diaz-Rivera, 957 F.3d 20 (1st Cir. 2020).

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