State v. McRae

594 S.E.2d 71, 163 N.C. App. 359, 2004 N.C. App. LEXIS 413
CourtCourt of Appeals of North Carolina
DecidedApril 6, 2004
DocketCOA03-261
StatusPublished
Cited by17 cases

This text of 594 S.E.2d 71 (State v. McRae) is published on Counsel Stack Legal Research, covering Court of Appeals of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. McRae, 594 S.E.2d 71, 163 N.C. App. 359, 2004 N.C. App. LEXIS 413 (N.C. Ct. App. 2004).

Opinions

McCullough, Judge.

Defendant, Derrick McRae, was first indicted for murder on 18 March 1996. Prior to his first trial, defendant underwent six psychiatric evaluations with intervening medications: (1) On 13 December 1996, defendant was diagnosed by Dr. Nicole F. Wolfe (Dr. Wolfe) as schizophrenic and psychotic, incompetent to stand trial; (2) on 7 April 1997, defendant was found by Dr. Robert Rollins (Dr. Rollins) to be competent to stand trial if he remained on his medication; (3) on 17 September 1997, at a competency hearing, both Dr. Wolfe and the court found defendant incompetent to stand trial; (4) on 11 February 1998, Dr. Wolfe again found defendant incompetent to stand trial; on 15 March 1998, defendant was first injected with the antipsychotic drug Haldol; (5) on 6 April 1998, Dr. Wolfe found defendant capable to stand trial; on 15 April 1998, defendant was given a second injection of Haldol; and (6) on 27 April 1998, the day defendant’s trial began, Dr. Wolfe again found defendant capable to stand trial. The jury rendered a deadlock verdict.

After the mistrial, a second trial was held before the same trial court. Before the defendant’s second trial, Dr. Rollins gave defendant a seventh evaluation on 6 May 1998 where he was found competent to stand trial. The trial began 11 May 1998, and defendant was found guilty on 14 May 1998 of first-degree murder. He was sentenced to life without parole. Defendant appealed his judgment to this Court. In the 1 August 2000 opinion, we held that defendant had been denied due process by the trial court in failing to conduct a competency hearing on the day the trial began as seven prior and conflicting evaluations raised a bona fide doubt of competency pursuant to Meeks v. Smith, 512 F. Supp. 335, 338 (W.D.N.C. 1981). We remanded defendant’s case to determine whether it was possible for a retrospective competency hearing to be held effectively, and if so, to hold such a hearing to determine defendant’s competency at the time of trial.

The original trial court then held a retrospective competency hearing on 7 June 2001 and 31 August 2001. The retrospective competency hearing was found to be possible, and defendant was found to be competent at the time of the 11 May 1998 trial. The findings of [362]*362fact and conclusions of law were then entered in an order dated 17 September 2002. Defendant’s prior judgment was thereby sustained. Defendant appealed.

Defendant raises seven issues on appeal. Issues (I) and (II) of defendant’s brief contend that the same trial judge should not have been the hearing judge in the retrospective competency hearing as he was a witness to the 11 May 1998 trial; issue (III) alleges that the trial judge did not make adequate findings as to his impressions of defendant during the 11 May 1998 trial; issue (IV) alleges that it was impossible to hold a retrospective determination of competency; issue (V) alleges defendant was incompetent to participate in the retrospective competency hearing and should have been granted his motion for rehearing; issue (VI) alleges the trial court did not follow the mandate of our 1 August 2000 opinion regarding a finding of defendant’s competency at the time of trial; and finally, defendant argues in issue (VII) that the trial court’s 31 August 2002 order is null and void because it was entered out of term and out of session. Pursuant to the legal analysis on each of these issues set out below, we find there was no error in the trial court’s 7 June 2001 and 31 August 2001 retrospective competency hearing, nor in the subsequent 31 August 2002 written order.

I. Original Trial Judge Conducting the Retrospective Competency Hearing

Defendant contends that the 11 May 1998 trial judge was the improper judge to make the retrospective competency determinations. Defendant argues he was denied his constitutional right to confront witnesses against him because the trial judge was not subject to cross-examination as to his observations of defendant during the second trial, observations which defendant alleges were the basis of the court’s finding of competency. In a separate issue, consolidated in this opinion, defendant argues that the trial judge should have disqualified himself under N.C. Gen. Stat. § 15A-1223(e) (2003). We disagree and conclude that the trial judge acted without error in presiding over the retrospective competency hearing.

A. Constitutional Right to Confront Witnesses

Defendant argues that his state and federal constitutional rights were violated when the trial court took into account its own recollections from the 11 May 1998 trial for its findings in the order from the retrospective competency hearing. Specifically, defendant cites [363]*363Tyler v. Swenson, 427 F.2d 412, 416 (8th Cir. 1970), a federal habeas corpus case where the trial judge also presided over a post-conviction evidentiary hearing to determine whether the petitioner’s plea had been made involuntarily. Defendant cites Tyler, arguing it is error for a trial judge to “weigh[] his own recollection of events in making his findings.” Id.

While we note the importance of the principles set forth in Tyler and its recitation of applicable law, we conclude that the facts of this case are distinguishable from that case’s narrow and egregious circumstances. In Tyler, during the post-conviction hearing, the trial judge became engaged with the petitioner’s trial counsel in a dispute over their respective recollections of the facts. This escalated to the point that petitioner’s attorney was ultimately held in contempt of court. Also during the hearing, after testimony by petitioner’s mother as to what occurred in her presence while in the judge’s chambers, the trial judge made a statement that petitioner’s mother had in fact never been in the court’s chambers. Ultimately, the trial judge made findings of disputed facts that the events had not taken place as petitioner and the other witnesses had testified, but as he recalled.

The Eighth Circuit found that the trial judge had violated the petitioner’s right to confrontation and due process when his statements during the rehearing were the only testimony offered to dispute defendant’s claim of an involuntary plea. The court in Tyler stated:

To avoid misunderstanding, we note that it is not our intention by this decision to retreat from the federal and state decisions which accurately point up the recognition that the trial court, familiar with the prior proceedings, generally represents the better and more expeditious forum for post-conviction proceedings.
We thus make clear, as do the above cases, that a trial judge is not to be disqualified simply because he is familiar with the proceedings and supplements the record with observations. Nor do a trial judge’s supplemental statements into the record make him a material witness, unless he offers disputed and material testimony which is challenged by the petitioner. In the instant case it is particularly significant that the trial judge’s recollection was the only testimony which refuted petitioner’s claim, a claim which challenged the propriety of the judge’s prior conduct.

Tyler, 427 F.2d at 417 (citations omitted) (emphasis added).

[364]

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State v. McRae
594 S.E.2d 71 (Court of Appeals of North Carolina, 2004)

Cite This Page — Counsel Stack

Bluebook (online)
594 S.E.2d 71, 163 N.C. App. 359, 2004 N.C. App. LEXIS 413, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-mcrae-ncctapp-2004.