William Ronald Conner v. John W. Wingo, Warden Kentucky State Penitentiary

429 F.2d 630, 1970 U.S. App. LEXIS 8856
CourtCourt of Appeals for the Sixth Circuit
DecidedJune 5, 1970
Docket19869_1
StatusPublished
Cited by43 cases

This text of 429 F.2d 630 (William Ronald Conner v. John W. Wingo, Warden Kentucky State Penitentiary) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
William Ronald Conner v. John W. Wingo, Warden Kentucky State Penitentiary, 429 F.2d 630, 1970 U.S. App. LEXIS 8856 (6th Cir. 1970).

Opinions

EDWARDS, Circuit Judge.

Appellant appeals from an order of the United States District Court for the Western District of Kentucky dismissing without an evidentiary hearing his application for a writ of habeas corpus, This court had previously heard his first appeal from such a dismissal and remanded for the District Judge to reconsider on a more complete record. The instruction of this court was as follows:

“In view of the holdings of Townsend v. Sain [372 U.S. 293, 83 S.Ct. 745, 9 L.Ed.2d 770] we remand the case to the District Court with instructions to the district judge to require counsel for the respondent-appellee to produce and file with the court a transcript of the evidence and procedure at the hearing before the state court judge together with any other pertinent parts of the record in the state court. The district judge will then reconsider his decision dismissing the appellant’s petition in the light of those records. In the alternative to requiring the records to be produced the district judge will hold a hearing.” Conner v. Wingo, 409 F.2d 21, 22-23 (6th Cir. 1969).

After supplementation of the record by addition of the trial record and the evidentiary record at a state postconviction hearing, the District Judge again dismissed the instant petition without [632]*632taking additional evidence. The District Judge held that the state trial and postconviction hearing records showed full and fair hearings “resulting in reliable findings of fact and correct conclusions of law.” Appellant again appeals.

The events which form the background for this case happened on April 15, 1962, in or near Hazel, Kentucky, when appellant seized a police vehicle and kidnapped the town marshal and another resident at gunpoint, finally releasing them without injuring them, but making off with the car. Appellant was tried in the Circuit Court for Calloway County, Kentucky, found guilty on a charge of armed robbery, and given a life sentence.

The only defense at trial was insanity. The jury rejected the insanity defense and found appellant guilty. Appellant subsequently filed a motion to vacate sentence, which motion was denied without hearing. The Kentucky Court of Appeals affirmed this judgment. Conners [sic] v. Commonwealth, 400 S.W.2d 519 (Ky.1966), cert. denied, Conner v. Wingo, 385 U.S. 1012, 87 S.Ct. 722, 17 L.Ed.2d 549 (1967).

In 1966 the Supreme Court decided Pate v. Robinson, 383 U.S. 375, 86 S.Ct. 836, 15 L.Ed.2d 815 (1966), in which the Court held that the trial judge in that case was put on notice by the facts developed before him in the trial of the defendant’s possible mental incompetence to stand trial. The Court held that it was a deprivation of due process for the judge not to have ordered a hearing sua sponte on defendant’s competence to stand trial.

Appellant thereupon filed another motion to vacate judgment in the Kentucky state courts, asserting that he had similarly been denied due process by the failure of the trial judge to order a competency hearing in his case and that, in fact, he had been incompetent to stand trial. After a full evidentiary hearing the Circuit Court for Calloway County entered adverse findings of fact on both issues and dismissed the petition. On appeal the Kentucky Court of Appeals affirmed. Conner v. Commonwealth, 430 S.W.2d 321 (Ky.1968).

Thereafter appellant filed the instant petition for writ of habeas corpus in the United States District Court for the Western District of Kentucky.

The Kentucky Circuit Judge who heard appellant’s second motion to vacate judgment stated the issues which were before him as follows:

“The defendant contends both (1) that he was deprived of a fair trial because he was incompetent to stand trial and (2) that he was deprived of due process because the trial judge failed to make an inquiry into his competence in the face of facts which should have put the judge on notice.”

The state judge entered findings and conclusions on both issues adverse to appellant. After review of the complete state court records, the United States District Judge relied upon and in effect adopted the state court’s findings and conclusions of law.

Appellant in this appeal contends both courts erred in these decisions. He claims that the competency finding of the Calloway County Circuit Court is invalid under the rule set forth in Dusky v. United States, 362 U.S. 402, 80 S.Ct. 788, 4 L.Ed.2d 824 (1960). He also claims that the same court’s finding- of insufficient evidence to put the trial judge on notice of appellant’s incompetence is wrong under the holding of Pate v. Robinson, supra. He disputes the United States District Court’s reliance on these state court findings. He seeks the issuance of a writ of habeas corpus and a retrial of the original charges, or in the alternative, a remand for evidentiary hearing before the United States District Court.

As to the second issue, appellant’s counsel has briefed this case very effectively, seeking to demonstrate that Pate v. Robinson, supra, requires us to grant the writ of habeas corpus. He points out that appellant had several periods [633]*633of mental hospital treatment prior to this trial and that he had performed in an unusual and irrational manner in jail and at trial. He argues that these facts put the state trial judge on notice of appellant’s incompetence so as to require him sua sponte to order a competency hearing.

The state argued that Conner had been sent to a Kentucky state mental hospital immediately after his arrest in 1962, observed there for a month, and then had been returned to jail by the hospital authorities; that the examining psychiatrist at the hospital, Dr. Kernoke, testified at appellant’s trial giving as his opinion that Conner was a psychopathic personality but not insane, and that he had seen nothing in Conner’s conduct in court during the trial to make him change his mind on the subject of Conner’s sanity.

Careful analysis of appellant’s second issue persuades us that although there are important parallel circumstances between this case and Pate v. Robinson, supra, there are also important distinctions:

1) In the Robinson case both prosecutor and defense counsel called the trial judge’s attention to the defendant’s possible incompetence to stand trial. In the instant case there were no such facts and Conner’s attorney testified at the hearing on motion to vacate judgment that he believed Conner was capable of understanding the charges and of cooperating in his own defense. While we recognize and accept the Supreme Court view in the Robinson case that an incompetent cannot waive the defense of incompetency, we think this distinction is of obvious importance in explaining absence of direct competency inquiry in the trial court.

2) In the Robinson

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Bluebook (online)
429 F.2d 630, 1970 U.S. App. LEXIS 8856, Counsel Stack Legal Research, https://law.counselstack.com/opinion/william-ronald-conner-v-john-w-wingo-warden-kentucky-state-penitentiary-ca6-1970.