United States v. Paul Eugene Mason

52 F.3d 1286, 1995 U.S. App. LEXIS 10477, 1995 WL 265416
CourtCourt of Appeals for the Fourth Circuit
DecidedMay 9, 1995
Docket93-5520
StatusPublished
Cited by158 cases

This text of 52 F.3d 1286 (United States v. Paul Eugene Mason) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Paul Eugene Mason, 52 F.3d 1286, 1995 U.S. App. LEXIS 10477, 1995 WL 265416 (4th Cir. 1995).

Opinion

Reversed by published opinion. Senior Judge LAY wrote the opinion, in which Judge RUSSELL and Judge MOTZ joined.

OPINION

LAY, Senior Circuit Judge:

Paul Eugene Mason was convicted of importation and sale of drug paraphernalia and participation in drug distribution conspiracies in violation of federal law. 1 After his conviction, Mason was released pending the completion of the forfeiture phase of his trial, scheduled for the following morning. Before the commencement of the forfeiture proceedings, Mason attempted suicide in his parked van outside the courthouse by plunging a ten-inch butcher knife into his chest. He survived two major surgeries.

Following motions filed by both the defense and the Government for a competency hearing, the district court ordered a psychological examination of Mason pursuant to 18 U.S.C. § 4244(b), which authorizes an evaluation to determine a convicted defendant’s competency to be sentenced. This examination was conducted at the Federal Correctional Institute in Butner, North Carolina (“FCI Butner”). By letter filed with the court, on February 16, 1993, the warden informed the court that the psychological evaluation showed that Mason was suffering from a mental disease or defect for which he required care and treatment. Although the *1288 defendant’s original motion did not specify whether a hearing should be held on Mason’s competency to stand trial during the first phase of the trial, the Government’s motion requested a hearing to determine whether Mason was competent to proceed with the forfeiture trial as well as a specific request for an evaluation to determine whether Mason was insane at the time of the commission of the offenses with which he was charged. On the same date that the warden’s letter was filed with the court, the defendant filed a motion for a new trial based on his alleged incompetence during the first phase of the trial and requested a hearing to present evidence on this motion.

On February 22, 1993, the district court held a hearing to determine Mason’s competence to proceed to the forfeiture phase of the trial and to sentencing. At that time, defense counsel orally moved for a competency hearing to determine Mason’s competence during the first phase of the trial. The court denied that motion, as well as the defendant’s motion for a new trial. The court ordered Mason be placed in the custody of the Attorney General to determine his present mental condition pursuant to 18 U.S.C. § 4244. 2

Defense counsel filed a renewed motion for a new trial or for a hearing to determine Mason’s competence during the first phase of the trial on April 9, 1993, and submitted an affidavit in support of that motion. 3 The district court denied the motion for substantive reasons, although it found the motion untimely. On April 20,1993, defense counsel filed a third motion for a new trial or for a retrospective competency hearing, which was similarly denied. In its final order denying the motions, the court threatened defense counsel with sanctions if they raised the issue again.

By letter dated April 27, 1993, the warden at FCI Butner informed the court that Mason no longer suffered from a mental disease or defect that would prevent him from proceeding to the forfeiture phase of the trial and to sentencing. A hearing was held on May 20, 1993, and the court determined Mason was competent to continue. The forfeiture and sentencing proceedings took place on June 28, 1993. This appeal followed.

ANALYSIS

On appeal, the defendant raises three issues: (1) the sufficiency of the indictment; (2) the authority of the United States Customs Service to search his place of business; and (3) whether the district court abused its discretion in failing to provide him with an evidentiary hearing to determine whether he was competent during the first phase of his trial. We find no merit to the first 4 or *1289 second 5 claim raised by the defendant. We now more fully address Mason’s challenge to the district court’s refusal to grant a competency hearing to determine his competence during the first phase of the trial.

The conviction of a defendant when he is legally incompetent is a violation of due process. Drope v. Missouri, 420 U.S. 162, 171-72, 95 S.Ct. 896, 903-04, 43 L.Ed.2d 103 (1975); Pate v. Robinson, 383 U.S. 375, 378, 86 S.Ct. 836, 838, 15 L.Ed.2d 815 (1966). The test for mental competence is whether the defendant “has sufficient present ability to consult with his lawyer with a reasonable degree of rational understanding — and whether he has a rational as well as factual understanding of the proceedings against him.” Dusky v. United States, 362 U.S. 402, 402, 80 S.Ct. 788, 789, 4 L.Ed.2d 824 (1960).

Congress has safeguarded this right by providing that trial courts conduct competency hearings under the following circumstances:

At any time after the commencement of a prosecution for an offense and prior to the sentencing of the defendant, the defendant or the attorney for the Government may file a motion for a hearing to determine the mental competency of the defendant. The court shall grant the motion, or shall order such a hearing on its own motion, if there is reasonable cause to believe that the defendant may presently be suffering from a mental disease or defect rendering him mentally incompetent to the extent that he is unable to understand the nature and consequences of the proceedings against him or to assist properly in his defense.

18 U.S.C. § 4241(a). The district court must sua sponte order a competency hearing if reasonable cause is demonstrated. United States v. Fuller, 15 F.3d 646, 649 (7th Cir.), cert. denied, — U.S. -, 114 S.Ct. 2689, 129 L.Ed.2d 820 (1994); Hernandez-Hernandez v. United States, 904 F.2d 758, 760 (1st Cir.1990). Whether reasonable cause exists under § 4241 is a question left to the discretion of the trial court. United States v. West, 877 F.2d 281, 285 n. 1 (4th Cir.), cert. denied, 493 U.S. 869, 110 S.Ct. 195, 107 L.Ed.2d 149 (1989); Streetman v. Lynaugh, 835 F.2d 1521, 1525-26 (5th Cir.1988).

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Bluebook (online)
52 F.3d 1286, 1995 U.S. App. LEXIS 10477, 1995 WL 265416, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-paul-eugene-mason-ca4-1995.