State v. Flores

164 Wash. 2d 1
Washington Supreme Court·Decided June 26, 2008·No. No. 79135-0·Published·Cited by 50 cases

Opinions

Madsen, J.

¶1 Octavio Gonzales Flores challenges his convictions of six counts of unlawful delivery of a controlled substance, two counts of involving a minor in an unlawful drug transaction, and one count of possession with intent to deliver. He contends that insufficient evidence supports the convictions for involving a minor, that the State’s use of a written statement by his wife violated his constitutional right to confrontation, and that the imposition of an exceptional sentence based on judge-made findings violated his constitutional right to a jury trial. The Court of Appeals affirmed the convictions and sentence after considering supplemental briefing on the applicability of Crawford v. Washington, 541 U.S. 36, 124 S. Ct. 1354, 158 L. Ed. 2d 177 (2004) and Blakely v. Washington, 542 U.S. 296, 124 S. Ct. 2531, 159 L. Ed. 2d 403 (2004), which were published while the case was on direct review.

¶2 We hold the offense of involving a minor in a drug transaction, former RCW 69.50.401(f) (1998), recodified as RCW 69.50.4015, does not encompass the act of merely allowing a minor to remain present during the transactions [6] that took place at Flores’1 residence. Accordingly, we reverse his convictions on those charges for insufficient evidence. But we affirm the other convictions, agreeing with the Court of Appeals that the confrontation clause violation was harmless. Finally, we hold the imposition of an exceptional sentence violates Flores’ right to a jury trial, following Blakely, because the judge, not the jury, made the factual determination that the offense constitutes a major violation of the Uniform Controlled Substances Act (VUCSA), chapter 69.50 RCW, which was “more onerous than the typical offense.” Former RCW 9.94A.535(2)(e) (2001).

FACTS

¶3 This case arises from a sting operation conducted by the North Central Washington Narcotics Task Force. In July, August, and September 2001, the task force conducted a series of controlled drug buys from Flores and his wife, Sandra, acting through a confidential informant. The confidential informant agreed to participate in lieu of charges.

¶4 The confidential informant did not speak Spanish. Flores did not speak English. Sandra translated during each of the drug transactions.

¶5 The first transaction occurred on July 26, 2001, at the orchard cabin where Flores and Sandra lived, together with Sandra’s daughter, Jessica (born July 7, 1988). 1 Verbatim Report of Proceedings (VRP) (Feb. 7,2002) at 108-09; 3 VRP (Feb. 11, 2002) at 449. The confidential informant encountered Sandra and Jessica sitting on a bench outside the cabin. He told Sandra he wanted “150.” 1 VRP (Feb. 7, 2002) at 107. Sandra waved Flores over. They conversed in Spanish. The confidential informant gave Sandra the money, and Flores [7] handed her a plastic baggie of 2.5 grams of cocaine. Sandra gave the plastic baggie to the informant. Neither Sandra nor Flores asked Jessica to leave.

¶6 Based on the evidence obtained at the first transaction, the police secured a court order that authorized the use of a “body wire.” 1 VRP at 118, 126. All of the subsequent controlled buys were recorded via a wire worn by the confidential informant. In addition, aerial surveillance was used during the final controlled buy.

¶7 The second transaction occurred inside the cabin. Jessica was sitting on a couch in the living room. Flores gave the drugs to Sandra either in the bedroom, which was separate from the living room, or in the kitchen, which adjoined the living room.2 According to the confidential informant, Jessica “was in the general area. It was a small cabin.” 3 VRP at 457. He felt she “was aware of what was going on.” Id. at 452. Flores did not ask her to leave.

¶8 The final controlled buy occurred on September 25, 2001. 2 VRP (Feb. 8, 2002) at 318. The confidential informant purchased 25.5 grams of cocaine in exchange for $1,425. The transaction took place in an open field. It was videotaped from a military surveillance plane. Police on the ground saw the confidential informant approach a truck, hand money inside, and receive a package of drugs from Flores.

¶9 After the transaction was complete, the police arrested Flores and then executed a search warrant at the orchard cabin. Sandra responded to police questioning and provided a written statement.

¶10 The police recovered 155 grams of cocaine from the premises; cash, including some of the recorded money used in the controlled buys; cutting agents; and packaging materials. Flores had $1,018 and seven bindles3 of cocaine in his pants pocket when he was arrested. 4 VRP (Feb. 12, 2002) at 670, 720. Sandra had 11 bindles in her pants pocket. 2 VRP at 337.

[8] ¶11 The State charged Flores with six counts of unlawful delivery of a controlled substance4 (counts I, III, V, VI, VII, VIII), two counts of involving a minor in drug dealing5 (counts II and IV), and one count of unlawful possession with intent to deliver a controlled substance6 (count IX). Clerk’s Papers (CP) at 12-16.

¶12 Anticipating that Flores would invoke his spousal privilege to prevent Sandra from testifying, the State moved for admission of her out-of-court statements under ER 801(d)(2) (hearsay exemption for admission by party-opponent) and ER 804(b)(3) (hearsay exception for statements against penal interest). Over Flores’ objection, the trial court ruled that Sandra’s statements made during the controlled buys were admissible under ER 801(d)(2)(v), as statements by a co-conspirator in furtherance of the conspiracy. The trial court also ruled, again over Flores’ objection, that Sandra’s oral and written statements to the police were admissible under ER 804(b)(3), as statements against penal interest.

¶13 Accordingly, a written statement signed by Sandra was read into the record. In it, she admits participating in the drug transactions and inculpates her husband in the offenses. She also states her daughter was present during some of the drug transactions.

¶14 The State played the audio recordings of the drug buys for the jury. A translator read the English translation of the recordings into the record.

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State v. Flores, 164 Wash. 2d 1 (Wash. 2008).

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