United States v. Alberto Castro-Hernandez

258 F.3d 1057, 2001 Cal. Daily Op. Serv. 6697, 2001 Daily Journal DAR 8609, 2001 U.S. App. LEXIS 18274, 2001 WL 877292
CourtCourt of Appeals for the Ninth Circuit
DecidedAugust 6, 2001
Docket01-50192
StatusPublished
Cited by29 cases

This text of 258 F.3d 1057 (United States v. Alberto Castro-Hernandez) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Alberto Castro-Hernandez, 258 F.3d 1057, 2001 Cal. Daily Op. Serv. 6697, 2001 Daily Journal DAR 8609, 2001 U.S. App. LEXIS 18274, 2001 WL 877292 (9th Cir. 2001).

Opinion

GRABER, Circuit Judge:

Defendant Alberto Castro-Hernandez appeals his sentence for importation of marijuana, in violation of 21 U.S.C. §§ 952 and 960, and possession of marijuana with intent to distribute it, in violation of 21 U.S.C. § 841(a)(1). He argues that the district court erred by applying a two-level upward adjustment, under U.S.S.G. § 3B1.4, for the use of a minor to assist in *1059 avoiding detection of the offense. We affirm.

STANDARD OF REVIEW

We review de novo the district court’s interpretation of the sentencing guidelines. United States v. Castillo, 181 F.3d 1129, 1184-35 (9th Cir.1999), cert. denied, — U.S. —, 121 S.Ct. 1502, 149 L.Ed.2d 386 (2001). We review the district court’s findings of fact for clear error. United States v. Maldonado, 215 F.3d 1046, 1050 (9th Cir.2000), cert. denied, — U.S. -, 121 S.Ct. 1141, 148 L.Ed.2d 1004 (2001). Those findings must be supported by a preponderance of the evidence; that is, the evidence must establish “that the relevant fact is more likely true than not.” United States v. Collins, 109 F.3d 1413, 1420 (9th Cir.1997).

FACTUAL AND PROCEDURAL BACKGROUND

At about 10:30 a.m. on Tuesday, October 17, 2000, agents arrested Defendant at the Mexican border as he attempted to enter the United States at the Calexico East Port of Entry. A search of the pickup track that he was driving had revealed 23 cellophane-wrapped packages of marijuana, concealed within the gas tank, spare tire, and passenger door. The 23 packages contained a total of 46 kilograms of marijuana. Defendant’s three-year-old son was a passenger in the truck at the time of the border crossing and arrest.

Defendant was indicted on two counts, one pertaining to importation of the marijuana and the other pertaining to possession with intent to distribute. He pleaded guilty to both counts, and he does not appeal his guilty plea or conviction.

The Presentence Report (PSR) recommended a two-level upward adjustment under U.S.S.G. § 3B1.4 because Defendant had “utilized” his son “while committing the offense in an apparent effort to assist in avoiding detection.” Defendant objected to that recommendation.

The district court decided to apply the adjustment. The court found as a fact that Defendant had used his son as a “subterfuge.” The court observed that Defendant’s mother-in-law normally cared for Defendant’s son during the workday and inferred that the son’s presence in the truck on a weekday morning must have been for the purpose of hiding the offense during its commission. Accordingly, the court sentenced Defendant to fifteen months’ imprisonment and three years’ supervised release on each count, with the terms to run concurrently.

This timely appeal ensued.

DISCUSSION

A. The Scope of the Guideline

Section 3B1.4 of the federal sentencing guidelines provides:

If the defendant used or attempted to use a person less than eighteen years of age to commit the offense or assist in avoiding detection of, or apprehension for, the offense, increase by 2 levels.

Application Note 1 defines “[u]sed or attempted to use” to include “directing, commanding, encouraging, intimidating, counseling, training, procuring, recruiting, or soliciting.” U.S.S.G. § 3B1.4, cmt. n.l.

Defendant concedes that he “procured” or “directed” his young son’s presence in the track. Indeed, in his objection to the PSR, he affirmatively acknowledged that he was responsible for his son’s being there; he argued that he put his son in the truck for the purpose of taking him home after visiting relatives in Mexicali. 1 He *1060 argues, however, that even if he “did bring his son with him with a mind to aiding in his smuggling endeavor,” the requirement of the guideline is not met. Rather, he says, “active involvement or employment of the minor person in the offense” is required. He contends that Congress did not intend that the use of a child as a decoy to reduce the likelihood of detection could support an upward adjustment. We disagree.

Congress directed the Sentencing Commission to provide an upward adjustment for defendants who use a minor “with the intent that the minor would commit a Federal offense.” Violent Crime Control and Law Enforcement Act of 1994, Pub.L. No. 103-322, § 140008(a)(2), 108 Stat. 1796, 2033 (1994). But Congress did not limit the Commission only to one particular form of using a minor in the commission of a crime. The wording of subsection (a)(1), which required the Commission to provide “an appropriate sentence enhancement if the defendant involved a minor in the commission of the offense,” is broad enough to cover intentionally using a minor as an innocent decoy. Id. § 140008(a)(1). The text of the guideline covers that form of “use” as well, when it provides that the adjustment applies to a defendant who “used” (here, “procured” or “directed”) a minor to “assist in avoiding detection of, or apprehension for, the offense.” U.S.S.G. § 3B1.4.

The Eighth Circuit also has concluded that a defendant’s act of embroiling a minor in the commission of an offense, even when the minor’s conduct does not constitute an offense, is sufficient to warrant an upward adjustment under § 3B1.4. In United States v. Warner, 204 F.3d 799, 800-01 (8th Cir.2000), for example, the court upheld the application of § 3B1.4 to a defendant who had “acted irresponsibly in bringing his young child on [a] nefarious junket” and who had offered to leave his daughter with undercover agents as collateral in a drug deal. Id. at 800-01 & 801 n. 2.

We agree that a minor’s own participation in a federal crime is not a prerequisite to the application of § 3B1.4. It is sufficient that the defendant took affirmative steps to involve a minor in a manner that furthered or was intended to further the commission of the offense.

B. The Circumstances of the Crime

In the alternative, Defendant argues that the record does not support a finding that he intentionally used his son as a subterfuge. He reasons that his son’s mere presence just as easily could have an innocent explanation, which means that the government failed to carry its burden of proof.

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258 F.3d 1057, 2001 Cal. Daily Op. Serv. 6697, 2001 Daily Journal DAR 8609, 2001 U.S. App. LEXIS 18274, 2001 WL 877292, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-alberto-castro-hernandez-ca9-2001.