State v. David J. Forrester

Court of Criminal Appeals of Tennessee·Decided April 29, 1999·No. 01C01-9801-CC-00031·Published

Opinion

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE

AT NASHVILLE FILED JANUARY SESSION, 1999 April 29, 1999

Cecil W. Crowson

STATE OF TENNESSEE, ) Appellate Court Clerk C.C.A. NO. 01C01-9801-CC-00031 )

Appellee, )

)

) HUMPHREYS CO UNTY

VS. )

) HON. ROBERT E. BURCH DAVID J. FORRESTER, ) JUDGE )

Appe llant. ) (Direct Ap peal - Agg ravated Sexu al ) Battery)

FOR THE APPELLANT: FOR THE APPELLEE:

TERRY J. LEONARD JOHN KNOX WALKUP 9 North Co urt Square Attorney General and Reporter P. O. Box 957 Camden, TN 38320 KIM R. HELPER Assistant Attorney General 425 Fifth Avenu e North

Nashville, TN 37243-0493

DAN ALSOBROOKS

District Attorney General

GEORGE SEXTON

Assistant District Attorney Room 206

Wa verly, TN 37185

OPINION FILED ________________________ AFFIRMED JERRY L. SMITH, JUDGE

OPINION

In December of 1996, Appellant David J. Forrester was indicted by the Hump hreys County Grand Jury for attempted rape of a child and for aggravated sexual battery. On July 25, 1997, Appellant filed a motion to suppress a pretrial statement that he gave to state investigators. The trial court denied the motion after a hearing on August 25, 1997. On August 28, 1997, Appellant was convicted of aggravated sexual battery. After a sentencing hearing on December 9, 1997, the trial court sentenced Appellant to a term of ten years in the Tennessee Department of Correction. Appellant challe nges both h is conviction and his sentence, raising the following issues:

1) whether the trial court erre d when it admitted his pretrial sta temen t into evidence;

2) whether the evidence was sufficient to support his conviction;

3) whether the trial court should have instructed the jury on lesser included offenses, including child abuse;

4) whether the trial court’s response to a question from the jury about the severity of the charged offenses prejudiced Appellant; and 5) whether the trial court imposed an excessive sentence.

After a revie w of the re cord, we affirm the ju dgme nt of the trial co urt.

I. FACTS

Sharon Stump testified that on September 14, 1996, her car tire went flat in front of the home of Appellant and his wife, Julie Forrester. As Stump approached the back door of Appellant’s home in order to use the telephone, she looked through some glass patio doors and saw Appellant rubbing his penis on the buttocks of Appe llant’s n aked four-ye ar-old daug hter. S tump subs eque ntly

reported the incident to the Tennessee Department of Human Services and to Julie Forrester.

On November 20, 1996, Appellant voluntarily took a polygraph test that had been arranged by his attorney. After the polygraph test had been administered, Appellant participate d in a post-polygraph interview conducted by Agent Mike Smith of the Tennessee Bureau of Investigation, Investigator Ted Tarpley of the district attorney general’s office, and Norma Williams of the Tennessee Department of Children’s Services. During this interview, Appellant gave a signed statement in which he admitted that after he took his daughter out of the bathtub on September 14, 1996, she touched his penis and he had an erection. Appellant then admitted that when his naked daughter lay down on the floor, he took his penis out an d rubbed it on h er buttocks for ap proximately two to five minute s in order to obtain se xual gratifica tion.

At trial, Appellant testified that his pretrial statement was untrue and that the only reason he gave the statement was because his interviewers told him that if he told the m wha t they wanted to hear, he would get custody of his children back a nd he w ould rece ive coun seling inste ad of ha ving to ap pear in co urt.

II. ADMISSION OF APPELLANT’S PRETRIAL STATEMENT

Appellant contends tha t the trial court erred when it admitted his pretrial statement into eviden ce. Specifically, Appellant contends that the statement was inadm issible because he was not prop erly Mirandized, the statement was given

involuntarily, and th e state men t was o btaine d in viola tion of A ppella nt’s right to coun sel.

A. Miranda

Appellant contends that his pretrial statement was inadmissible because the police did not properly administer the Miranda warnings. Appellant concedes that he was given Miranda warnings before he took the polygraph test, ho wever, he cla ims th at the p olice sh ould have given the Miranda warnings ag ain before he participated in the post-polygraph interview.

In Miranda v. Arizona, 384 U.S. 436, 479, 86 S.Ct. 1602, 1630, 16 L.Ed.2d 694 (1966), th e United States S uprem e Cou rt ruled that th e Fifth and Fourtee nth Amendmen ts’ prohibition against compelled self-incrimination requires police officers, before initiating questioning, to advise the putative defendant of his right to remain silent and his right to co unsel. S pecifically, Miranda requires police to inform the person being questioned that (a) he has the right to re main silent; (b) any statement made may be used as evidence against him; (c) he has the right to the presence of an a ttorney ; and (d ) if he ca n not a fford an attorne y, one w ill be appointed for him prior to questioning, if he so desires. Id., 384 U.S. at 444, 86 S.Ct. at 1612.

Howeve r, police officers are only required to give Miranda warnings prior to “custodial interrogation” which has been defined as a “formal arrest or restraint on freedom of movement of the degree associated with a form al arrest.” Stansbury v. Califo rnia, 511 U.S. 318, 322–23, 114 S.Ct. 1526, 1528–29, 128

L.Ed.2d 293 (1994); State v. Bush, 942 S.W.2d 489, 499 (Tenn. 1997). The United States Supreme Cour t has h eld that it is appropriate to app ly an objective test to determine wheth er a pe rson is in custody and therefore entitled to rece ive Miranda warnings. Courts must consider the totality of the circumstances of the interrogation and inquire “how a reasonable man in the su spec t’s pos ition wo uld have understood his situation.” Berkem er v. McC arty, 468 U.S. 420, 422, 104 S.Ct. 3138, 3151, 82 L.Ed.2d 317 (1984); see also Stansbury , 511 U.S. at 323–24, 114 S.Ct. at 1529. In State v. Anderson, 937 S.W.2d 851, 855 (Tenn.1996), the Tenn essee Su preme C ourt expressly ad opted the ob jective analys is employed by the United States Supreme Court and adopted several nonexclusive factors to aid in the objective asse ssm ent of w hethe r a reas onab le person would consider himself or herself deprived of freedom of movement to a degree associated with a formal a rrest. Relevant factors include (1) the time and location of the interrogation; (2) the duration and character of the questioning; (3) the officer’s tone of voice a nd genera l demean or; (4) the method of transportation to the place of qu estioning; (5) the nu mber of po lice officers presen t; (6) limitations on movement or other forms of restraint imposed during the interrog ation; (7 ) interactions between the officer and the person being questioned, including the words spoken by the officer and the verbal or nonverbal responses of the pers on bein g ques tioned; (8) th e extent to which the person being questioned is confronted with the officer’s suspicions of guilt or evidence of guilt; and finally (9) the extent to which the perso n bein g que stione d is aware that he or she is free to refrain from answering questions or to end the interview at will. Id. The determination of whether an individual is in custody is fact specific, and th e trial co urt sho uld assess the applicability of the relevant factors in making its findings. Id. The tr ial cou rt’s dec ision w ill not be overtu rned b y this

Court unless it appears there has been an abuse of the trial court’s discretion and a violation of the appellan t’s rights. State v. S mith, 868 S.W.2d 561, 570 (Tenn. 1993).

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