State of Tennessee v. Hershell W. Estes, Jr.

CourtCourt of Criminal Appeals of Tennessee
DecidedFebruary 4, 2002
DocketE2000-01869-CCA-R3-CD
StatusPublished

This text of State of Tennessee v. Hershell W. Estes, Jr. (State of Tennessee v. Hershell W. Estes, Jr.) is published on Counsel Stack Legal Research, covering Court of Criminal Appeals of Tennessee primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State of Tennessee v. Hershell W. Estes, Jr., (Tenn. Ct. App. 2002).

Opinion

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT KNOXVILLE April 25, 2001 Session

STATE OF TENNESSEE v. HERSHELL W. ESTES, JR.

Direct Appeal from the Criminal Court for Knox County No. 62573 Richard R. Baumgartner, Judge

No. E2000-01869-CCA-R3-CD February 4, 2002

A Knox County jury convicted the defendant of one count of aggravated sexual battery and one count of rape of a child. For the former the trial court sentenced the defendant to ten years, and for the latter he received a sentence of twenty-three years. The trial court then ordered these sentences to run concurrently. Subsequently, the defendant brought an unsuccessful motion for new trial and now pursues the present appeal in this Court raising two issues. More specifically, the defendant avers that the trial court erred 1) by limiting defense counsel’s questioning of the victim concerning her prior sexual experiences and 2) by improperly utilizing two enhancement factors in sentencing the defendant. Upon review of these issues, we find that neither merit reversal and, thus, affirm the convictions and sentences. However, we have noted error in the rape of a child judgment requiring a remand for correction thereof.

Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Criminal Court is Affirmed and Remanded.

JERRY SMITH, J., delivered the opinion of the court, in which GARY R. WADE, P.J., and THOMAS T. WOODALL , J., joined.

Kenneth F. Irvine, Jr., Knoxville, Tennessee, for appellant, Hershell W. Estes, Jr.

Paul G. Summers, Attorney General & Reporter; Mark A. Fulks, Assistant Attorney General; Randall E. Nichols, District Attorney General; and Kevin Allen, Robert Headrick, and Leland Price, Assistant District Attorneys General, for appellee, State of Tennessee. OPINION

Factual Background

The victim, T. E.,1 had not seen the defendant, her biological father, in numerous years but asked her mother to help her contact the defendant because the victim wanted to get to know him. The search was successful, and the defendant traveled to Kentucky on three or four occasions to spend time with the victim. Again motivated by a desire to establish a relationship with her father, T. E. moved down to Tennessee and began living with him in 1994. At some point after the victim moved in with the defendant, he began french-kissing her. The defendant later became engaged to Cindy Mansfield, a person T. E. admittedly did not like. Thereafter both the defendant and the victim moved into the small home where Mansfield and her mother, Terry Runion, resided. T. E. testified that while there, her father’s french-kissing of her continued. She further described the events of the night from which these charges arose. According to the victim, she had gone to the defendant’s bedroom to watch television.2 Wearing shorts, panties, and a nightshirt that extended almost to her knees, the victim lay on the bed next to her father. As recounted by the victim, the defendant began french-kissing her; went to the bathroom; came back to the bed; rubbed her chest; took off her shorts and panties; pulled her shirt up around her neck; rubbed her vagina; inserted his fingers inside her vagina and moved them in a circular direction; climbed on top of her; and penetrated her vagina with his penis. The victim alleged that this had transpired prior to Thanksgiving of 1995.3 Though the victim told no one then about what had occurred, she returned to her mother’s home in Kentucky for Thanksgiving and indicated that she wished to stay there. Subsequently, while spending the night with a classmate whom she trusted, the victim told her classmate about what had happened. This revelation ultimately led to the authorities being contacted and the resulting prosecution.

Limitation of Cross-Examination

Through his first issue the defendant complains that the trial court too severely restricted his ability to cross-examine the victim concerning her prior sexual experiences. He particularly argues that he should have been allowed to delve more deeply into two incidents: one involving a prior instance of voluntary sexual intercourse and one involving a previous molestation. Knowing that he wished to question the victim about both of these instances, the defendant filed a pre-trial “NOTICE OF INTENT TO OFFER EVIDENCE PURSUANT TO TENN. R. EVID.

1 It is the policy of this Court to use initials in referring to child sex ual abu se victims.

2 This was a common occurrence because the television in the defendant’s and Cindy’s bedroom was better than the one in the living room.

3 There w as no dispu te that the victim had been und er the age o f thirteen at that tim e.

-2- 412.” We, thus, begin our analysis by observing that Tennessee Rule of Evidence 412 provides in pertinent part: (c) Specific instances of conduct. Evidence of specific instances of a victim's sexual behavior is inadmissible unless admitted in accordance with the procedures in subdivision (d) of this rule, and the evidence is: (1) Required by the Tennessee or United States Constitution, or (2) Offered by the defendant on the issue of credibility of the victim, provided the prosecutor or victim has presented evidence as to the victim's sexual behavior, and only to the extent needed to rebut the specific evidence presented by the prosecutor or victim, or (3) If the sexual behavior was with the accused, on the issue of consent, or (4) If the sexual behavior was with persons other than the accused, (i) to rebut or explain scientific or medical evidence, or (ii) to prove or explain the source of semen, injury, disease, or knowledge of sexual matters, or (iii) to prove consent if the evidence is of a pattern of sexual behavior so distinctive and so closely resembling the accused's version of the alleged encounter with the victim that it tends to prove that the victim consented to the act charged or behaved in such a manner as to lead the defendant reasonably to believe that the victim consented.

Tenn. R. Evid. 412(c). In addition, Tennessee Rule of Evidence 412 also states:

If the court determines that the evidence which the accused seeks to offer satisfies subdivisions (b) or (c) and that the probative value of the evidence outweighs its unfair prejudice to the victim, the evidence shall be admissible in the proceeding to the extent an order made by the court specifies the evidence which may be offered and areas with respect to which the alleged victim may be examined or cross-examined.

Tenn. R. Evid. 412(d)(4).

Turning first to the prior incident of sexual intercourse, we again observe that the defendant’s stated purpose for seeking to introduce the contested additional information was “to prove or explain knowledge of sexual matters.” See Tenn. R. Evid. 412(c)(4)(ii). This proof involved an incident of voluntary sexual intercourse that had occurred between the victim and her step-brother at some point before the victim had come to live with her father. Neither side disputed that such had taken place.

-3- In handling this matter pre-trial, the lower court heard argument from both the defense and prosecution; reviewed the offer of proof and the full testimony of the victim;4 researched precedent; and decided that the defense would be allowed to ask about this prior experience but would not be allowed to delve into the specifics thereof.

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31 S.W.3d 587 (Court of Criminal Appeals of Tennessee, 2000)
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49 S.W.3d 250 (Tennessee Supreme Court, 2001)
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914 S.W.2d 116 (Court of Criminal Appeals of Tennessee, 1995)
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823 S.W.2d 166 (Tennessee Supreme Court, 1991)
State v. Dobbins
754 S.W.2d 637 (Court of Criminal Appeals of Tennessee, 1988)
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920 S.W.2d 247 (Court of Criminal Appeals of Tennessee, 1995)
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922 S.W.2d 482 (Tennessee Supreme Court, 1996)
State v. Melvin
913 S.W.2d 195 (Court of Criminal Appeals of Tennessee, 1995)

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State of Tennessee v. Hershell W. Estes, Jr., Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-of-tennessee-v-hershell-w-estes-jr-tenncrimapp-2002.