Raymond J. Donovan, Secretary of Labor v. Oil, Chemical, and Atomic Workers International Union and Its Local 4-23

718 F.2d 1341, 11 OSHC (BNA) 1689, 1983 U.S. App. LEXIS 15465, 11 BNA OSHC 1689
CourtCourt of Appeals for the Fifth Circuit
DecidedNovember 7, 1983
Docket83-4226
StatusPublished
Cited by28 cases

This text of 718 F.2d 1341 (Raymond J. Donovan, Secretary of Labor v. Oil, Chemical, and Atomic Workers International Union and Its Local 4-23) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Raymond J. Donovan, Secretary of Labor v. Oil, Chemical, and Atomic Workers International Union and Its Local 4-23, 718 F.2d 1341, 11 OSHC (BNA) 1689, 1983 U.S. App. LEXIS 15465, 11 BNA OSHC 1689 (5th Cir. 1983).

Opinions

ALVIN B. RUBIN, Circuit Judge:

To further its purpose of assuring every working person “safe and healthful working conditions,” Congress enacted the Occu[1343]*1343pational Safety and Health Act of 1970, 29 U.S.C. § 651 et seq. (1970) (the Act). The Act provides for both an enforcement arm, under the Secretary of Labor, and an adjudicatory arm, under the Occupational Safety and Health Review Commission (the Commission) established by § 7(a)(1) of the Act, 29 U.S.C. § 656(a)(1). The Secretary is responsible for promulgating workplace safety standards, which he enforces by inspecting employers’ premises and by issuing citations and proposed penalties for violations. Employers are entitled to contest a citation at a hearing before an Administrative Law Judge of the Commission.2 The Commission, in its discretion, may then review the AU’s order. The Act also accords employees3 certain rights to participate in both the enforcement and adjudicatory stages of the administrative process. In this case, we must determine whether the Act permits employees to challenge the terms of a settlement agreement struck between the Secretary and the employer, once the employer has withdrawn its contest to the citation.

I.

As a result of inspections conducted in the fall of 1979, the Secretary of Labor issued four citations and notifications of proposed penalties to American Petrofina Company of Texas (the Company) for violation of safety regulations promulgated by the Secretary. In response, the Company filed notices of contest to the citations, which are prerequisites for an administrative hearing.4 The citations were consolidated into two cases and set for two separate hearings before two different ALJ’s.5 After the employer had filed the notices of contest, but before each hearing, the Oil, Chemical, and Atomic Worker’s International Union and its Local 4-23 (the Union) exercised the employees’ right under § 10(c) of the Act, 29 U.S.C. § 659(c), to participate as parties to the proceedings.6

[1344]*1344Before the respective hearings, the Secretary and the Company agreed to settle both the cases. In return for a reduction of the citations from “serious” to “non-serious” and elimination of the penalties, the employer agreed to withdraw its notices of contest. The Union had participated in the negotiations, but refused to join the agreements on the grounds that their terms were inconsistent with the Act.7 After a hearing on the first citation, the ALJ rejected the Union’s objections and approved the agreement. At the second hearing, another ALJ upheld the second agreement, and refused the Union’s proffer of evidence purporting to show that certain asbestos-related violations were properly characterized as serious and that the Company had failed to take appropriate corrective measures when removing asbestos.

Undaunted, the Union next sought to invoke the Commission’s discretionary authority to review the ALJ’s rulings.8 The Commission granted the Union’s petition, provoking the Secretary to file a motion to vacate the order for review. From the Commission’s denial of his motion, the Secretary brings this appeal.

II.

The threshold issue is whether the Commission’s denial of the Secretary’s motion constitutes an appealable agency ruling. The judicial review provision of the Act allows “[a]ny person adversely affected or aggrieved by an order of the Commission issued under subsection (c) of section 659 [§ 10(c) of the Act] of this title” to obtain review in the courts of appeals.9 Section 10(c) requires the Commission, if an employer contests a citation, to hold a hearing and “thereafter to issue an order, based on findings of fact, affirming, modifying, or vacating the Secretary’s citation or proposed penalty, or directing other appropriate relief.”10 Because the Commission’s order denying the Secretary’s motion did not affirm, modify, or vacate the Secretary’s citation or proposed penalty or order any other relief, it is not final and ordinarily would not be appealable. See Stripe-A-Zone v. OSHRC, 643 F.2d 230, 232-33 (5th Cir.1981).

The Secretary contends that the Commission’s decision is nevertheless reviewable under the “collateral order” doctrine of Cohen v. Beneficial Finance Industrial Corp., 337 U.S. 541, 545-47, 69 S.Ct. 1221, 1225-26, 93 L.Ed. 1528, 1535-37 (1949). “To come within the ‘small class’ of decisions excepted from the final-judgment rule by Cohen, the order must [1] conclusively determine the disputed question, [2] resolve an important question completely separate from the merits of the action, and [3] be effectively unreviewable on appeal from a final judgment.” Coopers & Lybrand v. Livesay, 437 U.S. 463, 468, 98 S.Ct. 2454, 2458, 57 L.Ed.2d 351, 357 (1978) (footnote omitted). See also Moses H. Cone Memorial Hospital v. Mercury Construction Corp.,-U.S.-,-, 103 S.Ct. 927, 935, 74 L.Ed.2d 765, 777 (1983).

The Second Circuit recently applied this test in a case remarkably similar to the present appeal, ruling that a Commission order remanding a proposed settlement agreement to the AU for consideration of the union’s objections to the methods of abatement satisfied all three Cohen requirements. Donovan and Mobil Oil Corp. v. [1345]*1345OSHRC and PTEU, 713 F.2d 918 (2d Cir. 1983) (Mobil Oil). Specifically, the court found that: the Commission’s order conclusively determined the scope of the Secretary’s authority to settle without Commission oversight or the employees’ formal participation; the appeal presented an important question because it would resolve an impasse between two federal agencies, thus facilitating the Act’s administration; and the issue of the Secretary’s authority would not merge into a final judgment on the merits. Id. at 924-25. The third element of the Cohen test was more fully discussed by the Third Circuit in Marshall and American Cyanamid v. OCAW and OSHRC, 647 F.2d 383 (3d Cir.1981) (American Cyanamid ). The court reasoned that the Commission’s order “irrevocably infringed” the Secretary’s prosecutorial discretion because subsequent review of the final order would not have retroactive effect: the passage of time would obliterate the Secretary’s negotiating position with the employer without accomplishing abatement. Id. at 387. See also Marshall and IMC v. OSHRC, 635 F.2d 544 (6th Cir.1980) (IMC)

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718 F.2d 1341, 11 OSHC (BNA) 1689, 1983 U.S. App. LEXIS 15465, 11 BNA OSHC 1689, Counsel Stack Legal Research, https://law.counselstack.com/opinion/raymond-j-donovan-secretary-of-labor-v-oil-chemical-and-atomic-workers-ca5-1983.