Rhode Island v. United States Environmental Protection Agency

378 F.3d 19, 58 ERC (BNA) 1993, 2004 U.S. App. LEXIS 15929
CourtCourt of Appeals for the First Circuit
DecidedAugust 3, 2004
Docket04-1513
StatusPublished
Cited by52 cases

This text of 378 F.3d 19 (Rhode Island v. United States Environmental Protection Agency) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rhode Island v. United States Environmental Protection Agency, 378 F.3d 19, 58 ERC (BNA) 1993, 2004 U.S. App. LEXIS 15929 (1st Cir. 2004).

Opinion

SELYA, Circuit Judge.

The state of Rhode Island seeks interlocutory review of a decision by the Environmental Appeals Board (the EAB) denying its motion to intervene in a pollution-discharge permit proceeding. The case presents a threshold question about the availability of judicial review with respect to such interlocutory administrative determinations. We hold, as a matter of first impression in this circuit, that the collateral order doctrine applies to agency determinations. Here, however, the order appealed from does not fit within the parameters of that doctrine: the EAB proceedings are ongoing, and Rhode Island’s challenge to the intervention decision can (and should) be adjudicated at the conclusion of the administrative proceedings. Consequently, we dismiss the appeal for want of appellate jurisdiction.

I. THE STATUTORY FRAMEWORK

The principal purpose of the Clean Water Act (the CWA) is to “restore and maintain the chemical, physical, and biological integrity of the Nation’s waters.” 33 U.S.C. § 1251(a); see also Adams v. EPA, 38 F.3d 43, 47 (1st Cir.1994). One of the ways in which the CWA seeks to achieve this purpose is by authorizing a national pollution discharge elimination system (NPDES). Under this regime, persons contemplating the discharge of pollutants into United States waters must obtain NPDES permits before doing so. See 33 U.S.C. §§ 1311(a), 1342; see also P.R. Aqueduct & Sewer Auth. v. EPA, 35 F.3d 600, 601 (1st Cir.1994). Such permits govern, inter alia, the quantity and concentration of discharged pollutants as well as the rate of discharge. See Arkansas v. Oklahoma, 503 U.S. 91, 101-02, 112 S.Ct. 1046, 117 L.Ed.2d 239 (1992) (citing pertinent statutory and regulatory provisions).

NPDES permits may be issued either by the Environmental Protection Agency (the EPA) or, in those states authorized to administer their own NPDES programs, by a state agency (subject, however, to EPA review). 33 U.S.C. § 1342. Since Massachusetts is not a specially authorized state, we focus here on the EPA’s permitting procedures.

Once the EPA receives a permit application, its regional administrator typically prepares a draft permit, invites comment, and initiates a public hearing. 40 C.F.R. §§ 124.6, 124.10, 124.12. At the end of this process, the regional administrator hands down a decision denying or granting the permit. Id. § 124.15. A granted permit ordinarily will carry conditions, which may be of varying scope and severity. 33 U.S.C. § 1342(a). Any person who has participated during the comment period may, within thirty days, petition the EAB for review of the EPA’s decision (including review of the permit conditions). 40 C.F.R. § 124.19(a). That review is discretionary. Id. Should the EAB deny review, the EPA-endorsed permit becomes administratively final. Id. § 124.19(c).

If, however, the EAB elects to afford review, it gives public notice to that effect. Id. It then sets a briefing schedule and invites interested persons to participate as amici (i.e., “friends” of the Board). Id. *22 Only after an EAB determination on the merits is the regional administrator authorized to issue a final permit. Id. § 124.19(f)(1). Any interested person can then petition for judicial review of the EAB’s actions (or any aspect thereof) in the appropriate circuit court of appeals. 33 U.S.C. § 1369(b)(1)(F).

II. FACTUAL AND PROCEDURAL BACKGROUND

This case involves the Brayton Point power plant, operated by USGen New England, Inc. (USGen) in Somerset, Massachusetts. The plant sits on the shores of Mount Hope Bay, a body of water lying partly within Rhode Island’s borders. Heat is a pollutant for CWA purposes, id. § 1362(6), and the plant’s cooling system discharges water into the bay at elevated temperatures. According to the EPA, discharges of heated water from the plant have detrimentally affected the bay’s fish population.

The NPDES permit for Brayton Point expired in 1998. USGen applied for a renewed permit and, throughout the pen-dency of the permitting procedures, the EPA undertook to address concerns about the plant’s discharge protocol. A draft permit was issued in 2002. Rhode Island played an active role during the comment period. On October 6, 2003, the EPA’s regional administrator for Region I handed down a proposed final NPDES permit for Brayton Point’s discharge system. The permit contained a series of new, more stringent conditions. USGen filed a petition for administrative review and requested an evidentiary hearing. Rhode Island moved for leave to intervene in order to support the proposed permit or, alternatively, for permission to participate as an amicus.

The EAB responded by issuing a multi-part order. In re USGen New Engl., Inc. Brayton Point Station, NPDES Appeal No. 03-12, slip op. (Envtl.App.Bd. Feb. 19, 2004), available at http://www.epa.gov/eab/orders/usgen.pdf. The order granted USGen’s petition for review, reserved decision on whether to hold an evidentiary hearing, denied Rhode Island’s motion to intervene without prejudice (with the proviso that the motion could be renewed in the event that the EAB subsequently decided to convene an evidentiary hearing), granted Rhode Island amicus status, and set a briefing schedule.

Rhode Island took an immediate appeal from the conditional denial of its motion to intervene. We expedited review and heard oral arguments on June 7, 2004. We now conclude that we lack jurisdiction over Rhode Island’s interlocutory appeal.

III. APPELLATE JURISDICTION

Federal courts are courts of limited jurisdiction. Am. Fiber & Finishing, Inc. v. Tyco Healthcare Group, 362 F.3d 136, 138 (1st Cir.2004). Thus, they can hear cases only if and to the extent that they are authorized to do so by statute. Bell v. New Jersey, 461 U.S. 773, 777, 103 S.Ct. 2187, 76 L.Ed.2d 312 (1983). With this in mind, we inspect the hooks on which Rhode Island tries to hang our jurisdiction.

A. Section 1369(b)(1)(F).

Rhode Island’s first response is to identify 33 U.S.C. § 1369(b)(1)(F) as the basis for appellate jurisdiction in this case.

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378 F.3d 19, 58 ERC (BNA) 1993, 2004 U.S. App. LEXIS 15929, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rhode-island-v-united-states-environmental-protection-agency-ca1-2004.