People v. Norman

76 Misc. 2d 644, 350 N.Y.S.2d 52, 1973 N.Y. Misc. LEXIS 1564
CourtNew York Supreme Court
DecidedNovember 23, 1973
StatusPublished
Cited by19 cases

This text of 76 Misc. 2d 644 (People v. Norman) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Norman, 76 Misc. 2d 644, 350 N.Y.S.2d 52, 1973 N.Y. Misc. LEXIS 1564 (N.Y. Super. Ct. 1973).

Opinion

Abbaham I. Kalina, J.

This is a motion to quash subpoenas served on the Police Department of the City of New York requiring the production of personnel records ” of police officers who, defendants allege, will be called by the People in each of the narcotic prosecutions in which they are named as a defendant.

In oral arguments before the court, the defendants’ counsel stated that the sole purpose for seeking the personnel folders of these officers was to ascertain whether information contained in the folders might reveal something in the officers’ pasts which may form the basis for impeaching the credibility of the officers on cross-examination. Counsel for the defendants urged upon the court the necessity for such information because, in a narcotic prosecution, the testimony of police officers is likely to be the principal, if not the sole, evidence on which the jury or the court must determine the guilt or innocence of the defendants. It is thus argued that under such circumstances, the truth and veracity of the testifying police officer becomes a most significant issue, the determination of which will result in the defendant’s being found guilty or not guilty.

Defense counsel urges the court to adopt the conclusion reached by my learned colleague, Mr. Justice Arnold Fein, in the case of People v. Sumpter (75 Misc 2d 55). In Sumpter the court denied the motion to quash the subpoena, but directed the Police Department to produce the personnel folder to the Trial Judge sealed, for his examination, in camera, and determination whether any information contained in such records should be made available to defense counsel. In the case of People v. Fraiser (75 Misc 2d 756), Judge Gibbons of the Nassau County Court reached a contrary conclusion. In Fraiser the court denied an application for a subpoena duces tecum for the police department personnel files of police officers.

Justice Fein’s decision and defense counsel’s argument can be reduced to four principal areas:

First: that the right of a defendant in a criminal prosecution to confront witnesses is fundamental, and the attempt to discredit the witness by impeaching his credibility should not be restricted except in the sound discretion of the Trial Judge. (People v. Zabrocky, 26 N Y 2d 530; People v. Schwartzman, 24 N Y 2d 241, cert. den. 396 U. S. 846; People v. Alamo, 23 N Y 2d 630; People v. Sorge, 301 N. Y. 198; Langley v. Wadsworth, 99 N. Y. 61.)

Second: in limiting this right of cross-examination in his discretion, the Trial Judge must require the cross-examiner to [646]*646make a good-faith showing as a predicate to such inquiry, and that in the absence of access to the personnel folders, defense counsel cannot show the required good faith (People v. Sorge; People v. Alamo, supra).

Third: that in most narcotic prosecutions, the evidence against the defendant will largely consist of testimony of police officers, and defense evidence, if any, will solely be the testimony of the defendant.

Fourth: that where a police officer such as a policeman is called as a witness, in the performance of his public duty, there is a duty on the prosecution to make available to the court any information in its possession or in the Police Department’s possession which might go to the issue of the defendant’s guilt, including evidence affecting the credibility of such officer.

Judge Gibbons’ decision can be reduced to four principal areas:

First: That "documents are not subject to inspection for the mere reason that they will be useful in supplying a clew whereby evidence can be gathered. Documents to be subject to inspection must be evidence themselves.” (People ex rel. Lemon v. Supreme Ct., 245 N. Y. 24, 29.)

Second: That “ inasmuch as evidence relating to the misdeeds of a witness for the purpose of impeaching his credibility concerns itself with matters collateral to the main issue of the case, a limitation is imposed upon such evidence to the extent that it may only be obtained by interrogation of the witness, whose answers are binding on the examiner and which may not be contradicted by other extrinsic evidence.” (75 Misc 2d 756, 758.)

Third: That the “ rule is clear that while a witness’ testimony regarding collateral matters may not be refuted by the calling of other witnesses or by the production of extrinsic evidence * * * there is no prohibition against examining the witness himself further on the chance that he may change his testimony or his answer ” (75 Misc 2d 756, 759, citing People v. Perry, 277 N. Y. 460; People v. Malkin, 250 N. Y. 185; People v. Freeman, 203 N. Y. 267).

Fourth: That evidence concerning the credibility of a witness does not meet the test spelled out in Brady v. Maryland (373 U. S. 83) because we are dealing here with impeaching evidence of a truly collateral matter, and not evidence which would bear materially on the question of the defendant’s guilt or punishment.

Other than Mr. Justice Fein’s decision in People v. Sumpter (supra) and Judge Gibbons’ decision in People v. Fraiser [647]*647(supra), there do not appear to be any New York cases dealing with the question of obtaining Police Department personnel records in criminal cases by subpoena duces tecum. Research by the court of case law in other jurisdictions discloses a paucity of cases dealing with this issue even in a tangential manner.

In United States v. Marcello (423 F. 2d 993, cert. den. 398 U. S. 959); People v. Barker (78 Ill. App. 2d 298); Pitchess v. Superior Ct., Los Angeles County (109 Cal. Rep. 596 [Court of Appeals, 2d Dist.]); and City of Los Angeles v. Superior Ct., Los Angeles County (33 Cal. App. 3d 778), requests to subpoena the personnel records of police officers were denied.

In State v. Fleishman (495 P. 2d 277 [Ct. of Appeals of Oregon, Dept. 1,1972]) and State ex rel. De Concini v. Superior Court (20 Ariz. App. 33 [Ct. of Appeals of Arizona, Div. 2]) the requests for issuance of the subpoenas were granted.

In Marcello (supra) the defendant had been convicted for assaulting and intimidating a Federal officer. The court held that the trial court order quashing the subpoena requesting personnel records of the police who had been assaulted was proper. In Barher (supra), the court held that the rule that a defendant is entitled to examine statements of a witness in the possession of the prosecution to discover inconsistencies for impeachment purposes did not go so far as to require the police department to produce personnel records. In Pitchess (supra), the defendant was charged with battery against four Sheriff’s deputies. The lower court denied a motion to quash the subpoena and ordered the Sheriff’s office to produce records relating to any allegations by members of the police involving the alleged excessive use of force ’ ’ by the deputies involved.

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Bluebook (online)
76 Misc. 2d 644, 350 N.Y.S.2d 52, 1973 N.Y. Misc. LEXIS 1564, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-norman-nysupct-1973.