People v. Zanders

95 Misc. 2d 82, 407 N.Y.S.2d 410, 1978 N.Y. Misc. LEXIS 2385
CourtNew York Supreme Court
DecidedJune 23, 1978
StatusPublished
Cited by3 cases

This text of 95 Misc. 2d 82 (People v. Zanders) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Zanders, 95 Misc. 2d 82, 407 N.Y.S.2d 410, 1978 N.Y. Misc. LEXIS 2385 (N.Y. Super. Ct. 1978).

Opinion

OPINION OF THE COURT

Stanley Ostrau, J.

This is a motion made pursuant to CPLR 2304 to quash a subpoena duces tecum served upon the New York City Transit Authority by the District Attorney who seeks the entire personnel file of the defendant, a New York City Transit Police Officer, who is a police officer as defined in CPL 1.20 (subd 34, par [e]), on the grounds that the subpoena seeks privileged material and that it is too broad in scope.

The proper resolution of the application calls for the inter[83]*83pretation of section 50-a of the Civil Rights Law, which was enacted by the 1976 Legislature effective June 21, 1976 (L 1976, ch 413).

Prior to the enactment of this section the courts wrestled with the general problem of subpoenas which were being served by defense counsel on the police authorities seeking the examination of the personnel file of prospective police witnesses.

Subsequent to People v Sumpter (75 Misc 2d 55, infra), the New York courts, in considering this problem, uniformly rejected requests for the personnel files of such prospective witnesses. In a line of cases beginning with People v Fraiser (75 Misc 2d 756), the courts expressed the fear that such files often were not material or relevant and that the examination of such files often constituted a mere fishing expedition for information. The court in Fraiser (supra) cited People ex rel. Lemon v Supreme Ct. (245 NY 24, 29) wherein it was stated "Documents are not subject to inspection for the mere reason that they will be useful in supplying a clew whereby evidence can be gathered. Documents to be subject to inspection must be evidence themselves”.

Similarly, in People v Coleman (75 Misc 2d 1090, 1095) in which an application for a judicial subpoena duces tecum seeking the production and examination of the personnel files of the complaining police officers was denied, the court stated: "Police officers are likely to suffer many complaints about their professional conduct since those whom they arrest or reprimand are not often pleased and seldom, if ever, can be fair critics. A cross-examination which recites a litany of complaints from such sources could easily mislead rather than enlighten.”

Both People v McArthur (75 Misc 2d 979) and People v Norman (76 Misc 2d 644) relied on the holding in People v Fraiser (75 Misc 2d 756, supra) in quashing a subpoena for police personnel files, on the grounds that there was no showing of relevancy or materiality of information which may only possibly be in the personnel files sought by defendant. The same result was reached in People v Torres (77 Misc 2d 13) which cited People v Coleman (75 Misc 2d 1090, supra) and declined to follow the holding of People v Sumpter (75 Misc 2d 55, supra).

In the Norman case (supra), the court made some additional pertinent observations. It cited therein City of Los Angeles v [84]*84Superior Ct. of Los Angeles County (33 Cal App 3d 778); a personal injury action wherein the plaintiff moved for discovery of the personnel folder of the defendant police officer. The application was opposed on the ground of privilege. The trial court granted the application. On appeal, the Appellate Court vacated the order and stated (pp 785-786): "Such raw data— which may include unverified and unfounded complaints, confidential investigations on the officer by his colleagues and superiors, and such privileged material as medical and psychiatric examinations — [are] not lightly to be invaded * * * Confidential personnel files are vital to the development of full information on members of the police department. Proper supervision and control of any large body of subordinates demands comprehensive personnel records which will fully and accurately reflect their performances, a demand that would be largely frustrated if personnel records became routinely available for public inspection * * * 'The members of a police department must be able to rely on their confidential records and notations being preserved for their internal use * * * for if it were otherwise, the knowledge that some of the confidential information recorded might be later exposed to outside parties would have a certain and chilling effect upon the internal use of such record making.’ (Kott v. Perini [D.C. 1968] 283 F. Supp. 1,2.)” The court in People v Norman (76 Misc 2d 644, 651, supra) further stated: "This court is of the further opinion that it is not a condition of a police officer’s employment that his life story should be the subject of perusal by Judge, prosecutor and defense counsel each time he makes an arrest. To impose such a broad burden on the officer would be tantamount to an unconstitutional deprivation of his right of privacy. (Cf. Griswold v. Connecticut, 381 U.S. 479.)” (Emphasis supplied.)

In People v Sumpter (75 Misc 2d 55) decided prior to the afore-cited cases and not followed by any of the subsequent decisions, the defendant served a subpoena duces tecum on the New York City Police Department requiring the production of "personnel records” of two police officers, prospective prosecution witnesses. The police department moved to quash. Mr. Justice Fein, in a prescient decision, in effect set down the basic procedure presently set forth in section 50-a of the Civil Rights Law, in that he denied the motion to quash but did direct an in camera inspection, and stated the following (p 60): "It has been widely noted that such records often contain raw [85]*85data, uncorroborated complaints, and other information which may or may not be true but may be embarrassing, although entirely irrelevant to any issue in the case, even as to credibility. The fear of such disclosures may well preclude people from making themselves available as witnesses and dry up valuable sources of evidence. If it is held that the Police Department is required to produce such records as to police officers, why not all governmental agencies and any employer, credit card company, bank, business or corporation with respect to any witness? The private life of every witness called for whatever purpose would in effect become an open book.”

Thus it would appear that the law prior to the enactment of section 50-a of the Civil Rights Law was that the police personnel files were confidential and a violation of the confidential nature of such files would have a chilling effect on the preparation of the files. The material in the files is nothing but raw information, uncorroborated material, unsubstantiated accusations, perhaps poison pen letters, credit ratings, family psychiatric history, or some totally irrelevant material that may prove to be embarrassing or irreparably damaging to the reputation of the individual. It appears to this court that the confidentiality of such files applies to all persons and to all cases. It is therefore clear that the personnel files of any police officer were not open to inspection by a District Attorney or by anyone else. The most the law permitted was an in camera inspection as indicated in People v Sumpter (75 Mise 2d 55, supra).

What effect, if any, has section 50-a of the Civil Rights Law had on the afore-cited decisions? Section 50-a of the Civil Rights Law reads as follows:

"1.

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Related

People v. Herrera
131 Misc. 2d 96 (New York Supreme Court, 1985)
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97 Misc. 2d 733 (Criminal Court of the City of New York, 1979)

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Bluebook (online)
95 Misc. 2d 82, 407 N.Y.S.2d 410, 1978 N.Y. Misc. LEXIS 2385, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-zanders-nysupct-1978.