Matter of Davies

61 N.E. 113, 168 N.Y. 89, 1901 N.Y. LEXIS 862
New York Court of Appeals·Decided October 1, 1901·Published·Cited by 93 cases

Opinions

*96 Yam, J.

In support of the motion to dismiss the appeal it is urged that, so far as the record discloses, the order of reversal may have been made in the exercise of discretion, and, hence, that it is not reviewable in this court. (Matter of Attorney-General, 155 N. Y. 441, 445.) We think, however, that the motion to dismiss should be denied for the reason that where the Appellate Division allows an appeal and certifies a question of law for us to review, the presumption is that its determination was made upon the merits, unless it expressly appears by the record that it was made in the exercise of discretion.

The statute which gives rise to this controversy is entitled “ An Act to prevent monopolies in articles or commodities of common use, and to prohibit restraints of trade and commerce, providing penalties for violations of the provisions of this act, and procedure to enable the attorney-general to secure testimony in relation thereto.” (L. 1899, ch. 690.) It is a continuation, with some changes, of a similar act with the same-title passed in 1897, which was the subject of consideration in Matter of the Attorney-General (32 Misc. Rep. 1; 22 App. Div. 285; 155 N. Y. 441; L. 1897, ch. 383). The act now in force declares every contract or combination to be against public policy, illegal and void whereby a monopoly in this state of any commodity in common use is or may be created, established or maintained, or whereby competition in this state in the supply or price of any such commodity is or may be restrained or prevented, or whereby, in order to create or maintain a monopoly within this state, the free pursuit in this state of any lawful business is or may be restricted or prevented. (§ 1.)

It provides for the punishment of every person or corporation who shall make or attempt to make any such contract or combination, or do any act pursuant thereto, t; or in, toward or for the consummation thereof.” (§ 2.)

It authorizes the attorney-general to bring an action in the name of the People against any corporation, foreign or domestic, its officers or agents, or against any person, lC to restrain and *97 prevent the doing in this state of any act herein declared to he illegal, or any act, in, toward or for the making or consummation ” of any prohibited contract or combination, wherever the same may have been made. (§ 3.)

It declares that “ whenever the attorney-general has determined to commence an action ” under the act, before beginning the same he may present to any justice of the Supreme Court an application in writing for an order directing the persons mentioned therein to appear before such justice “ or a referee designated in such order, and answer such questions as may be put to them * * and produce such papers, documents and books concerning any alleged illegal contract ” or combination in violation of the act. Said application “ may simply show upon” the “information and belief” of the attorney-general “ that the testimony of such person or persons is material and necessary.” It is made the duty of the justice to grant the application, with such preliminary injunction as may appear to him to be proper and expedient, and of the witness to attend at the time and place designated. “ The testimony of each witness must be subscribed by him, and all must be filed in the office of the clerk of the county in which such order for examination is filed.” The provisions of the Code of Civil Procedure relating to the examination of witnesses before the commencement of an action “ shall not apply except as herein prescribed.” (§ 4.)

The order must be signed by the justice making it and the attorney-general may indorse upon the same “ a clause requiring such person to produce on such examination all books, papers and documents in his possession, or under his control, relating to the subject of such examination.” (§ 5.)

Ho person is “excused from answering any questions " * * or from producing any books,” because the evidence, documentary or otherwise, may tend to incriminate him, but he is protected from criminal prosecution and from any penalty or forfeiture “ on account of any transaction, matter or thing concerning which he may testify, or produce ” documentary evidence. (§ 6.)

*98 The referee so appointed is given “ all the powers and is subject to all the duties of a referee appointed under section 1018 of the Code of Civil Procedure, so far as practicable, and may punish for contempt a witness duly served as prescribed in this act for non-attendance or refusal to be sworn or to testify, or to produce books,” documents, etc., “in the same manner, and to the same extent as a referee appointed to hear, try and determine an issue of fact or of law.” (§ 7.)

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Matter of Davies, 61 N.E. 113, 168 N.Y. 89, 1901 N.Y. LEXIS 862 (N.Y. 1901).

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