Connolly v. Scudder

222 A.D. 591, 227 N.Y.S. 47, 1928 N.Y. App. Div. LEXIS 8119
CourtAppellate Division of the Supreme Court of the State of New York
DecidedFebruary 1, 1928
StatusPublished
Cited by6 cases

This text of 222 A.D. 591 (Connolly v. Scudder) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Connolly v. Scudder, 222 A.D. 591, 227 N.Y.S. 47, 1928 N.Y. App. Div. LEXIS 8119 (N.Y. Ct. App. 1928).

Opinions

Per Curiam.

Under date of December 16,1927, the Governor of the State, pursuant to section 34 of the Public Officers Law, directed Townsend Scudder, one of the justices of the Supreme Court in and for the Second Judicial District, to take evidence as to certain charges against Maurice E. Connolly, borough president of the borough of Queens, and to report to the Governor the evidence taken in the proceeding with the findings and material facts deemed [593]*593by him to be established in connection with such charges, together with his conclusions thereon. In accordance with section 34 of the Public Officers Law, Mr. Justice Scudder caused a notice to be served upon said Connolly that evidence would be taken in the proceeding at a hearing to be held before him at the County Court House, Long Island City, on the 1st day of February, 1928. From January 5 to January 18, 1928, Mr. Justice Scudder issued numerous subpoenas requiring persons and corporations to appear before him at his chambers prior to February 1, 1928, to attend an inquiry and give evidence in the matter of the said charges. Pursuant to such subpoenas, about forty witnesses attended before said justice at his chambers. It is conceded these witnesses were examined under oath as to the merits of the charges. Said Connolly was not notified of these proceedings, nor was he present thereat in person or by counsel. Upon these facts, an alternative order of prohibition is sought to restrain Mr. Justice Scudder, not only from continuing the examination of witnesses in the absence of said Connolly, but also from acting further in the proceeding.

Article 3, section 1, of the Constitution of the United States provides: “The judicial Power of the United States, shall be vested in one supreme Court, and in such inferior Courts as the Congress may from time to time ordain and establish.”

It has been held by the United States Supreme Court (Gordon v. United States, 117 U. S. 697; United States v. Ferreira, 13 How. [U. S.] 40), as stated by Blackmar, J., in Matter of Mitchel v. Cropsey (177 App. Div. 663): “ The end and object of all civil judicial proceedings is the enforcement or protection of a right, or the redress or prevention of a wrong.. So the Supreme Court of the United States * * * refused to entertain an appeal from the Court of Claims because that court did not pronounce an enforcible judgment, but its decisions were practically advisory only.”

It thus appears that in order to constitute a proceeding a judicial one within the meaning of the Federal Constitution, it is necessary that there be a final adjudication which may be enforced. As the Federal government is divided, so is the State government divided into three departments, each separate and distinct, and designed to operate as a check upon the others. (Matter of Davies, 168 N. Y. 89.)

Article 6, section 19, of the State Constitution provides in part: “ The judges of the Court of Appeals and the justices of the Supreme Court shall not hold any other public office or trust, except that they shall be eligible to serve as members of a Constitutional Con[594]*594vention.” In the face of the purpose of the division of State government into these three separate and distinct divisions and the provision of the State Constitution last quoted, it has been held that the issue of a call by a justice of the Supreme Court upon the State militia in case of a riot is the exercise of judicial power. (People ex rel. Welch v. Bard, 209 N. Y. 304.) The theory upon which the case was really decided was that there was a decision made upon the facts as to the necessity of the call. In other words, there was a determination which gave life to the act to be done. Upon the basis of either of the foregoing rules, it must be held that Mr. Justice Sctjdder is not acting in a judicial proceeding. Here there will be no determinative adjudication or decision. There is to be a finding but it is only advisory. The justice is, therefore, transgressing constitutional limitations unless (1) it can be said that his duties are merely “ transient, occasional or incidental,” as was the ruling in People ex rel. Washington v. Nichols (52 N. Y. 478), or (2) although the proceeding may not be judicial, it partakes of the nature thereof and the power is conferred upon a judge.

As to alternative (1) to apply the rule stated would mean that a judicial officer, acting as the agent of the executive, was not holding another public office or trust. This rule should not be extended to a proceeding of such vital importance and serious consequences. It is dangerous doctrine which permits exception to sound principle for the sake of a beneficent end. This is happening far too frequently these days. The evasion of such principle does far more harm than the evil sought to be cured or wrong to be remedied. If these proceedings were before the Governor, he would make a decision. That, in a sense, would be a judicial act, but not - an invasión of constitutional judicial prerogative' because it is in the course of an executive act by an executive. The same may be said of legislative investigations and proceedings. Here, however, -upon the basis of the alternative under discussion, the judge is acting in the domain of the executive, and is authorized as a commissioner to take testimony for the Governor, as in United States v. Ferreira (13 How. [U. S.] 40) district judges, who had to decide upon- the validity of claims and, if in favor of claimants, to report to the Secretary of the Treasury, who was to determine if they should be paid, were held not to act as judges but as commissioners to adjust claims and report thereon. But there is no provision in -the Federal Constitution which prevents a judge from holding any other office or trust.

--As to the second alternative-: While this proceeding may not be a judicial proceeding, judicial methods are used and judicial powers [595]*595incidentally invoked. (Matter of Mitchel v. Cropsey, 177 App. Div. 663.) There is notice to the accused, subpoenas are issued, oaths administered to witnesses, their examination had, counsel present, the power of the county may be called upon to execute process, and findings of the material facts deemed to be established are made to advise the executive. The power so conferred on a justice of the Supreme Court is conferred upon him as a judge. (Matter af Mitchel v. Cropsey, supra.) Thus, Mr. Justice Scudder’s appointment was as a judge to conduct these proceedings.

Since Mr. Justice Scudder is acting as a judge, his powers must be exercised in the manner in which the statute directs. (Matter of Mitchel v. Cropsey, supra.) The justice is not in the position of the executive, against whose actions, were he to conduct this proceeding, no direct attack could be made in the courts. Charges against a borough president are, pursuant to statutory provision, to be made and heard the same as charges against a sheriff. (Greater N. Y. Charter [Laws of 1901, chap. 466], § 382, as amd. by Laws of 1923, chap. 780; Id. § 122.)

Article 10, section 1, of the Constitution, dealing with the removal of varioms officers, including sheriffs, provides: “ The Governor may remove any officer, in this section mentioned, within the term for which he shall have been elected; giving to such officer a copy of the charges against him, and an opportunity of being heard in his defense.”

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Bluebook (online)
222 A.D. 591, 227 N.Y.S. 47, 1928 N.Y. App. Div. LEXIS 8119, Counsel Stack Legal Research, https://law.counselstack.com/opinion/connolly-v-scudder-nyappdiv-1928.