Mitchum v. Foster

407 U.S. 225, 92 S. Ct. 2151, 32 L. Ed. 2d 705, 1972 U.S. LEXIS 104
CourtSupreme Court of the United States
DecidedJune 19, 1972
DocketNo. 70-27
StatusPublished
Cited by1,125 cases

This text of 407 U.S. 225 (Mitchum v. Foster) is published on Counsel Stack Legal Research, covering Supreme Court of the United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mitchum v. Foster, 407 U.S. 225, 92 S. Ct. 2151, 32 L. Ed. 2d 705, 1972 U.S. LEXIS 104 (1972).

Opinions

Mr. Justice Stewart

delivered the opinion of the Court.

The federal anti-injunction statute provides that a federal .court “may not grant an injunction to stay proceedings in a State court except as expressly authorized by Act of Congress, or where necessary in aid of. its jurisdiction,, or to protect or effectuate its judgments.” 1 An Act of Congress, 42 U. S. C. § 1983, expressly authorizes a “suit in equity” to redress “the deprivation,” under color of state law, “of any rights, privileges, or immunities secured by the Constitution . ...”2 The question before us is whether this “Act of Congress” comes within the “expressly authorized” exception of the anti-injunction statute so as to permit a federal court in a § 1983 suit to grant an injunction to stay a proceeding pending in. a state court. This question, which has divided the federal courts,3 has lurked in the background of many of our recent cases, but we have not until today explicitly decided it.4

[227]*227I

The prosecuting attorney of Bay County, Florida, brought a proceeding in a Florida court to close down the appellant's’ bookstore as a public nuisance under the claimed authority of Florida law. The state court entered a preliminary order prohibiting continued operation of the bookstore. After further inconclusive proceedings in the state courts, the appellant filed a complaint in the United States District Court for the Northern District of Florida, alleging that „ the actions of the state judicial and law enforcement officials were depriving him of rights protected by the First and Fourteenth Amendments. Relying upon 42 U. S. C. .§ 1983,5 he asked for injunctive and declaratory relief against the state court proceedings, on the. ground that Florida laws were being unconstitutionally applied by the state court so as to cause him great and irreparable harm; A single federal district judge issued temporary restraining orders, and ,a three-judge court was convened pursuant to 28 U. S. C. §§ 2281 and 2284. After a hearing, .the three-judge court dissolved the temporary restraining orders and refused to. enjoin the state court proceeding, holding that the “injunctive relief sought here [228]*228as to the proceedings pending in the Florida courts does not come, under any of the exceptions set forth in Section 2283. It is not expressly authorized by Act of Congress,, it is not necessary in the aid of this court’s jurisdiction, and it is not sought in order to protect or effectuate any judgment of this court.” 315 F. Supp. 1387, 1389. An appeal was brought directly here under 28 U. S. C. § 1253,6 and we noted probable jurisdiction. 402 U. S. 941.

II

In denying injunctive relief, the District Court relied on this Court’s decision in Atlantic Coast, Line R. Co. v. Brotherhood, of Locomotive Engineers, 398 U. S. 281. The Atlantic Coast Line case did not deal with the “expressly authorized” exception of the anti-injunction statute,7 but the Court’s opinion in that ease does bring into sharp focus the critical importance of the question now before us. For in that case we expressly rejected the view that the anti-injunction statute merely states a flexible doctrine of comity,8 and made clear that the statute imposes an absolute ban upon the issuance of a federal injunction against a pending [229]*229state court proceeding, in the absence of one of the recognized exceptions:

“On its face the present Act is an absolute, prohibition against enjoining state court proceedings, unless the injunction falls within one of three specifically defined exceptions. The respondents here have intimated that the Act only establishes a ‘principle of comity,’ not a binding rule on the power of the federal courts. The argument implies that in certain circumstances a federal court may enjoin state court proceedings even if that action cannot be justified by any of the three exceptions. We cannot accept any such contention. . . . [We] hold that any injunction against state court proceedings otherwise proper under general equitable principles must be based on one of the specific statutory exceptions to § 2283 if it is to be. upheld. . . .” 398 U. S., at 286-287.

It follows, in the present context, that'if 42 U. S. C. § 1983 is not within the. “expressly authorized” exception of the anti-injunction statute, then a federal equity court is wholly without power to grant any relief in a § 1983 suit seeking to stay a state court proceeding. In short, if a § 1983 action is not an “expressly authorized” statutory exception, the anti-injunction law absolutely prohibits in such an action all federal equitable intervention in a pending state court proceeding, whether civil or criminal, and regardless of how extraordinary the particular circumstances may be.

Last Term, in Younger v. Harris, 401 U. S. 37, and its companion cases,9 the Court dealt at length with the subject of federal judicial intervention in pending [230]*230state criminal prosecutions. In Younger a three-judge federal district court in a § 1983 action had enjoined a criminal prosecution pending in. a California court. In. asking us to reverse that judgment, the appellant argued that the injunction .was in violation of the federal anti-injunction statute. 401 U. S., at 40. But the Court carefully eschewed any reliance on the statute in reversing the judgment, basing its decision. instead upon what the Court called “Our Federalism” — upon “the national policy forbidding fedéral courts to stay or enjoin pending state court proceedings except under special circumstances.” 401 U. S., at 41, 44.

In Younger, this Court emphatically reaffirmed “the fundamental policy against federal .interference with, state criminal prosecutions.” 401 U. S., at 46. It made clear that even “the' possible' unconstitutionality of a statute ‘on its face’ does not in itself justify an injunction against good-faith attempts to enforce it.” 401 U. S., at 54. At the same time, however, the Court clearly left room for federal injunctive intervention in a pending state court prosecution in certain exceptional circumstances — where irreparable injury is “both great and immediate,” 401 U. S., at 46, where the state law is “ ‘flagrantly and patently violative of express constitutional prohibitions,’ ” 401 U. S., at 53, or where there is a showing of “bad faith, harassment, or .'. . other unusual circumstances that would call for equitable relief.” 401 U. S., at, 54. In the companion case of Perez v. Ledesma, 401 U. S. 82, the Court said that “[o]nly in cases of proven harassment or prosecutions undertaken by state officials in bad faith without hope of obtaining a valid conviction and perhaps in other extraordinary circumstances where irreparable injury can be shown is federal injunctive relief against pending [231]

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Bluebook (online)
407 U.S. 225, 92 S. Ct. 2151, 32 L. Ed. 2d 705, 1972 U.S. LEXIS 104, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mitchum-v-foster-scotus-1972.