Ball v. Rodgers

492 F.3d 1094, 2007 U.S. App. LEXIS 16939, 2007 WL 2034043
Court of Appeals for the Ninth Circuit·Decided July 17, 2007·No. 04-16963·Published·Cited by 71 cases

Opinion

Opinion by Judge BERZON.

BERZON, Circuit Judge.

A certified class of elderly, physically disabled, and developmentally disabled Medicaid beneficiaries (“the Medicaid beneficiaries”) alleges that Arizona is failing to provide them with adequate home- and community-based health care services, thereby violating several provisions of the federal Medicaid Act, 42 U.S.C. §§ 1396 et seq. 1 Defendant Anthony D. Rodgers— director of the Arizona Health Care Cost Containment System (“AHCCCS”), 2 the state agency that administers Arizona’s Medicaid program—appeals a district court judgment permitting the case to proceed and holding, after a bench trial, that the state was indeed operating its Medicaid program inconsistently with federal requirements. Rodgers (“the Director” or “Arizona” or “the state”) also appeals the district court’s decision to grant the Medicaid beneficiaries permanent injunctive relief. 3

Since the district court’s judgment was entered, there has been an intervening change in our circuit’s case law of critical importance to this case. The district court originally concluded that Arizona violated the Medicaid Act’s “equal access” provision, § 1396a(a)(30)(A). We have since held that this provision does not accord Medicaid recipients individual rights enforceable under § 1983. See Sanchez v. Johnson, 416 F.3d 1051, 1059-60 (9th Cir.2005). We therefore must reverse the judgment below insofar as it rests on this violation.

Sanchez does not, however, wholly determine this appeal. The district court separately held that Arizona violated two other Medicaid Act subsections, known as *1098 the “free choice” provisions, §§ 1396n(c)(2)(C) and (d)(2)(C). 4 Under these provisions, we conclude, Medicaid recipients enjoy rights that can be enforced in a § 1983 cause of action. For reasons that will be discussed infra, we do not go beyond that conclusion in this appeal. Instead we remand to the district court for further fact-finding and, if the facts and law so merit, entry of a new injunction tailored to the scope of the surviving claims. On remand, the district court should also consider whether Arizona violated the Americans with Disabilities Act (“ADA”), §§ 12131-12134, and Section 504 of the Rehabilitation Act of 1973, 29 U.S.C. § 794—two claims that survived the summary judgment phase of the proceedings below but which the district court did not address in its post-trial decision.

I

A

On January 27, 2000, Peg Ball, Cree James, and Jeanne Spinka filed a complaint seeking declaratory and injunctive relief against Rodgers and the state. Ball, James, and Spinka, like the class members they represent, each qualify for Medicaid, “a cooperative federal-state program that directs federal funding to states to assist them in providing medical assistance to low-income individuals.” See Katie A. v. Los Angeles County, 481 F.3d 1150, 1153-54 (9th Cir.2007); see also § 1396 (explaining that the purpose of Medicaid' is to “enabl[e] each State, as far as practicable under the conditions in such State, to furnish ... medical assistance on behalf of ... individuals, whose income and resources are insufficient to meet the costs of necessary medical services”).

Each plaintiff also qualifies for home- and community-based services (“HCBS”) through a federal “waiver program” that allows states to give individuals who would otherwise be eligible to receive Medicaid benefits in a more traditional, long-term institution the option of receiving care in their homes or in community-based residences. 5 Congress enacted the HCBS waiver program “in response to the fact that a disproportionate percentage of Medicaid resources were being used for long-term institutional care and studies showing that many persons residing in Medicaid-funded institutions would be capable of living at home or in the community if additional support services were available .... ” See Sanchez, 416 F.3d at 1054. States qualify for the program by applying to the Department of Health and Human Services and certifying to that agency that the cost of caring for a qualified individual through HCBS “will be less than or equal to the cost” of caring for him in an institution. Id.; see also Bryson v. Shumway, 308 F.3d 79, 82 (1st Cir.2002) (describing application process and goals of the HCBS waiver program and explaining that the program is intended to be “expenditure-neutral”). '

In Arizona, HCBS-eligible Medicaid recipients or their guardians can choose from a variety of noninstitutional care options, including adult foster care residences, assisted living homes, assisted living centers, hospices, or group homes. They also can *1099 elect to remain in their own homes. Under any of these noninstitutional care options, beneficiaries may qualify to receive regular living assistance from “attendant care workers.” These workers report to the homes or community-based residences of Medicaid recipients, often daily, and, among other things, lift them out of their beds, place them in their wheelchairs, bathe them, help them use the bathroom, feed them, cook for them, administer shots, give medications, or accompany them on visits to the doctor or the grocery store. In other words, they make relatively independent lives possible for individuals who, medically speaking, are well enough that they do not require hospitalization or other forms of twenty-four-hour care. 6

It is this particular benefit—the services of attendant care workers—that is the focal point of this class action. According to the Medicaid beneficiaries, their decision to opt for home- or community-based care was repeatedly compromised when state officials failed to provide them with adequate attendant-care-worker services. Their complaint describes scenarios in which attendant care workers “quit on short notice because they found better paying jobs” or where “no attendant care workers [were] available at all.” On other occasions, the Medicaid beneficiaries alleged, the attendant care workers who arrived at their residences proved poorly trained. “If the shortfall in attendant care services is not corrected,” their complaint asserted, “plaintiffs and other HCBS beneficiaries will be unable to continue living in their homes,” and thus be compelled to move into the very institutions the HCBS waiver program was designed to help them avoid.

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Ball v. Rodgers, 492 F.3d 1094, 2007 U.S. App. LEXIS 16939, 2007 WL 2034043 (9th Cir. 2007).

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