Pennhurst State School and Hospital v. Halderman

451 U.S. 1, 101 S. Ct. 1531, 67 L. Ed. 2d 694, 1981 U.S. LEXIS 12, 49 U.S.L.W. 4363
CourtSupreme Court of the United States
DecidedApril 20, 1981
Docket79-1404
StatusPublished
Cited by1,646 cases

This text of 451 U.S. 1 (Pennhurst State School and Hospital v. Halderman) is published on Counsel Stack Legal Research, covering Supreme Court of the United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Pennhurst State School and Hospital v. Halderman, 451 U.S. 1, 101 S. Ct. 1531, 67 L. Ed. 2d 694, 1981 U.S. LEXIS 12, 49 U.S.L.W. 4363 (1981).

Opinions

[5]*5Justice Rehnquist

delivered the opinion of the Court.

At issue in these cases is the scope and meaning of the Developmentally Disabled Assistance and Bill of Rights Act of 1975, 89 Stat. 486, as amended, 42 U. S. C. § 6000 et seq. (1976 ed. and Supp. III). The Court of Appeals for the Third Circuit held that the Act created substantive rights in favor of the mentally retarded, that those rights were judicially enforceable, and that conditions at the Pennhurst State School and Hospital (Pennhurst), a facility for the care and treatment of the mentally retarded, violated those rights. For the reasons stated below, we reverse the decision of the Court of Appeals and remand the cases for further proceedings.

I

The Commonwealth of Pennsylvania owns and operates Pennhurst. Pennhurst is a large institution, housing approximately 1,200 residents. Seventy-five percent of the residents are either “severely” or “profoundly” retarded — that is, with an IQ of less than 35 — and a number of the residents [6]*6are also physically handicapped. About half of its residents were committed there by court order and half by a parent or other guardian.

In 1974, respondent Terri Lee Halderman, a minor retarded resident of Pennhurst, filed suit in the District Court for the Eastern District of Pennsylvania on behalf of herself and all other Pennhurst residents against Pennhurst, its superintendent, and various officials of the Commonwealth of Pennsylvania responsible for the operation of Pennhurst (hereafter petitioners). The additional respondents (hereinafter, with respondent Halderman, referred to as respondents) in these cases — other mentally retarded persons, the United States, and the Pennsylvania Association for Retarded Citizens (PARC) — subsequently intervened as plaintiffs. PARC added several surrounding counties as defendants, alleging that they were responsible for the commitment of persons to Pennhurst.

As amended in 1975, the complaint alleged, inter alia, that conditions at Pennhurst were unsanitary, inhumane, and dangerous. Specifically, the complaint averred that these conditions denied the class members due process and equal protection of the law in violation of the Fourteenth Amendment, inflicted on them cruel and unusual punishment in violation of the Eighth and Fourteenth Amendments, and denied them certain rights conferred by the Rehabilitation Act of 1973, 87 Stat. 355, as amended, 29 U. S. C. § 701 et seq. (1976 ed. and Supp. Ill), the Developmentally Disabled Assistance and Bill of Rights Act, 42 U. S. C. §§ 6001 et seq. (1976 ed. and Supp. Ill), and the Pennsylvania Mental Health and Mental Retardation Act of 1966, Pa. Stat. Ann., Tit. 50, §§ 4101-4704 (Pur-don 1969). In addition to seeking injunctive and monetary relief, the complaint urged that Pennhurst be closed and that “community living arrangements”1 be established for its residents.

[7]*7The District Court certified a class consisting of all persons who have been or may become residents of Pennhurst. After a 32-day trial, it issued an opinion, reported at 446 F. Supp. 1295 (1977), making findings of fact and conclusions of law with respect to the conditions at Pennhurst. Its findings of fact are undisputed: Conditions at Pennhurst are not only dangerous, with the residents often physically abused or drugged by staff members, but also inadequate for the “habili-tation” of the retarded.2 Indeed, the court found that the physical, intellectual, and emotional skills of some residents have deteriorated at Pennhurst. Id., at 1308-1310.

The District Court went on to hold that the mentally retarded have a federal constitutional right to be provided with “minimally adequate habilitation” in the “least restrictive environment,” regardless of whether they were voluntarily or involuntarily committed. Id., at 1314-1320. The court also held that there existed a constitutional right to “be free from harm” under the Eighth Amendment, and to be provided with “nondiscriminatory habilitation” under the Equal Protection Clause. Id., at 1320-1322. In addition, it found that § 504 of the Rehabilitation Act of 1973, 29 U. S. C. § 794, and § 201 of the Pennsylvania Mental Health and Mental Retardation Act of 1966, Pa. Stat. Ann., Tit. 50, § 4201 (Pur-don 1969), provided a right to minimally adequate habilitation in the least restrictive environment.

Each of these rights was found to have been violated by the conditions existing at Pennhurst. Indeed, the court held that a large institution such as Pennhurst could not provide adequate habilitation. ' 446 F. Supp., at 1318. It thus or[8]*8dered that Pennhurst eventually be closed, that suitable “community living arrangements” be provided for all Penn-hurst residents, that plans for the removal of residents from Pennhurst be submitted to the court, that individual treatment plans be developed for each resident with the participation of his or her family, and that conditions at Pennhurst be improved in the interim. The court appointed a Special Master to supervise the implementation of this order. Id., at 1326-1329.

The Court of Appeals for the Third Circuit substantially affirmed the District Court’s remedial order. 612 F. 2d 84 (1979) (en banc). Unlike the District Court, however, the Court of Appeals sought to avoid the constitutional claims raised by respondents and instead rested its order on a construction of the Developmentally Disabled Assistance and Bill of Rights Act, 42 U. S. C. § 6000 et seg. (1976 ed. and Supp. III).3 It found that §§ 111 (1) and (2) of the Act, 89 Stat. 502, 42 U. S. C. §§ 6010 (1) and (2), the “bill of rights” provision, grant to mentally retarded persons a right to “appropriate treatment, services, and habilitation” in “the setting that is least restrictive of . . . personal liberty.” The [9]*9court further held that under the test articulated in Cort v. Ash, 422 U. S. 66, 78 (1975), mentally retarded persons have an implied cause of action to enforce that right. 612 F. 2d, at 97. Because the court found that Congress enacted the statute pursuant to both § 5 of the Fourteenth Amendment4 and the spending power,5 it declined to consider whether a statute enacted pursuant to the spending power alone “could ever provide the predicate for private substantive rights.” Id., at 98. As an alternative ground, the court affirmed the District Court’s holding that Pennhurst residents have a state statutory right to adequate “habilitation.”

The court concluded that the conditions at Pennhurst violated these federal and state statutory rights. As to relief, it affirmed the order of the District Court except insofar as it ordered Pennhurst to be closed.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Lancaster v. Cartmell
Tenth Circuit, 2025
Untitled Texas Attorney General Opinion
Texas Attorney General Reports, 2016
City of El Centro v. Lanier
245 Cal. App. 4th 1494 (California Court of Appeal, 2016)
K.W. Ex Rel. D.W. v. Armstrong
789 F.3d 962 (Ninth Circuit, 2015)
Hawkins v. COUNTY OF BENT, COLO.
800 F. Supp. 2d 1162 (D. Colorado, 2011)
King v. FLINN & DREFFEIN ENGINEERING CO.
675 F. Supp. 2d 642 (W.D. Virginia, 2009)
N.B. v. Wausau School District Board of Education
475 F. Supp. 2d 800 (W.D. Wisconsin, 2007)
Daker v. Ferrero
475 F. Supp. 2d 1325 (N.D. Georgia, 2007)
Alliance for Children, Inc. v. City of Detroit Public Schools
475 F. Supp. 2d 655 (E.D. Michigan, 2007)
J.P. Ex Rel. Peterson v. County School Board
447 F. Supp. 2d 553 (E.D. Virginia, 2006)
Gee v. Department of Social Services, Family Support Division
189 S.W.3d 621 (Missouri Court of Appeals, 2006)
Mair v. CITY OF ALBANY, NEW YORK
303 F. Supp. 2d 237 (N.D. New York, 2004)
Sabree Ex Rel. Sabree v. Houston
245 F. Supp. 2d 653 (E.D. Pennsylvania, 2003)
Le-Ax Water District v. City of Athens, Ohio
174 F. Supp. 2d 696 (S.D. Ohio, 2001)
Hodges v. Shalala
121 F. Supp. 2d 854 (D. South Carolina, 2000)
Boulet v. Cellucci
107 F. Supp. 2d 61 (D. Massachusetts, 2000)

Cite This Page — Counsel Stack

Bluebook (online)
451 U.S. 1, 101 S. Ct. 1531, 67 L. Ed. 2d 694, 1981 U.S. LEXIS 12, 49 U.S.L.W. 4363, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pennhurst-state-school-and-hospital-v-halderman-scotus-1981.