McPeek v. Ashcroft

202 F.R.D. 31, 50 Fed. R. Serv. 3d 528, 2001 U.S. Dist. LEXIS 12061, 2001 WL 929898
CourtDistrict Court, District of Columbia
DecidedAugust 1, 2001
DocketNo. CIV.A. 00-201(RCL/JMF)
StatusPublished
Cited by26 cases

This text of 202 F.R.D. 31 (McPeek v. Ashcroft) is published on Counsel Stack Legal Research, covering District Court, District of Columbia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
McPeek v. Ashcroft, 202 F.R.D. 31, 50 Fed. R. Serv. 3d 528, 2001 U.S. Dist. LEXIS 12061, 2001 WL 929898 (D.D.C. 2001).

Opinion

MEMORANDUM OPINION

FACCIOLA, United States Magistrate Judge.

The Lawsuit

Plaintiff, Steven McPeek, began working for the Bureau of Prisons (“BOP”) on May 27, 1986. Complaint, 118. He insists that, upon his promotion to Assistant to the Director in 1990, then-Director of the BOP, J. Michael Quinlan (“Quinlan”), began to sexually harass him and did so for the next two years. Id. 11119-19. Plaintiff then filed an informal complaint against Quinlan, with the Department of Justice (“DOJ”) Equal Employment Opportunity Staff. The matter [32]*32was investigated and culminated in a Settlement Agreement on September 30, 1992. The agreement required that McPeek’s complaints about Quinlan be kept confidential by both sides and that McPeek be transferred to the Management and Planning Staff (“MPS”), Justice Management Division (“JMD”), of DOJ. Id. 121. By 1994, plaintiff was working for the Justice Performance Review (“JPR”), under the Office of Policy Development and would ultimately become the Deputy Director of JPR, where he reported to Robert F. Diegelman (“Diegel-man”), Director of MPS.

Plaintiffs complaint identifies two forms of retaliation. He first complains that, despite the confidentiality of the settlement agreement, his claims against Quinlan were known by the people with whom he worked and that he suffered humiliation and retaliation at their hands. He then complains that, after hiring counsel in July 1998 to pursue formal legal remedies beginning with EEO counseling, he suffered renewed retaliation efforts. Id. 1IH 58-74.

In responding to plaintiffs discovery, defendants have searched for electronic and paper documents. Since defendants have already searched for electronic records, they do not quarrel with their obligation to do so. During discovery, the producing party has an obligation to search available electronic systems for the information demanded. See Fed.R.Civ.P. 34(a) (document(s) include “data compilations from which information can be obtained”). Plaintiff, however, wants more. He wants to force DOJ to search its backup systems since they might yield, for example, data that was ultimately deleted by the user but was stored on the backup tape and remains there today.

Defendants protest that the remote possibility that such a search will yield relevant evidence cannot possibly justify the costs involved. In support of that claim, defendants submit the declaration of Billy Hoppis, Branch Chief within the JMD office responsible for technology services. Exhibit D to Defendant’s Opposition to Plaintiffs Motion to Compel. Hoppis explains that for the period 1992-1998, the DOJ computer system was known as “Eagle.” Id. 112. In 1998, DOJ computers were briefly connected to a system called “JCON1.” Id. From 1998 to the present, they have been connected to “JCON2.” Id.

There was never a system-wide backup policy for Eagle servers. Each DOJ building had a server and an administrator who had his or her own backup policies. Id. H 4. DOJ never intended a system which perfectly preserved all data. The purpose of having a backup system and retaining the tapes was to permit recovery from a disaster, not archival preservation. As a result, there are backup tapes for some periods of time but not others. Additionally, Hoppis explains:

These backup tapes record only a “snapshot” of the contents of a user’s working directory and emails (in the inbox, outbox, and trash) as of the specific date and time the backup was run, and therefore do not necessarily contain all emails sent or from a user, or all documents. In addition, unless a user deletes emails or documents between backups, each backup tape might contain many duplicate emails and documents that were captured on previous backup tapes.

Id. 1112.

Finally, the backup tapes have to be “restored” or rendered readable by returning the files to a source (i.e., a disk or hard drive) from which they can be read by the application which originally created them. Then, someone would have to review the restored file, whether a word processing document or e-mail, and determine whether it falls within one of plaintiffs document requests. Hoppis estimates that using JCON2, the present operating system, merely restoring the e-mail from a single backup tape would take eight hours at a cost of no less than $93 per hour. Id. IIH 14,16.

Analysis

Using traditional search methods to locate paper records in a digital world presents unique problems. In a traditional “paper” case, the producing party searches where she thinks appropriate for the documents requested under Fed.R.Civ.P. 34. She is aided by the fact that files are traditionally organized by subject or chronology (“chron” [33]*33files), such as all the files of a particular person, independent of subject. Backup tapes are by their nature indiscriminate. They capture all information at a given time and from a given server but do not catalogue it by subject matter.

Unlike a labeled file cabinet or paper files organized under an index, the collection of data by the backup tapes in this case was random. It must be remembered that the DOJ’s use of a backup “synch” software system was not for the purpose of creating a perfect mirror image of each user’s hard drive. Instead, the system was designed to prevent disaster, i.e., the destruction of all the data being produced on a given day if the network system crashed. Once the day ended and the system had not crashed, the system administrator could breathe a sigh of relief. She may then have maintained that day’s backup tapes for some period of time, but then eventually taped over them. This explains why the tapes that remain today, ones which I ordered preserved, are tapes for certain days or periods of time but not for others and therefore not in perfect (or for that matter imperfect) chronological order.

It is therefore impossible to know in advance what is on these backup tapes. There is a theoretical possibility that there may be something on the tapes that is relevant to a claim or defense, for example, a subsequently deleted e-mail that might be evidence of a retaliatory motive. That possibility exists because other information establishes that the persons plaintiff claims retaliated against him used their computers for word processing and e-mail, and the backup tapes may have captured what those persons have since deleted from their computer files.

DOJ has chosen not to search these backup tapes and therefore runs the risk that the trial judge may give the jury an instruction that this failure to search permits the inference that the unfound files would contain information detrimental to DOJ.1 Conversely, the trial judge may ultimately determine that an instruction should not be given, and therefore DOJ lacks any incentive to conduct a search. Given the potential costs involved, a defendant may be more than willing to decline to search the backup tapes and take the chance that either the court will not give such an instruction at trial, or that if such an instruction is given, defendant will still prevail. In any event, a substantial number of civil cases settle and discovery advances the prospects of settlement.

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Cite This Page — Counsel Stack

Bluebook (online)
202 F.R.D. 31, 50 Fed. R. Serv. 3d 528, 2001 U.S. Dist. LEXIS 12061, 2001 WL 929898, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mcpeek-v-ashcroft-dcd-2001.