Manufacturing Administration & Management Systems, Inc. v. ICT Group, Inc.

212 F.R.D. 110, 2002 U.S. Dist. LEXIS 25870
CourtDistrict Court, E.D. New York
DecidedDecember 30, 2002
DocketCiv.A. Nos. 98-6532, 98-5020
StatusPublished
Cited by8 cases

This text of 212 F.R.D. 110 (Manufacturing Administration & Management Systems, Inc. v. ICT Group, Inc.) is published on Counsel Stack Legal Research, covering District Court, E.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Manufacturing Administration & Management Systems, Inc. v. ICT Group, Inc., 212 F.R.D. 110, 2002 U.S. Dist. LEXIS 25870 (E.D.N.Y. 2002).

Opinion

MEMORANDUM AND ORDER

YOUNG, District Judge.1

I. INTRODUCTION

A. Procedural Posture

This patent dispute concerns telemarketing equipment. The plaintiff, Manufacturing Administration and Management Services, Inc., (“Manufacturing”) originally filed suit in the District of Minnesota against various named defendants, including ICT Group, Inc. (the “Telemarketers”). Manufacturing alleged that Telemarketers’ equipment infringed Manufacturing’s United States Patent No. 4600814. The Telemarketers filed an answer generally denying infringement. Manufacturing did not name the manufacturer of the Telemarketers’ allegedly infringing equipment, Davox Corporation (“Davox”), in its suit, and Davox subsequently filed suit in the Eastern District of New York seeking a declaratory judgment of non-infringement. The claims were consolidated.

The parties moved for summary judgment, and this Court ruled on the motions during a hearing on November 21, 2002. While the Court denied the parties’ motions for summary judgment on the issues of infringement and patent enforceability, the Court granted partial summary judgment in favor of Manufacturing on the issue of patent validity.

On July 10th, 2000, while this case was pending before Magistrate Judge E. Thomas Boyle, he ordered Manufacturing, over its objection, to produce certain documents from the files of one of its experts. Davox Corporation v. Manufacturing Administration and Management Services, Inc., No. 98-5020 (E.D.N.Y. July 10, 2000) (order compelling discovery) (“July 10th Order”). Thereafter, Manufacturing requested a stay of the July 10th Order until the Court could rule on Manufacturing’s objections. On July 18, 2000, Magistrate Judge Boyle granted the stay. Manufacturing now moves this Court to set aside the July 10th Order.

B. Facts

In its response to discovery requests made by Davox and Precision Response Corporation, Manufacturing withheld eighty-six documents, invoking the attorney work product doctrine. See July 10th Order at 2. Some of the withheld documents were not prepared by an attorney, but were notes made by a telecommunications expert who was designated to testify. The expert’s notes were based on conversations with Manufacturing counsel with respect to applicable legal principles. Id.

Manufacturing admits that its counsel communicated with its testifying expert, Ben[112]*112edict Occhiogrosso (“Occhiogrosso”), about various legal concepts such as patent validity, prior art, infringement, patent interpretation, and legal defenses to patent infringement. Manufacturing’s Mot. to Set Aside Order at 2. In an affidavit, however, Occhiogrosso swore that he “did not rely upon those legal theories in performing [his] technical analysis and consequently rendering [his] opinions in this case.” See July 10th Order at 2.

On April 6, 2000, Davox moved to compel the withheld documents. Davox Opp. at 5. Magistrate Judge Boyle ordered Manufacturing to submit the documents in the privilege log to the court for an in camera inspection. Id. Notwithstanding Occhiogrosso’s affidavit, Magistrate Judge Boyle found that Occhiog-rosso had contradicted his affidavit in his deposition testimony. Occhiogrosso stated in his deposition that, (1) claim construction was an “integral” part of the infringement issue on which he had opined, and (2) the claim construction “was provided, in part, in a collaborative series of sessions” with [Manufacturing’s] counsel. See July 10th Order at 3. Magistrate Judge Boyle further found that Occhiogrosso’s expert report, which included a construction of pertinent patent terms, was initially prepared by Manufacturing’s counsel and that the report had “incorporated counsel’s construction of terms used” in the patent. Id. Based upon these findings, Magistrate Judge Boyle ordered production of the withheld documents.

C. Federal Jurisdiction

This court has jurisdiction to hear the motion to set aside Magistrate Judge Boyle’s order to compel discovery under Rule 72 of the Federal Rules of Civil Procedure. Fed. R.Civ.P. 72(a).

II. DISCUSSION

A. Standard of Review

Under the Federal Rules of Civil Procedure, a judge may modify or set aside any portion of a non-dispositive pretrial order by a Magistrate Judge if it is “clearly erroneous or contrary to law.” Fed.R.Civ.P. 72(a); accord Thomas E. Hoar, Inc. v. Sara Lee Corp., 900 F.2d 522, 525 (2d Cir.1990).

B. The Federal Rules of Civil Procedure and the Work Product Doctrine

Rule 26 of the Federal Rules of Civil Procedure creates a significant tension by promoting liberal discovery and, concomitantly, protecting certain information and communications as attorney work product. Specifically, the rules require liberal discovery of the information a testifying expert utilizes in forming his opinion. Fed.R.Civ.P. 26(a)(2)(B). The rules, however, shield from discovery “documents and tangible things” prepared by a party’s attorney in anticipation of litigation or for trial that contain the attorney’s mental impressions, conclusions, opinions, or legal theories and strategies. Fed. R.Civ.P. 26(b)(3). The conflict manifests itself when, as in the instant ease, an attorney communicates such impressions, opinions, and legal theories to that party’s own expert witness, who will testify at trial. The issue presented is simply whether Rule 26 requires discovery of the substance of those communications, or, rather, secures the attorney’s work product, notwithstanding communication of the work product to a testifying expert.

1. The Work Product Doctrine

The work product doctrine, as codified in Federal Rule 26(b)(3), embodies the general principles articulated in Hickman v. Taylor, 329 U.S. 495, 67 S.Ct. 385, 91 L.Ed. 451 (1947). In Hickman, the Supreme Court held that, while an attorney’s mental impressions, opinions, and legal conclusions are not privileged, they are generally not discoverable in the ordinary course. 329 U.S. at 508, 511, 67 S.Ct. 385. The work product doctrine enunciated in Hickman

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Bluebook (online)
212 F.R.D. 110, 2002 U.S. Dist. LEXIS 25870, Counsel Stack Legal Research, https://law.counselstack.com/opinion/manufacturing-administration-management-systems-inc-v-ict-group-inc-nyed-2002.