Karn v. Rand

168 F.R.D. 633, 36 Fed. R. Serv. 3d 919, 1996 U.S. Dist. LEXIS 14079, 1996 WL 550350
CourtDistrict Court, N.D. Indiana
DecidedSeptember 26, 1996
DocketNo. 1:95-CV-321
StatusPublished
Cited by60 cases

This text of 168 F.R.D. 633 (Karn v. Rand) is published on Counsel Stack Legal Research, covering District Court, N.D. Indiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Karn v. Rand, 168 F.R.D. 633, 36 Fed. R. Serv. 3d 919, 1996 U.S. Dist. LEXIS 14079, 1996 WL 550350 (N.D. Ind. 1996).

Opinion

MEMORANDUM OF DECISION

COSBEY, United States Magistrate Judge.

I. INTRODUCTION

On September 20,1996, this Court granted two motions to compel filed by Defendant, Ingersoll-Rand Company (“the Defendant”) on September 13, 1996. This memorandum is offered in support of that ruling.

II. FACTUAL AND PROCEDURAL BACKGROUND

In the first motion to compel, the Defendant sought production of a medical chronology concerning Plaintiff Jerome Earn (“Earn”), whose injuries form the basis of this lawsuit. Prepared by the staff of Plaintiffs’ counsel for the Plaintiffs’ vocational expert, Mr. Robert Bond (“Bond”), Bond reviewed it before interviewing Earn. See Bond Dep. at 40-42. In response, the Plaintiffs assert that the medical chronology is protected as factual (not opinion) work product and that Bond did not rely on it in forming his opinions. While the medical chronology, which the Court has reviewed in camera, summarizes Earn’s medical history dating back to 1989 (four years before the injury that prompted Earn to sue), Bond asserts that he actually only formed his opinion on the basis of two post-injury medical reports that he reviewed. Id. at 40-41.

In the second motion to compel, the Defendant requests a letter dated April 22, 1996, from Plaintiffs’ counsel to Plaintiffs’ liability expert, Gerald Rennell (“Rennell”), summarizing two depositions (“the letter”). Rennell Dep. at 36-37. The Plaintiffs object, contending that the letter, which the Court has viewed in camera, is opinion work product, and that Rennell did not rely on the letter in forming his opinion since he read the depositions in their entirety.

In its joint reply in support of both motions to compel, the Defendant argues that [635]*635Fed.R.Civ.P. 26 (“Rule 26”)1 mandates disclosure despite the assertion of work product protection.

III. DISCUSSION

A Whether the Experts “Considered” the Documents in Forming their Opinions

In response to each of the motions to compel, the Plaintiffs argue that the experts did not rely on the requested documents in forming their opinions. The depositions of each of the experts support this assertion. See Bond Dep. at 40-42; Rennell Dep. at 38. However, the experts do not deny reading the documents nor that they are related to the subject matter of the litigation.

Thus, the question becomes whether the experts’ lack of reliance on the documents in forming their opinions entitles the Plaintiffs to refuse disclosure. In 1993, subdivision (a)(2) was added to Rule 26. It provides, in pertinent part:

(a) Required Disclosures; Methods to Discover Additional Matter.
(2) Disclosure of Expert Testimony.
(A) ... a party shall disclose to other parties the identity of any person who may be used at trial to present evidence under Rules 702 [“Testimony by Experts”], 703 [“Bases of Opinion Testimony by Experts”], or 705 [“Disclosure of Facts or Data Underlying Expert Opinion”] of the Federal Rules of Evidence.
(B) Except as otherwise stipulated or directed by the court, this disclosure shall, with respect to [a testifying witness], be accompanied by a written report prepared and signed by the witness. The report shall contain a complete statement of all opinions to be expressed and the basis and reasons therefor; [and] the data or other information considered by the witness in forming the opinions____
(C) These disclosures shall be made at the times and in the sequence directed by the court----

Id. (emphasis added).

The drafters of the new Rule clearly contemplated that the term “considered” was something different than the term “relied,” given that they rejected an earlier draft version of subdivision (a)(2), which required that the expert’s report set forth “the data or other information relied upon in forming such opinions.” 137 F.R.D. 53, 89 (1991); see Michael E. Plunkett, Discoverability of Attorney Work Product Reviewed by Expert Witnesses: Have the 1993 Revisions to the Federal Rules of Civil Procedure Changed Anything?, 69 Temple L.Rev. 451, 479 (1996). “Considered,” which simply means “to take into account,” clearly invokes a broader spectrum of thought than the phrase “relied upon,” which requires dependence on the information. See Webster’s New Riverside University Dictionary at 301, 993 (1984). Courts have noticed the difference; in Baxter Diagnostics, Inc. v. AVL Scientific Corp., No. CV 91-4178-RG, 1993 WL 360674 (C.D.Cal., Aug. 6, 1993), the court defined the word “considered” as encompassing not only documents upon which the experts relied in forming their opinions but also those documents reviewed by the experts as well. Id. at *1.

In this case, the experts reviewed the documents in connection with forming their opinions. Thus, they “considered” the information, mandating disclosure.

B. Applicability of the Work Product Doctrine

The Plaintiffs’ alternative argument, that the documents are protected by the work product doctrine, highlights the tension previously existing between a court’s duty to prevent the disclosure of attorney opinion work product on the one hand, and the Rule’s mandate for expert disclosure, possibly including that same work product, on the other. The 1993 amendments to the Rule do much to overcome this apparent friction and [636]*636lead to the fundamental conclusion that work product protection does not apply to documents provided by counsel to testifying experts related to the subject matter of the litigation. Nonetheless, because this area of the law continues to be plagued by disagreement among both courts and commentators, the Court will undertake to thoroughly explain its reasoning.

1. The Law Under Old Rule 26

Understanding the effect of the 1993 amendments requires a review of their historical context. Prior to December 1993, Rule 26 stated, in pertinent part:

(b) Discovery Scope and Limits. Unless otherwise limited by order of the court in accordance with these rules, the scope of discovery is as follows:
(1) In General. ... It is not ground for objection that the information sought will be inadmissible at the trial if the information sought appears reasonably calculated to lead to the discovery of admissible evidence.
(4) Trial Preparation: Experts. Discovery of facts known and opinions known by experts, otherwise discoverable under the provisions of subdivision (b)(1) of this rule and acquired or developed in anticipation of litigation or for trial may be obtained only as follows:

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Bluebook (online)
168 F.R.D. 633, 36 Fed. R. Serv. 3d 919, 1996 U.S. Dist. LEXIS 14079, 1996 WL 550350, Counsel Stack Legal Research, https://law.counselstack.com/opinion/karn-v-rand-innd-1996.