Rail Intermodal Specialists, Inc. v. General Electric Capital Corp.

154 F.R.D. 218, 1994 U.S. Dist. LEXIS 8672, 1994 WL 106687
CourtDistrict Court, N.D. Iowa
DecidedMarch 25, 1994
DocketNo. C 91-2086
StatusPublished
Cited by9 cases

This text of 154 F.R.D. 218 (Rail Intermodal Specialists, Inc. v. General Electric Capital Corp.) is published on Counsel Stack Legal Research, covering District Court, N.D. Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rail Intermodal Specialists, Inc. v. General Electric Capital Corp., 154 F.R.D. 218, 1994 U.S. Dist. LEXIS 8672, 1994 WL 106687 (N.D. Iowa 1994).

Opinion

ORDER

JARVEY, United States Magistrate Judge.

This matter comes before the court pursuant to plaintiffs March 3, 1994, motion to compel defendant to produce letters (docket number 62). Defendant resisted the motion on March 21, 1994. The court held a telephonic hearing on the motion on March 21, 1994. The motion is denied.

Plaintiff Rail Intermodal Specialists, Inc., formerly known as CC & P Intermodal Corporation (Intermodal), brought this action in [219]*219state court on October 18, 1991, against defendant General Electric Capital Corporation, formerly known as General Electric Credit Corporation (GECC). The case was removed to federal court on November 12, 1991. In its complaint, Intermodal alleges that GECC intentionally interfered with a contract between Intermodal and the Chicago, Central & Pacific Railroad (the Railroad). Jury trial is set in this matter for May 23, 1994.

The present dispute involves two letters dated January 18, 1994, sent by counsel for GECC to two expert witnesses retained by GECC for the purposes of rendering expert testimony in this litigation on Intermodal’s alleged loss of business and damages. The court has reviewed these letters in camera and finds that they are almost identical to each other. At deposition of the experts on February 15 and 16, 1994, the experts produced documents they had relied upon in response to Intermodal’s deposition notice and accompanying informal document request. However, counsel for GECC objected to the production of the letter sent to each expert and withheld those letters on the ground that they contained counsel’s mental thoughts and impressions and, therefore, were protected work product. The experts each testified in deposition that they had relied on the letters in formulating their opinions in this matter. Intermodal therefore argues that the letters must be produced as material relied upon by everts and necessary to Intermodal’s effective cross-examination of the experts regarding the bases of their opinions.

The Eighth Circuit Court of Appeals has not confronted the question of whether workproduet protection is waived because work product is disclosed to experts retained in litigation. Decisions of other courts fall into three categories: those that rely upon the work-product doctrine to bar disclosure of communications between counsel and an expert witness; those that require disclosure of such communications to enhance discovery of expert opinions; and, finally, those that balance work-product protection against the need for disclosure of the grounds for expert testimony.

In Bogosian v. Gulf Oil Corp., 738 F.2d 587 (3d Cir.1984), the Third Circuit Court of Appeals determined that protection of work product was the overriding concern in these situations. 738 F.2d 587, 595. The court reasoned that just because an “expert’s view may have originated with an attorney’s opinion or theory” does not warrant overriding the “strong policy” of protecting “core attorney’s work product” from discovery. Id. The court further noted that

[t]he thrust of Rule 26(b)(4) is to permit discovery of facts known or opinions held by the expert. Examination and cross-examination of the expert can be comprehensive and effective on the relevant issue of the basis for an expert’s opinion without an inquiry into the lawyer’s role in assisting with the formulation of the theory.

Id. The court therefore established a procedure to protect “core work product:”

Documents claimed to contain legal theories fall within the small class of documents requiring in camera examination if the adversary is not satisfied with the attorney’s claim of total work product protection.

After discussing both Bogosian and those cases requiring production of documents of the kind in question here, the court in North Carolina Electric Membership Corp. v. Carolina Power & Light Co., 108 F.R.D. 283 (M.D.N.C.1985), concluded that controlling precedent in the Fourth Circuit provided that “an attorney’s opinion work product is absolutely privileged under Rule 26(b)(3)____ In this Circuit, opinion work product is absolutely immune from discovery even if shared with an expert witness.” 108 F.R.D. 283, 286 (citing Duplan Corp. v. Moulinage et Retorderie de Chavanoz, 509 F.2d 730 (4th Cir. 1974), cert. denied, 420 U.S. 997, 95 S.Ct. 1438, 43 L.Ed.2d 680 (1974)).

At the other extreme are cases compelling discovery of materials similar to those in question here on the ground that Fed.R.Civ.P. 26(b)(4) requires discovery of the bases for an expert’s opinion. The seminal case for this position is Boring v. Keller, 97 F.R.D. 404 (D.Colo.1983). The court found that

[220]*220[one] reason which compels the discovery of work product information is that the purpose of F.R.Civ.P. 26 will be frustrated if these documents are held to be outside the scope of discovery. Rule 26(b)(4) provides that a party may discover “facts known and opinions held by experts,” so that a party may prepare for cross-examination and impeachment of any prospective witness. Generally, courts have construed discovery rules liberally. With respect to discovery of the work product of a lawyer, the U.S. Supreme Court has stated that under certain circumstances, discovery of “written materials obtained or prepared by an adversary’s counsel with an eye toward litigation” is permissible. The circumstances in which the written documents might be subject to discovery are where production is essential to the preparation of one’s case, and where they might be useful for purposes of impeachment and corroboration. Hickman v. Taylor, 329 U.S. 495, 67 S.Ct. 385, 91 L.Ed. 451 (1947).

Id. at 407-408. The Boring court also considered that an exception to the work product rule, resulting in a waiver of its protection, applied in certain circumstances.

[Cjourts have extended the expert witness exception and have held that a waiver of the privilege exists where counsel has delivered work product to an expert to be “useful to the client,” but then withholds the material from an adversary who seeks to exploit the fact of this assistance in cross-examining the witness. Berkey Photo, Inc. v. Eastman Kodak Co., 74 F.R.D. 613 (S.D.N.Y.1977); 10 Fed Proc.L.Ed § 26:48.... Accordingly, the opinion work product rule is no exception to discovery under circumstances where documents which contain mental impressions are examined and reviewed by expert witnesses before their expert opinions are formed. In re IBM E.D.P. Devices Antitrust Litigation, 77 F.R.D. 39 (N.D.Cal. 1977); U.S. v. IBM Corp., 72 F.R.D. 78 (D.C.N.Y.1976).

Id.

In Dominguez v. Syntex Laboratories, Inc., 149 F.R.D. 158 (S.D.Ind.1993), the court also concluded that protection against discovery of ordinary work product, as described in the first sentence of Fed.R.Civ.P. 26(b)(3), was waived to the extent that a party allows a testifying expert to consider or use such materials in formulating his opinion. 149 F.R.D. 158, 165.

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154 F.R.D. 218, 1994 U.S. Dist. LEXIS 8672, 1994 WL 106687, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rail-intermodal-specialists-inc-v-general-electric-capital-corp-iand-1994.