Long v. ETHICS AND DISCIPLINE COMMITTEE

2011 UT 32, 256 P.3d 206, 685 Utah Adv. Rep. 32, 2011 Utah LEXIS 64, 2011 WL 2448913
CourtUtah Supreme Court
DecidedJune 21, 2011
Docket20091018, 20091019, 20091020
StatusPublished
Cited by20 cases

This text of 2011 UT 32 (Long v. ETHICS AND DISCIPLINE COMMITTEE) is published on Counsel Stack Legal Research, covering Utah Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Long v. ETHICS AND DISCIPLINE COMMITTEE, 2011 UT 32, 256 P.3d 206, 685 Utah Adv. Rep. 32, 2011 Utah LEXIS 64, 2011 WL 2448913 (Utah 2011).

Opinion

Associate Chief Justice DURRANT,

opinion of the Court:

INTRODUCTION

T1 Attorney Larry Long challenges two orders of public reprimand and an order of admonition issued by the Utah Supreme Court's Ethics and Discipline Committee (the Committee). The Committee imposed the discipline after finding that Mr. Long's conduct in three separate matters violated the Utah Rules of Professional Conduct. In his challenge to this court, Mr. Long argues that the Committee's orders of discipline should be vacated on three grounds. First, he asserts that by failing to provide detailed findings of fact in support of its disciplinary recommendations, the Committee's sereening panel violated his due process rights, violated the Utah Rules of Lawyer Discipline and Disability, and deviated from our precedent requiring that we treat attorney discipline cases like administrative agency determinations. Second, he argues that the Committee erred in concluding that his conduct violated rules 1.5(a), 8.1, 5.3(a), and 5.5(a) of the Utah Rules of Professional Conduct. Finally, he contends that the Committee's recommended sanctions are inappropriate.

[2 We hold that the Committee's findings of fact were sufficient under the principles of due process, our rules, and our precedent. We also uphold the Committee's conclusion that Mr. Long violated rules 1.5(a) and 8.1 of the Utah Rules of Professional Conduct. But because we conclude that there is not sufficient evidence to support a finding that Mr. Long's conduct violated rules 5.3(a) or 5.5(a), we vacate the order of public reprimand based on these rule violations. Finally, as to the remaining order of public reprimand and order of admonition, we hold that the Committee's recommended sanctions are appropriate.

BACKGROUND

3 This case involves the consolidation of three informal complaints filed with the Utah Office of Professional Conduct (the OPC) against Larry Long, an attorney. Because each complaint involves distinet facts, we address the background for each complaint individually.

A. The Shepard Complaint

T4 The first complaint, filed by Stephen Shepard, alleged that Mr. Long charged Mr. Shepard an unreasonable fee for legal services and pursued a frivolous lawsuit to recover those legal fees (the Shepard Matter). Mr. Shepard first learned of Mr. Long's services when Mr. Long mailed him correspondence about a free legal consultation with "L. Long Lawyers." After receiving this correspondence, Mr. Shepard and Mr. Long met the day before Mr. Shepard was scheduled for an initial court appearance for a DUI and other related charges. Following their meeting, Mr. Long agreed to represent Mr. Shepard on an emergency basis for a hearing the next day. Mr. Shepard paid Mr. Long one hundred dollars for this service.

15 After the initial court appearance, Mr. Shepard signed a flat fee agreement for $6,600, under which Mr. Long agreed to represent Mr. Shepard "up to and including the pre-trial conference or preliminary hearing and subsequent sentencing upon entry of a plea." The agreement also provided that the $6,600 fee would "be fully earned [] once substantial services have been performed by [Mr. Long]."

*209 T6 Approximately two days after the initial court appearance, Mr. Shepard contacted Mr. Long's office to inform Mr. Long that he had decided to retain another attorney. Although Mr. Shepard contacted Mr. Long's office, Mr. Long did not learn that Mr. Shepard had hired another attorney until Mr. Long attended a hearing in Mr. Shepard's case a few weeks later. After seeing Mr. Shepard's new attorney, Mr. Long ceased working on Mr. Shepard's case. Mr. Shepard did not pay Mr. Long for services beyond the initial court appearance.

17 Six months after Mr. Shepard terminated Mr. Long's representation, Mr. Long's office sent the flat fee agreement to a collection ageney. The collection agency then filed a lawsuit against Mr. Shepard for $7,775.34, the full amount of the flat fee agreement plus interest. After receiving notice of the lawsuit, Mr. Shepard discussed the collection action with an attorney who tried to negotiate a settlement.

T8 As a result of this lawsuit, Mr. Shepard filed a complaint with the OPC. The OPC mailed Mr. Long a Notice of Informal Complaint and provided Mr. Long with an opportunity to respond to the allegations of misconduct. After Mr. Long provided a response, the OPC conducted a preliminary investigation and provided Mr. Long with a copy of its findings. The OPC's investigation found that Mr. Long's actions violated the rules of professional conduct. As a result of this finding, the OPC referred the Shepard Matter to the Committee. 1 Pursuant to the Utah Rules of Lawyer Discipline and Disability (the RLDD), part of the Supreme Court's Rules of Professional Practice, the Committee's sereening panel (the Sereening Panel) held a hearing at which Mr. Long and Mr. Shepard testified and presented evidence. 2

T9 At the hearing, Mr. Shepard stated that he did not believe that he had hired Mr. Long to represent him. In response, Mr. Long testified that he had spent a total of six hours working on Mr. Shepard's case, and that this would constitute approximately $1,500 in legal fees. Additionally, Mr. Long stated that when the collection agency contacted him about a possible settlement with Mr. Shepard, he initially told them that he would agree to a settlement amount of $1,500. Mr. Long also testified that he instructed the collection ageney to terminate the lawsuit after Mr. Shepard contacted the OPC. At the hearing, Mr. Long admitted that it was "absolutely not" reasonable for an attorney to charge $6,600 for six hours of work.

' 10 Based on this evidence, the Screening Panel concluded that Mr. Long had violated rules 1.5(a), 3 8.1, 4 7.1, 5 7.5(d), 6 and 8.4 7 of the Utah Rules of Professional Conduct. The Sereening Panel made a recommendation to the Committee Chair that Mr. Long receive a nonpublic admonition. 8 In recommending *210 an admonition, the Sereening Panel considered it a mitigating factor that Mr. Shepard did not actually pay Mr. Long an unreasonable fee.

111 Mr. Long filed an exception to the Committee Chair, arguing that the Sereening Panel's recommendation was not supported by substantial evidence and that its findings of fact were insufficient to support its conclusions. The Committee Chair held a hearing at which Mr. Long presented evidence. The Committee Chair rejected Mr. Long's arguments, upheld the Screening Panel's recommendation, and imposed the sanction of a nonpublic admonition.

B. The Nelson Complaint

1 12 In the second complaint, Greg Nelson alleged that Mr. Long had failed to adequately supervise his nonlawyer assistant, Joe Scheeler, and that Mr. Scheeler had engaged in the unauthorized practice of law (the Nelson Matter). Mr. Nelson contacted Mr.

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Bluebook (online)
2011 UT 32, 256 P.3d 206, 685 Utah Adv. Rep. 32, 2011 Utah LEXIS 64, 2011 WL 2448913, Counsel Stack Legal Research, https://law.counselstack.com/opinion/long-v-ethics-and-discipline-committee-utah-2011.