OPC v. Spencer

2022 UT 28
CourtUtah Supreme Court
DecidedJune 30, 2022
DocketCase No. 20210458
StatusPublished
Cited by2 cases

This text of 2022 UT 28 (OPC v. Spencer) is published on Counsel Stack Legal Research, covering Utah Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
OPC v. Spencer, 2022 UT 28 (Utah 2022).

Opinion

2022 UT 28

IN THE

SUPREME COURT OF THE STATE OF UTAH In the Matter of the Discipline of TERRY R. SPENCER

TERRY R. SPENCER, Appellant,

v.

OFFICE OF PROFESSIONAL CONDUCT, Appellee.

No. 20210458 Heard: March 16, 2022 Filed June 30, 2022

On Direct Appeal

Third District, Salt Lake The Honorable Richard E. Mrazik No. 170906087

Attorneys: Terry R. Spencer, Sandy, pro se appellant Billy L. Walker, Emily A. Lee, Salt Lake City, for appellee

JUSTICE PEARCE authored the opinion of the Court, in which JUSTICE PETERSEN, JUDGE HARRIS, JUDGE TENNEY, and JUDGE WALTON joined.

Having recused himself, CHIEF JUSTICE DURRANT does not participate herein; COURT OF APPEALS JUDGE RYAN M. HARRIS sat.

Due to his retirement, JUSTICE HIMONAS did not participate herein; COURT OF APPEALS JUDGE RYAN D. TENNEY sat.

Having recused himself, ASSOCIATE CHIEF JUSTICE LEE does not participate herein; DISTRICT COURT JUDGE JOHN J. WALTON sat.

JUSTICE HAGEN became a member of the Court on May 18, 2022, after oral argument in the matter, and accordingly did not participate. Spencer v. OPC Opinion of the Court

JUSTICE PEARCE, opinion of the Court: INTRODUCTION

1 The district court suspended Terry R. Spencer from the practice of law for six months and one day for violations of Utah Rules of Professional Conduct 1.5(a), 1.8(e), and 8.4(c). More than one year later, Spencer moved the district court to partially set aside its decision because, he alleged, counsel for the Office of Professional Conduct had committed fraud on the court when she knowingly made false statements, elicited false testimony from a witness, and failed to notify the district court of controlling case law contrary to her position. The district court denied Spencer’s motion as untimely, reasoning that Spencer had failed to adequately explain the year- long delay in bringing his motion.

2 Spencer claims the district court erred when it found that he had unduly delayed bringing his motion. But Spencer has failed to marshal the evidence that supported the district court’s decision, and he has also failed to directly challenge the district court’s reasoning. Spencer has thus failed to meet his burden of persuasion on appeal. We affirm.

BACKGROUND

43 The Office of Professional Conduct (OPC) filed a complaint against Spencer in district court, alleging twelve violations of the Utah Rules of Professional Conduct (Disciplinary Action).1 After a three-day trial, the district court determined that Spencer had violated the Rules and entered its Ruling and Order Regarding Sanctions suspending Spencer from the practice of law for six months and one day (Ruling and Order).?

44 More than one year after the district court’s amended Ruling and Order, and more than eight months after Spencer had finished

1 The OPC subsequently amended its complaint to include an additional violation based on Spencer’s conduct before the court of appeals. The OPC ultimately withdrew this allegation, and the district court did not consider it.

2 The district court amended its Ruling and Order less than two months later in response to the OPC’s rule 59(e) motion to fix two “minor inaccuracies.” Those changes are not material to our decision. Cite as: 2022 UT 28 Opinion of the Court

serving his suspension, Spencer moved to partially set aside the district court’s amended Ruling and Order under Utah Rule of Civil Procedure 60(b)(6).3 In his motion, Spencer asserted that the attorney representing the OPC (OPC Counsel) had committed fraud on the court —and violated the Utah Rules of Professional Conduct — during the underlying Disciplinary Action in three ways.

{5 Spencer first argued that OPC Counsel had knowingly made and offered false statements concerning Spencer’s connection to a business named The Smart Way Financial, LLC (TSWF). During her examination of Spencer, OPC Counsel asked Spencer if he was an owner of TSWF. Spencer responded, “I don’t know.” OPC Counsel then stated that she had searched the online Utah Department of Commerce database and “found that [Spencer] wlas], in fact, ... related to [TSWF].” Following her examination of Spencer, OPC Counsel examined attorney Bradley Carr, whose testimony also tied Spencer to TSWF. Spencer argued that OPC Counsel and Carr’s statements were false—and that OPC Counsel knew it— because at the time of the Disciplinary Action, Department of Commerce records “clearly demonstrate[d] that [Spencer] had no interest in, and no relationship to, [TSWF].”

{6 Spencer also argued that OPC Counsel “appear[ed] to have knowingly elicited false testimony” from Carr on another topic. Before the Disciplinary Action had been filed, Carr, on behalf of one of Spencer’s former clients, had filed a lawsuit against Spencer that claimed, among other things, malpractice and fraud (Malpractice Action). In the Disciplinary Action, Carr testified that the fraud claim was based on the propriety of the attorney fees Spencer had charged his then-client. According to Spencer, Carr later contradicted this testimony in the Malpractice Action. And Spencer wanted the district court to determine which of Carr’s statements were false so that “Jilf it [was] determined that [Carr] made false on-the-record statement|s] during his testimony in [the Disciplinary Action], then

3 Rule 60(b) sets forth specific reasons for which a court may, “[o]n motion and upon just terms, ... relieve a party or its legal representative from a judgment, order, or proceeding.” UTAH R. Civ. P. 60(b). Rule 60(b)(6) is the catch-all provision of rule 60; under it, a court may grant relief for “any other reason that justifies relief.” Id.

R. 60(b)(6). Spencer v. OPC Opinion of the Court

[OPC Counsel’s elicitation of this testimony] may be considered a further ‘fraud upon the court.”

7 Finally, Spencer argued that OPC Counsel had failed to inform the district court of controlling case law contrary to her position—namely, State v. Gordon, 886 P.2d 112 (Utah Ct. App. 1994). In her closing arguments, OPC Counsel claimed that Spencer had violated a specific Rule of Professional Conduct when he failed to disclose “a very important fact” in a court proceeding. Spencer argued that he wasn’t required to make that disclosure under Gordon and that by failing to alert the court to that case, OPC Counsel had committed fraud on the court.

48 As to the timeliness of his motion, Spencer claimed that he had discovered the alleged fraud after the applicable time period set forth in rule 60. And he argued that a footnote in State v. Boyden, 2019 UT 11, 441 P.3d 737, authorizes a court to address fraud on the court under those circumstances.

{9 The OPC opposed Spencer’s motion. The OPC largely argued that Spencer’s rule 60(b)(6) motion was meritless. The OPC also argued that Spencer’s motion was untimely. As the OPC saw it, Boyden was limited to its facts and did not exempt Spencer’s motion from the relevant time restriction.

410 The district court agreed that Spencer had taken too long to file his motion. The district court noted that rule 60(b)(6) motions must be brought “within a reasonable time.” UTAH R. Civ. P. 60(c). And Spencer’s rule 60(b)(6) motion, the district court concluded, was untimely for two reasons. As to the first, the district court stated that,

[Spencer] ha[d] not provided any credible explanation for his delay in bringing this motion, or any credible explanation for why he could not have learned of the bases for his motion before, during, or shortly after the [disciplinary] trial. Indeed, by asserting that [OPC Counsel] misrepresented the information that was available through the Utah Department of Commerce ..

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Cite This Page — Counsel Stack

Bluebook (online)
2022 UT 28, Counsel Stack Legal Research, https://law.counselstack.com/opinion/opc-v-spencer-utah-2022.