Bolden v. Doe (In re Adoption of J.S.)
Opinions
Justice LEE,
opinion of the Court in part:
1 1 William Bolden is the putative father of a child (J.S.) born in 2011. The case before us on appeal is an adoption proceeding involving John and Jane Doe, the would-be adoptive parents of J.S. Bolden tried to intervene in and object to the Does' adoption of J.S. He was barred from doing so because he failed to preserve his legal rights as a father by filing a paternity affidavit within the time prescribed by "Utah Code section 78B-6-121(8).
T2 This provision of the Utah Adoption Act prescribes the requirements that an unwed father must meet in order to securé the right to assert his parental rights -and object to an adoption. *It is aimed at protecting the best interests of children born out of wedlock-to ensure that such children have the benefit of a parent committed to preserving their well-being. Unwed mothers acquire parental rights-and the accompanying right to object to an adoption-as a result of the objective manifestation of the commitment to the child that is demonstrated by their decision to carry a child to term. An unwed father's legal obligation to file the paternity affidavit is a rough counterpart to the mother's commitment. When a child is born out of wedlock, the mother, the father, or both may assert their parental rights and thereby [1012]*1012foreclose an adoption. But if the mother and father choose to waive that right-or, in the case of a father, fails to assert the right by filing the paternity affidavit in a timely fashion-then the child may be placed for adoption.
13 Utah law is roughly in line with the adoption laws of all states across the country. In every state unwed fathers are required to fulfill legal requirements not imposed on unwed mothers-most commonly, a filing aimed at establishing the father's paternity. See infra T T9 n.85. In Utah and elsewhere, the failure to fulfill such requirements in the timeframe required by law amounts to a waiver of the unwed father's right to object to an adoption. This consequence is essential to the goal of protecting children by facilitating adoption. Without a requirement of a timely paternity filing, adoptions would be inhibited by being left in limbo.
14 The affidavit requirement in Utah law takes the matter of a paternity filing a minor step further-by requiring the father not just to assert and establish paternity, but also to attest under oath that he is able and willing to provide for the child. Utax Cop® § 78B-6-121(8). But this is a simple, straightforward hurdle-one that countless unwed fathers have cleared, in a manner preserving their parental rights and their prerogative of foreclosing adoption.
[ 5 Bolden failed to fulfill this requirement, and in this case he challenges it as unconstitutional. We reject his constitutional challenges and therefore affirm the district court's denial of his motion to intervene in the Does' adoption of J.S.
T6 First, we uphold the affidavit requirement against Bolden's due process challenge. Bolden does not claim that the Adoption Act infringes his procedural due process right to notice and an opportunity to be heard; nor could he, as his failure to file the affidavit is a result of his own procedural misstep (allegedly in accordance with the misadvice of counsel) and not some procedural defect in the law. And Bolden fails to establish an infringement of a fundamental right of substantive due process, as he fails to present evidence that the right he asserts (to preserve his rights as an unwed father without filing an affidavit) is a matter deeply rooted in established history and tradition.
T7 Second, we also uphold the affidavit requirement against Bolden's equal protection challenge. We do so by recognizing the importance of the state's interests in protecting children by facilitating the adoption process, and by concluding that those interests are substantially advanced by the statutory affidavit requirement. We likewise reject Justice Nehring's assertion that this requirement is an indication of invidious discrimination or sex-based stereotyping. See infro 11 93-98, 111.
T8 There is doubtless room for disagreement about whether our legislature has struck the best balance as a matter of policy. But we see no basis for deriding our law as a product of "invidious gender stereotypes." Infro T 88. At some level all adoption laws discriminate against unwed fathers-by requiring of them some legal filing not required of unwed mothers. Such requirements are not an indication of stereotype or discrimination. They are simply an element of a legal scheme aimed at assuring that any parent who would block an adoption has manifested a commitment to the child's best interests. And we uphold the Utah Adoption Act as constitutional on the basis of its advancement of those important interests.
I
T9 In the summer of 2010, Bolden was involved in a sexual relationship with S.B. The two were not married. S.B. eventually got pregnant. Approximately two weeks before the baby was born, Bolden filed a petition in the district court seeking to adjudicate paternity and to establish custody, parent time, and child support.
4[ 10 Bolden's unsigned, unverified petition asserted that he was "a fit and proper parent." It sought "sole physical and legal care, custody, and control of [his] unborn child should [S.B.] decide not to raise the child and attempt to put the child up for adoption." In the petition Bolden also asserted that "a child support order should enter, effective immediately," consistent with statutory [1013]*1013guidelines, including an obligation to obtain health insurance for the child.
T 11 One week later, Bolden filed in Utab's putative father registry a sworn and notarized notice that he had commenced paternity proceedings regarding S.B.'s unborn child. But he did not file a separate affidavit asserting his willingness to assume custody of the child and to submit to a child support order, or disclosing his childeare plans, as required by Utah Code section 78B-6-121(8)(b). Bol-den attributes his deficiency in this regard to his attorney's failure to advise him that such an affidavit was required. Though Bolden offered-both before and after the birth of the child-to pay S.B.'s pregnancy-related medical expenses, S.B. refused to accept anything from Bolden, believing that her insurance would cover all costs.
{12 The child, a boy, was born on March 26, 2011. Bolden initially visited the child in the hospital twice, but was thereafter refused access and thus prevented from having any further contact. Three days after the birth, S.B. determined that she wanted to proceed with an adoption and executed a consent to adoption before Judge Lyon of the Second District Court.1 S.B. relinquished the child to the prospective adoptive parents (the Does), who commenced an adoption proceeding that same day. Though their adoption petition acknowledged that they knew the identity of the child's father and that the father had made some effort to establish parental rights, they asserted that the father's failure to file an affidavit along with his paternity petition was determinative of his rights-in short, that he had none.
13 The Does thereafter notified Bolden of their intent to adopt J.S. without Bolden's consent. Bolden moved to intervene in the adoption proceeding, seeking to prevent the adoption and to assert his parental rights.
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Justice LEE,
opinion of the Court in part:
1 1 William Bolden is the putative father of a child (J.S.) born in 2011. The case before us on appeal is an adoption proceeding involving John and Jane Doe, the would-be adoptive parents of J.S. Bolden tried to intervene in and object to the Does' adoption of J.S. He was barred from doing so because he failed to preserve his legal rights as a father by filing a paternity affidavit within the time prescribed by "Utah Code section 78B-6-121(8).
T2 This provision of the Utah Adoption Act prescribes the requirements that an unwed father must meet in order to securé the right to assert his parental rights -and object to an adoption. *It is aimed at protecting the best interests of children born out of wedlock-to ensure that such children have the benefit of a parent committed to preserving their well-being. Unwed mothers acquire parental rights-and the accompanying right to object to an adoption-as a result of the objective manifestation of the commitment to the child that is demonstrated by their decision to carry a child to term. An unwed father's legal obligation to file the paternity affidavit is a rough counterpart to the mother's commitment. When a child is born out of wedlock, the mother, the father, or both may assert their parental rights and thereby [1012]*1012foreclose an adoption. But if the mother and father choose to waive that right-or, in the case of a father, fails to assert the right by filing the paternity affidavit in a timely fashion-then the child may be placed for adoption.
13 Utah law is roughly in line with the adoption laws of all states across the country. In every state unwed fathers are required to fulfill legal requirements not imposed on unwed mothers-most commonly, a filing aimed at establishing the father's paternity. See infra T T9 n.85. In Utah and elsewhere, the failure to fulfill such requirements in the timeframe required by law amounts to a waiver of the unwed father's right to object to an adoption. This consequence is essential to the goal of protecting children by facilitating adoption. Without a requirement of a timely paternity filing, adoptions would be inhibited by being left in limbo.
14 The affidavit requirement in Utah law takes the matter of a paternity filing a minor step further-by requiring the father not just to assert and establish paternity, but also to attest under oath that he is able and willing to provide for the child. Utax Cop® § 78B-6-121(8). But this is a simple, straightforward hurdle-one that countless unwed fathers have cleared, in a manner preserving their parental rights and their prerogative of foreclosing adoption.
[ 5 Bolden failed to fulfill this requirement, and in this case he challenges it as unconstitutional. We reject his constitutional challenges and therefore affirm the district court's denial of his motion to intervene in the Does' adoption of J.S.
T6 First, we uphold the affidavit requirement against Bolden's due process challenge. Bolden does not claim that the Adoption Act infringes his procedural due process right to notice and an opportunity to be heard; nor could he, as his failure to file the affidavit is a result of his own procedural misstep (allegedly in accordance with the misadvice of counsel) and not some procedural defect in the law. And Bolden fails to establish an infringement of a fundamental right of substantive due process, as he fails to present evidence that the right he asserts (to preserve his rights as an unwed father without filing an affidavit) is a matter deeply rooted in established history and tradition.
T7 Second, we also uphold the affidavit requirement against Bolden's equal protection challenge. We do so by recognizing the importance of the state's interests in protecting children by facilitating the adoption process, and by concluding that those interests are substantially advanced by the statutory affidavit requirement. We likewise reject Justice Nehring's assertion that this requirement is an indication of invidious discrimination or sex-based stereotyping. See infro 11 93-98, 111.
T8 There is doubtless room for disagreement about whether our legislature has struck the best balance as a matter of policy. But we see no basis for deriding our law as a product of "invidious gender stereotypes." Infro T 88. At some level all adoption laws discriminate against unwed fathers-by requiring of them some legal filing not required of unwed mothers. Such requirements are not an indication of stereotype or discrimination. They are simply an element of a legal scheme aimed at assuring that any parent who would block an adoption has manifested a commitment to the child's best interests. And we uphold the Utah Adoption Act as constitutional on the basis of its advancement of those important interests.
I
T9 In the summer of 2010, Bolden was involved in a sexual relationship with S.B. The two were not married. S.B. eventually got pregnant. Approximately two weeks before the baby was born, Bolden filed a petition in the district court seeking to adjudicate paternity and to establish custody, parent time, and child support.
4[ 10 Bolden's unsigned, unverified petition asserted that he was "a fit and proper parent." It sought "sole physical and legal care, custody, and control of [his] unborn child should [S.B.] decide not to raise the child and attempt to put the child up for adoption." In the petition Bolden also asserted that "a child support order should enter, effective immediately," consistent with statutory [1013]*1013guidelines, including an obligation to obtain health insurance for the child.
T 11 One week later, Bolden filed in Utab's putative father registry a sworn and notarized notice that he had commenced paternity proceedings regarding S.B.'s unborn child. But he did not file a separate affidavit asserting his willingness to assume custody of the child and to submit to a child support order, or disclosing his childeare plans, as required by Utah Code section 78B-6-121(8)(b). Bol-den attributes his deficiency in this regard to his attorney's failure to advise him that such an affidavit was required. Though Bolden offered-both before and after the birth of the child-to pay S.B.'s pregnancy-related medical expenses, S.B. refused to accept anything from Bolden, believing that her insurance would cover all costs.
{12 The child, a boy, was born on March 26, 2011. Bolden initially visited the child in the hospital twice, but was thereafter refused access and thus prevented from having any further contact. Three days after the birth, S.B. determined that she wanted to proceed with an adoption and executed a consent to adoption before Judge Lyon of the Second District Court.1 S.B. relinquished the child to the prospective adoptive parents (the Does), who commenced an adoption proceeding that same day. Though their adoption petition acknowledged that they knew the identity of the child's father and that the father had made some effort to establish parental rights, they asserted that the father's failure to file an affidavit along with his paternity petition was determinative of his rights-in short, that he had none.
13 The Does thereafter notified Bolden of their intent to adopt J.S. without Bolden's consent. Bolden moved to intervene in the adoption proceeding, seeking to prevent the adoption and to assert his parental rights. Between receiving the Does' Notice of Adoption Proceedings and filing his motion to intervene, Bolden also filed the affidavit required by section 78B-6-121(8).
{14 The adoptive parents opposed Bol-den's motion to intervene, arguing that Bol-den could not prevent the adoption because he had not complied with the statute by filing an affidavit before S.B. relinquished the child. Bolden acquired new counsel and challenged the constitutionality of section 78B-6-121(8)'s affidavit requirement, moving for summary dismissal of the adoption petition on federal and state constitutional grounds. Bolden also sought dismissal on the ground that he was the undisputed father of J.S., that he did not consent to the adoption, and that he had strictly and timely complied with most of the applicable statutory requirements.
115 The district court heard oral argument on the motions and issued a memorandum decision rejecting Bolden's constitutional challenges. It concluded that Bolden had no right to contest the adoption because he had not filed the affidavit required under Utah Code section T8B-6-121(8). In reject ing Bolden's constitutional claims, the district court found that the affidavit requirement related directly to the state's interests in requiring unwed fathers to demonstrate a full commitment to their parental responsibilities, in minimizing the risk of disrupting adoptions, and in protecting the rights of unwed mothers.
116 Upon issuance of a final order dismissing Bolden's intervention and summary judgment motions, Bolden filed this appeal. Bolden's appeal challenges the district court's judgment on legal grounds. Our review is accordingly de novo. See Manzanares v. Byington (In re Adoption of Baby B.), 2012 UT 35, ¶ 41, 308 P.3d 382.
II
T 17 Under our Adoption Act, the consent of an unmarried biological father is not generally required for the adoption of a child who is six months of age or less at the time of placement. See Utax Cope § 78B-6-121(8). Yet the statute prescribes an important exception to the general rule. An unmarried biological father's consent is required if, before the time the mother exe[1014]*1014cutes consent for adoption or relinquishes the child for adoption, the father:
(a) initiates proceedings in a district court of Utah to establish paternity under Title 78B, Chapter 15, Utah Uniform Parentage Act; ' .
(b) files with the court that is presiding over the paternity proceeding a sworn affidavit:
(i) stating that he is fully able and willing to have full custody of the child;
(i) setting forth his plans for care of the child; and
(ii) agreeing to a court order of child support and the payment of expenses «incurred in connection with the mother's pregnancy and the child's birth;
(c) consistent with Subsection (4), files notice of the commencement of paternity proceedings, described in Subsection with the state registrar of vital statistics - within the Department of Health, in a confidential registry established by the department for that purpose; and
(d) offered to pay and paid, during the pregnancy and after the child's birth, a fair and reasonable amount of the expenses incurred in connection with the mother's pregnancy and the child's birth, in accor-danee with his financial ability....
Td. § T8B-6-121(8).
118 Bolden acknowledges his failure to comply. with the affidavit requirement of subsection (b) above. Yet he seeks to excuse such failure by challenging the constitutionality of the statutory requirement, asserting that it violates his rights to due process, uniform operation of laws, and equal protection. We find no merit in any of Bolden's constitutional claims 2 and accordingly affirm.
A. Due Process
119 In addressing Bolden's due process arguments, we first clarify the distinction between procedural and substantive due process and identify the nature of the claim before us here. After classifying Bolden's due process challenge as substantive, we then establish the governing legal framework and standard of serutiny, and finally proceed to reject Bolden's arguments under the applicable standards.
1. Substance v. Procedure
120 The Due Process Clause has been construed to encompass both a procedural and a substantive component. Under the procedural component, the courts have long recognized a general right to notice and an opportunity to be heard. See United Student Aid Funds, Inc. v. Espinosa, 559 U.S. 260, 272, 130 S.Ct. 1867, 176 LEd.2d 158 (2010); Long v. Ethics & Discipline Comm. of the Utah Swpreme Court, 2011 UT 32, 129, 256 P.3d 206. Thus, for rights the law deems subjéct to formal process (in courts or other adjudicative bodies), due process requires notice reasonably calculated to inform parties that their rights are in jeopardy3 and a meaningful opportunity to be heard in the course of such proceedings.4 See Wells v. Children’s Aid Soc. of Utah, 681 P.2d 199, 204 (Utah 1984) (explaining that procedural due process requirements encompass the "notice and opportunity to be heard" that "must be observed in order to have a valid proceeding affecting life, liberty, or property") (emphasis added).
[1015]*1015121 The due process right to an opportunity to be heard may be lost due to a procedural misstep, however. A statute of limitations, for example, may foreclose a cause of action before it is ever litigated on its merits.5 A procedural bar prescribed by statute has a similar effect.6
122 Such limitations may be challenged on either procedural or substantive due process grounds. A procedural due process attack on a statute of limitations or. procedural bar would take the form of an assertion that such a limitation forecloses
any meaningful opportunity for the plaintiff to protect its rights.7 A substantive challenge would take a different form. It would involve a broad-side attack on the fairness of the procedural bar or limitation, on the ground that the right foreclosed is so fundamental or important that it is protected from extinguishment.8
123 Bolden's claim is of the latter variety. He nowhere claims that the Adoption Act forecloses his meaningful access to the justice system.9 Nor could he. The
[1016]*1016affidavit requirement is simple and straightforward. And Bolden failed to fulfill it not because it was difficult but because his counsel allegedly gave him bad legal advice. See infre 1 63.
[ 24 Thus, Bolden's argument is framed as a substantive challenge to the fairness of the affidavit requirement.10 Throughout his opening and reply briefs, Bolden repeatedly characterizes his claim as one challenging the statutory affidavit requirement as "substantively unconstitutional" and as aimed at establishing a "fundamental," "substantive right" of an unwed father as a parent.
125 Justice Nehring's dissent portrays Bolden's case differently. It insists that Bol-den's arguments encompass both procedural and substantive due process, while conceding that Bolden briefed only the latter. Infro 11114, 116. And it contends that Bolden asserts that the affidavit requirement may deprive him of the procedural right "to be heard 'at a meaningful time and in a meaningful manner'" Infro 1117 (Nehring, J., dissenting) (quoting Mathews v. Eldridge, 424 U.S. 319, 833, 96 S.Ct. 898, 47 L.Ed.2d 18 (1976)). But the argument put forward by the dissent appears nowhere in Bolden's briefs. Bolden nowhere complains of the sufficiency of the notice he was given under Utah law or of the adequacy of the opportunity he was provided to " 'submit evidence'" or to otherwise prepare or present his case in
court. See infra I 121 (quoting Christiansen v. Harris 109 Utah 1, 168 P.2d 814, 317 (1945)). Thus, neither Mathews v. Eldridge nor Christiansen v. Harris is anywhere cited by Bolden on appeal. Nor are. any of the other cases cited by Justice Nehring in support of his concerns regarding the "procedural protections" inherent in the right to procedural due process. Infra T 121.11
126 Bolden's only allusion to procedural due process in his briefs is in a defensive response to arguments put forward by the adoptive parents. In his opening brief, Bol-den reiterated his claim to a substantive right to a fair "opportunity to develop a relationship with his newborn and thereby convert his provisional rights into vested parental rights," while asserting that "this opportunity interest could easily be rendered illusory if the state was free to impose 'any process' it wanted on a father's ability to perfect his provisional interest." The adoptive parents seized on this formulation in their responsive brief on appeal. To the extent Bolden claimed a violation of an opportunity to be heard, the adoptive parents quoted our cases for the proposition that "the test for whether a provision of the Adoption Act's putative father provisions passes due process muster is whether '[tlhe Act [] give[s] him a meaningful and adequate procedure to protect this interest'": RCS. v.
[1017]*1017A.O.L. (In re Adoption of Baby Girl T.), 2012 UT 78, 20, 298 P.3d 1251. And under that standard, the adoptive parents asserted that Bolden's claim failed as a matter of law because the affidavit requirement was "meaningful and adequate" and because Bolden admittedly failed to comply with it.
T 27 Bolden responded in his reply brief by repudiating any reliance on procedural due process. While acknowledging the adoptive parents' argument "that an unwed father's due process rights are merely procedural" and are satisfied by "whatever 'process' the legislature offers him," Bolden emphasized the substantive nature of his due process claim. Specifically, Bolden confirmed that his due process challenge was- to the "sub-stamtive constitutionality of the affidavit requirement at issue," while emphasizing that that claim subsisted regardless of whether the statutory limitations in question were "applied in a procedurally fair manner."
'I 28 Thus, in its content and its terminology, Bolden's claim sounds only in substantive due process.12 We accordingly proceed to establish the standard of serutiny that applies to this claim.
2. Standard of Serutiny
29 The right to due process is principally about process-procedure, not substance. Most of this court's caselaw in the field is thus about the nature and extent of the motice' required by the constitution, and of the opportunity to be heard onee such notice is afforded. See Wells v. Children's Aid Soc'y of Utah, 681 P.2d 199, 204 (Utah 1984) (noting that "[mJost due process cases concern procedural requirements, notably notice and opportunity to be heard"). The same is true at the federal level. For the most part, the due process precedent in the United States Supreme Court likewise is aimed at clarifying the kind of notice and opportunity to be heard that is guaranteed by the constitution.13
[1018]*10181830 On a few occasions, the courts have recognized new substantive rights under the umbrella of due process. Seq, eg., Roe v. Wade, 410 U.S. 118, 98 S.Ct. 705, 35 L.Ed.2d 147 (1978); Griswold v. Conmecticut, 381 U.S. 479, 85 S.Ct 1678, 14 LEd.2d 510 (1965). But the Due Process Clause is not a license for the judicial fabrication of rights that judges might prefer, on reflection, to have been enshrined in the constitution. Our role in interpreting the constitution is one of interpretation, not common-law-making. Thus, the judicial recognition of new fundamental rights of substantive due process is the exception, not the rule. See Regents Univ. of Mich. v. Ewing, 474 U.S. 214, 225, 106 S.Ct. 507, 88 LEd2d 523 (1985) ("Although the Court regularly proceeds on the assumption that the Due Process Clause has more than a procedural dimension, we must always bear in mind that the substantive content of the Clause is suggested neither by its language nor by preconstitutional history...." (internal quotation marks omitted)).
{31 That said, the principle of substantive due process is ingrained in both federal and state precedent. So although we proceed cautiously in this domain, we cannot repudiate the substantive due process inquiry altogether. We should instead prescribe carefully the grounds and the basis for the recognition of any alleged right of substantive due process. To do so, we start with some general background in federal precedent, proceed to more specific precedent as applied to parental rights of unwed fathers, and conclude by articulating the standard of serutiny applicable here. .
a. The lesson of Lochner
1382 Substantive due process reached its apex in the so-called Lochner era. During this period, in decisions like Lochner v. New York, 198 U.S. 45, 25 S.Ct. 539, 49 L.Ed. 987 (1905), the United States Supreme Court routinely struck down legislation infringing on economic rights (such as the freedom of contract) that it deemed inherent in the guarantee of the Due Process Clause. In Lochner itself, for example, the court held unconstitutional a labor law restricting the i dumber of hours that bakers were allowed to work in a day in New York (ten), concluding that the law was an "unreasonable, unnecessary, and arbitrary interference with the right of the individual" to contract. Id. at 56, 25 S.COt: 589; see also Adkins v. Children's Hosp., 261 U.S. 525, 48 S.Ct. 894, 67 L.Ed. 785 (1928) (striking down federal minimum wage legislation as violative of substantive due process). ‘
133 Such expansive use of the Due Process Clause was hardly uncontroversial. Lo-chner-type, invocations of substantive due process sparked now-famous dissents from the likes of Justices Holmes and Harlan, who decried the "ever increasing scope" of the substantive due process rights recognized by their colleagues, and noted the tendency of the doctrine to "give us carte blanche to embody our economic and moral beliefs in its prohibitions." Baldwin v. Missouri, 281 U.S. 586, 595, 50 S.Ct. 486, 74 L.Ed. 1056 (1980) (Holmes, J., dissenting); see also Lo-chmer, 198 U.S. at 75, 25 S.Ct. 589 (Holmes, J., dissenting) ("Some of these laws embody convictions or prejudices which judges are likely to share. Some may not. But a Constitution is not intended to embody a particular economic theory. ..."); id. at 68, 25 S.Ct. 539 (Harlan, J., dissenting) ("If the end which the legislature seeks to accomplish be 'one to which its power extends, and if the means «employed to that end, although not the wisest or best, are yet not plainly and palpably unauthorized by law, then the court cannot interfere,").
4 34 The dissenting view eventually carried the day. - In cases marking the beginning of the so-called Progressive Era, the court began to disavow Lochner-style decisionmak-ing. See West Coast Hotel Co. v. Parrish, 300 U.S. 879, 57 S.Ct. 578, 81 L.Ed. 703 (1937) (overruling Adkins, and upholding minimum wage legislation). And by the mid-1950s, the court unanimously-concluded that "[the day is gone when this Court uses the Due Process Clause of the Fourteenth Amendment to 'strike down state laws, regulatory of business and industrial conditions, because they may be unwise, improvident, or out of harmony with a particular school of thought." Wil-tiamson v. Lee Optical of Okla., 348 U.S. 483, [1019]*1019488, 75 S.Ct. 461, 99 L.Ed. 563 (1955). Thus, with regard to substantive due process challenges to economic regulations, "[the almost universal" standard embraced by the courts today is "a rational basis test so tolerant that the substantive content of economic statutes rarely violates due process." Wells 681 P.2d at 205.14
{35 That approach has not been broadly extended beyond the realm of economic rights, With respect to noneconomic rights, the court has continued to uphold certain substantive rights under the Due Process Clause. As noted above, for example, the court has struck down, as violative of due process, restrictions on access to contraception, see @riswold, 881 U.S. 479, 85 S.Ct. 1678, and to abortion, see Rog, 410 U.S. 118, 93. 8.Ct. 705.
T36 But the anti-Lockhner backlash of the Progressive Era has also had an impact in the realm of noneconomic rights. See Wells, 681 P.2d at 205 (noting, in expressing relue-tance to extend new rights of substantive due process, "[the almost universal opinion that substantive due process was abused in invalidating economic regulations in the first third of [the twentieth] century"). In recent decades, both this court and our federal counterparts have expressed a dlmlmshmg appetlte for the judicial recognition of new substantive due process rights in the social realm.
137 In Washington v. G@lucksberg, 521 U.S. 702, 117 S.Ct. 2258, 1838 LEd.2d 772 (1997), for example, the United States Supreme Court declined to recognize a substantive due process right to assisted suicide. In so doing, the court noted the uneasy status of the concept of substantive due process, expressing concern for the slipperiness of the judicial slope. Id. at 728 n. 28, 117 S.Ct. 2258 (noting the potential for judicial abuse, while asserting that onee recognized, there is "no principled basis" for confining the right).
b. Substantive due process and parental rights
4 38 We expressed a parallel concern in In re J.P., 648 P.2d 1864 (Utah 1982). In J.P., we built on federal precedent in recognizing a fundamental right for a mother not to lose her rights to her child absent proof of unfit ness, abandonment, or neglect. Id. at 1867. In so doing however, we first acknowledged our discomfort with the judicial recognition of new "rights unknown at common law" and "not mentioned in the Constitution," particularly as to "substantive due process innovations undisciplined by any but abstract for-mulae." Id. at 1875 (citing Moore v. City of [1020]*1020East Cleveland, 431 U.S. 494, 503, n. 12, 97 S.Ct. 1932, 52 L.Ed.2d 531 (1977)).15
39 In recognizing the fundamental interest of a mother in retaining her parental rights absent proof of unfitness, abandonment, or neglect, our J.P. opinion first established a narrow, limiting principle As a predicate to establishing such a right, we first found that such right was " 'deeply rooted in this Nation's history and tradition,' and in the 'history and culture of Western civilization.'" Id. (citations omitted). In support of that conclusion, we cited extensive historical evidence of the "deeply rooted" nature of this right. See id. at 1874 ("The integrity of the family and the parents' inherent right and authority to rear their own children have been recognized as fundamental axioms of Anglo-American culture, presupposed by all our social, political, and legal institutions."). Because the statute at issue in J.P. infringed on the fundamental right recognized by this court, we found it unconstitutional. We held, specifically, that "a mother is entitled to a showing of unfitness, abandonment, or substantial neglect before her parental rights are terminated," and that the statute that made "no provision for that showing" was "unconstitutional on its face." Id. at 1377.
[40 In reaching this conclusion, our decision in J.P. built upon the United States Supreme Court's decision in Stanley v. Illinois, 405 U.S. 645, 92 S.Ct. 1208, 31 L.Ed.2d 551 (1972). In J.P., we cited Stamiley as establishing the unconstitutionality of an IHi-nois statute "presuming unwed fathers to be unfit [as] a violation of the due process clause." 648 P.2d at 1874 (citing Stanley, 405 U.S. at 651, 92 S.Ct. 1208). In the context of an unwed father who had lived with his children at least "intermittently for 18 years," we noted that Stanley had upheld the fundamental right of "'a man in the children he has sired and raised," a right that was deemed to " 'warrant[ ] deference and, absent a powerful countervailing interest, protection'" Id. (quoting Stanley, 405 U.S. at 651, 92 S.Ct. 1208).
{41 Our J.P. opinion was discussed and extended in our subsequent decision in Wells. In Wells, we considered the constitutionality of a statute predicating an unwed father's establishment of his parental rights on the statutory condition of the filing of an ac-knowledgement of paternity prior to the child's placement for adoption. 681 P.2d at 202-08 (considering the constitutionality 'of Utax Cope § 78-80-4 (1958)). Building on United States Supreme Court precedents culminating in Lehr v. Robertson, 463 U.S. 248, 103 S.Ct. 2985, 77 L.Ed.2d 614 (1983), our opinion in Wells concluded that the standard of serutiny under the federal Due Process Clause was a deferential standard of arbitrariness. Citing In re J.P. and Lehr, we acknowledged the provisional right of an unwed father to parent his children while also recognizing the state's interest in "Immediate and secure adoptions for eligible newborns" providing "justification for significant variations in the parental rights of unwed fathers." 681 P.2d at 203.,. And we noted that Lehr had upheld a New York provision requiring notice of an adoption proceeding to an unwed father "only if he had filed a notice of intent to claim paternity with the putative father-registry" on the ground that " 'a more open-ended notice requirement would ... complicate the adoption process, threaten the privacy interests of unwed mothers, create the risk of unnecessary controversy, and impair the desired finality of adoption decrees.'" Id. (quoting Lehr, 463 U.S. at 249, 103 S.Ct. 2985). Because Lehr upheld the New York provision on the ground that it was not "arbitrary," we applied an arbitrariness standard in Wells in upholding the then-applicable requirement of Utah law of filing an acknowledgement of paternity as a prerequisite to an unwed father preserving his provisional rights as a parent. Id. (holding that the acknowledgement of paternity requirement was "not 'arbitrary'" and was "therefore constitutional under the Due Process Clause of the United States Constitution").
[1021]*10211 42 Our Wells decision adopted a different standard under the Utah Constitution, however. Although we upheld the acknowledgment of paternity requirement under the state constitution as well, we did so only after first adopting a standard of heightened seru-tiny. Id. at 206. That standard, we concluded, followed from the J.P. opinion's recognition of "parental rights as fundamental,"; and from a prior decision in which we had invoked heightened serutiny in addressing a void-for-vagueness challenge to a statute impinging on "fundamental rights" (such as the right to travel). Id. (citing In re Boyer, 636 P.2d 1085, 1087-88 (Utah 1981)). Thus, under the Utah Constitution's Due Process Clause, we concluded in Wells that "the proponent of legislation infringing parental rights must show (1) a compelling state interest in the result to be achieved and (2) that the means adopted are 'narrowly tailored to achieve the basic statutory purpose."" Id. (quoting Boyer, 636 P.2d at 1090).16
'I 483 The standard invoked in Wells, however, is in some tension with the standards Despite employed in subsequent cases. Wells, for example, our more recent cases have held that an unwed father's "inchoate" right in his child may be lost if he fails to follow reasonable state procedures for perfecting that right. And our recent cases have done so in a manner foreclosing the sort of heightened serutiny prescribed in Wells.
144 In T.M. v. B.B. (In re Adoption of T.B.), 2010 UT 42, 232 P.3d 1026, for example, we emphasized that the guarantee of due process recognizes only "an inchoate interest" of an unwed biological father. Id. 131 n. 19. And we concluded that that interest rises to the level of a fundamental right "only when [the father] 'demonstrates full commitment to the responsibilities of parenthood by [coming] forward to participate in the rearing of his child'" Id. (second alteration in original). Because the father in .B. had failed to satisfy the statutory prerequisites to perfecting his inchoate parental rights, we held that the "natural mother's relinquishment of [his] child" for adoption "eliminate[d] his opportunity to acquire constitutionally protectable parental rights." Id. 140. And we accordingly rejected the biological father's argument that there was "no compelling need for the premature termination of [his] ... parental rights based solely on procedural noncompliance," concluding that the fact that he "could have complied with the statutory scheme established by the Utah Legislature for acquiring the right to withhold consent to an adoption" foreclosed his alleged fundamental right. Id. TT 28, 41.
1 45 We reiterated a similar standard in In re Adoption of Baby Girl T., 2012 UT 78, 298 P.3d 1251. In that case, we explained that "[ulnder both federal and state law, an unwed biological father has an inchoate interest in a parental relationship with his child that acquires full constitutional protection only when he demonstrates a full commitment to the responsibilities of parenthood by [coming] forward to participate in the rearing of his child." Id. €18 (alteration in original) (internal quotation marks omitted). And we accordingly held that an "unmarried biological father" must only "be given an adequate opportunity to comply with the[ ] statutory requirements of the Adoption Act in order to assert" a fundamental interest in his parental rights. Id. T 19 (alteration in original) (internal quotation marks omitted). In addition, we again emphasized that an unwed father's right is simply "in the opportunity to develop a substantial relationship" with his child, and thus concluded that if the governing statute provides a "meaningful chance" for the father to protect his interests, "he may not complain of the termination of his interest when he fails to strictly comply with its procedures." Id. I 20.
[1022]*1022c. The standard of serutiny applicable here
146 The foregoing sets the stage for our statement of the applicable standard of seru-tiny. It also emphasizes the difficulty of so doing, given the evident tension in our case-law. Our cases have consistently applied a deferential standard of federal due process serutiny of statutory prerequisites to the establishment of parental rights of unwed fathers. See Wells, 681 P.2d at 206 (provision of adoption statute was not "arbitrary" and thus did not violate federal due process protections); In re Adoption of T.B., 2010 UT 42, ¶ 31, 282 P.3d 1026 (adoption statute preserved "meaningful chance" for putative father to preserve opportunity to develop relationship with his child and thus satisfied due process). Our statement of the applicable state constitutional standard has been inconsistent, however. Wells calls for heightened serutiny on the ground that a father's parental rights are "fundamental." 681 P.2d at 205 ("fundamental rights of parenthood" require a "higher level of scrutiny" under Utah's Due Process Clause). But our subsequent cases apply a much more deferential standard-one in line with the federal standard of serutiny. See In re Baby Girl T., 2012 UT 78, ¶¶11, 19, 298 P.3d 1251 (due process requires that putative father "have a meaningful chanee" to preserve opportunity of relationship with child).
I 47 The standard in T.B. and Baby Girl T. runs directly counter to that set forth in Wells Instead of applying a heightened standard of serutiny, our T.B. opinion expressly rejected the biological father's argument that showing a "compelling" interest was necessary. See In re Adoption of T.B., 2010 UT 42, ¶29, 232 P.3d 1026. And it applied instead a standard turning only on a showing of a "reasonable opportunity [of a biological father] to preserve his chance to develop a relationship with his child." Id. 142. Baby Girl T. is to the same effect. See In re Baby Girl T., 2012 UT 78, ¶¶ 11, 19, 298 P.3d 1251.
1 48 This tension in our caselaw is nowhere reflected on the face of our opinions. Perhaps the parties in our more recent cases were unaware of the heightened standard applied in Wells; at a minimum they appear not to have called it to our attention. But the tension as to the state standard of seruti-ny is front and center in this case. It is reflected clearly in the briefing. Bolden expressly invokes the Wells standard of heightened serutiny. And the adoptive parents cite T.B. and Baby Girl T. in support of the deferential "reasonable opportunity" or "meaningful chance" standard.
T 49 We are therefore faced with the question of how to resolve this tension-a question not directly confronted in any of our prior cases. -And we resolve it in favor of the deferential standard of scrutiny set forth in our more recent cases. We do so, first, because T.B. and Baby Girl T. are our most recent pronouncements on this issue. Because these cases appear to have overtaken Wells on this point, they should control. Litigants in Utah are entitled to rely. on our explication of the law as definitive.17 And although T.B. and Baby Girl T. do not expressly overrule Wells on the state standard of serutiny, the two lines of cases are unquestionably incompatible. That, without more, would suggest to a litigant that our most recent pronouncement is the law, and has overtaken any prior contrary statement. See Ma'an v. Lewis, 693 P.2d 661, 676 (Utah 1984) (noting "[the general rule from time immemorial" that an opinion from this court "is deemed to state the true nature of the law both retrospectively and prospectively").
150 Second, and in any event, the Wells standard of serutiny was unnecessary to the outcome in that case, and may thus be viewed as over-enthusiastic dicta.18 Because [1023]*1023the Wells decision upheld the then-applicable acknowledgement of paternity filing against a state constitutional due process challenge, the court could easily have reached the same conclusion under a more deferential standard. That renders the heightened standard of serutiny in Wells unnecessary to the result, We accordingly read T.B. and Baby Girl T. as controlling.19
51 Third, the Wells opinion offers shaky support for its heightened standard of seruti-ny, while our analysis in T.B. and Baby Girl T. is in line with our current understanding of the law of substantive due process. The linchpin of the analysis in Wells is the assertion that parental rights are fundamental. From that premise the Wells court concluded that the standard was a heightened one. Thus, the Wells court reasoned "[bly analogy" to a case implicating the fundamental right to travel (In re Boyer, 686 P.2d at 1087-88) that a statutory regulation of the right of an unwed father was an infringement of a "fundamental right. " Wells, 681 P.2d at 206. But that conclusion was cireular, or at least a bit too facile. Under the universal understanding in place at the time of Wells (and still today), an unwed father's right was not necessarily fundamental; it was only provisionally so, subject to being perfected by fulfillment of a state's statutory requirements for its establishment. See Lehr, 463 U.S. at 261-62, 108 S.Ct. 2985 (the "mere existence of a biological link does not merit equivalent constitutional protection," a putative father must © grasp [the] opportunity and accept some measure of responsibility"); In re. Adoption of T. B., 2010 UT 42, 126 & a. 22, 282 P.3d 1026 (putative father's parental rights are provisional rights he "may acquire" by "satisfying certain statutory requirements"); Wells, 681 P.2d at 206 (unwed father's right to a relationship with his newborn is "a provisional right" subject to statutory perfection). Thus, under lorg-settled law, the right of the unwed father in Wells was not properly described as "fundamental" at the threshold point of identifying the applicable standard of serutiny. Deeming it so was question-begging. So to be true to the settled understanding of the nature of the mght of an unwed father, Wells should have carefully considered whether the unwed father in that case had established his fundamental right as a parent instead of simply assuming that he had.
152 That careful analysis, moreover, should have followed the approach modeled in J.P., as informed by the United States Supreme Court decisions eulminating in Lehr. And that approach is not simply to assume at the highest level of generality that an unwed father's interests are fundamental. It is to ask instead the more specific question whether the precise interest at stake is fundamental. in the sense of being justified not by the mere "abstract formula[ ]" informed by a judge's instinets of fairness, but by a clear indication that that interest is "deeply rooted in this Nation's history and tradition and in the history and culture of Western civilization." In re J.P., 648 P.2d at 1874-75 (internal quotation marks omitted); see also Glucksberg 521 U.S. at 728, 117 S.Ct. 2258 (statute prohibiting assisted suicide constitutional because assisted suicide is not a fundamental right deeply rooted in American tradition).
[1024]*102453 Absent such evidence, the right at stake is not fundamental, and the applicable standard of scrutiny is a highly deferential inquiry into rationality or arbitrariness. That is the evident basis for the standards we adopted in T.B. and Baby Girl T. In the absence of any proof of a showing of "deeply rooted" history and tradition sustaining the unwed father's interests, we simply considered only the rationality or arbitrariness of statutory terms for an unwed father's establishment of his parental rights, And we deemed that deferential standard met where the statutory framework provided a reasonable or meaningful opportunity for a father to establish his rights. See In re Baby Girl T., 201% UT 78, T11, 298 PBd 1251 (due process requires only that unwed father have "meaningful chance"); In re Adoption of T.B., 2010 UT 42, 131, 232 P.8d 1026 (due process satisfied where "meaningful chance" or "reasonable opportunity" exists).
[ 54 The required showing of "deeply rooted" history and tradition was made in J.P., but not in Wells. J.P. concerned the question of a mother's right to maintain her parental rights absent proof of unfitness, abandonment, or neglect. 648 P.2d at 1875. And on that point the evidence of a deeply embedded history and tradition was powerful. Thus, as a predicate to recognizing a fundamental right in J.P., the court relied on widespread historical evidence of a longstanding tradition of respecting a parent's custodial rights except upon proof of unfitness, abandonment, or neglect. Id. at 1874.
155 No such historical record was presented in Wells The Wells court cited no established tradition of recognizing an unwed father's inherent right to his child without regard to any compliance with statutory prerequisites such as a paternity filing. Instead the court simply asserted, at the highest level of generality, that parental rights and familial bonds are significant, and thus that those rights are "fundamental" and accordingly subject to "a more stringent standard." Wells, 681 P.2d at 202, 206. In so concluding, moreover, the Wells court also acknowledged that the rights of an unwed father are merely "provisional," and therefore subject to forfeiture absent fulfillment of the preconditions to their eventual fulfillment. Id. at 205-08 (citing Lehr, 468 U.S. at 249, 108 S.Ct. 2985). And absent evidence of a specific tradition of respecting the rights of unwed fathers without fulfilling statutory prerequisites, the Wells opinion essentially assumed away the problem by simply presuming that the right in question was fundamental.20
« 56 The heightened standard in Wells was not justified by the record and authority presented. Absent a record of a deeply embedded tradition of protecting the unwed father's rights regardless of the fulfillment of any preconditions prescribed by statute, our court was in no position to declare the right in Wells a "fundamental" one. We should instead have simply concluded, as we more recently have done in T.B. and Baby Girl T., that the standard was the deferential, fallback standard of rationality or arbitrariness.
157 For these reasons, we would repudiate the heightened serutiny standard announced in Wells. In our view, the standard requires more than a broad, general asser[1025]*1025tion that parental rights are significant and traditionally respected. To trigger such a standard, a party would have to make the more specific showing presented in J.P.-to establish a specific showing that the precise interest asserted by the parent is one that is "deeply rooted in this Nation's history and tradition and in the history and culture of Western civilization." In re J.P., 648 P.2d at 1374-75 (internal quotation marks omitted).21
3. Bolden's Substantive Due Process Claim
158 That leaves only the question of the viability of Bolden's particular claim of an infringement of his rights of substantive due process. We conclude that he has failed to make the kind of showing rooted in settled history and tradition, and thus that his claim is subject only to review for rationality or arbitrariness. And because we find the statutory gateway to establish his parental rights to be a rational, meaningful opportunity, we reject his claim and uphold the statute's constitutionality. .
[59 Bolden fails to present any historical basis for rooting the right he asserts in "this Nation's history and tradition" or in "the history and culture of Western civilization." In re J.P., 648 P.2d at 1875 (internal quotation marks omitted). His briefs make no effort to identify any longstanding, widespread basis in our history and culture for recognizing a perfected right in unmarried biological fathers arising upon their mere filing of a paternity suit (and without following other requirements set forth by law).22 Instead, the right asserted by Bolden implicates the slippery slope problems associated with "substantive due process innovations undisciplined by any but abstract formulae." Id.
T60 Bolden insists that his interest is "more than a mere biological connection to his newborn son." But he offers "[no] principled basis for confining the right" that he asserts. G@luicksberg, 521 U.S. at 783, n. 23, 117 S.Ct. 2258. Endorsement of a substantive right in this case would inevitably lead to a series of line-drawing problems going forward, requiring the courts to make policy judgments about whether the biological father before the court had done enough to properly justify the recognition of his parental rights.
T61 Those policy judgments are matters for legislative action. Our legislature has spoken to this question, prescribing a series of prerequisites to an unmarried biological father's perfection of his inchoate interest in his child. Bolden asks us to second-guess those requirements (at least one of them). He asks us to establish a substantive due process right to perfect his parental rights on something less than the grounds prescribed by the legislature-by filing a pater[1026]*1026nity action but not the affidavit called for by statute. Doing so would put us in the problematic realm of making "due process innovations" dictated by "abstract formulae" and without any effective limiting principle.
€ 62 Bolden's claim is thus subject only to deferential review of the rationality or non-arbitrariness of the statutory scheme, or in other words, of whether the statute preserves a meaningful opportunity for him to perfect his parental rights. Under that standard his claim fails, as he has made no attempt to suggest that the affidavit requirement is arbitrary or that the opportunity afforded to him by statute is not meaningful.
T 63 Instead he just claims that he ignored the statute on the (bad) advice of counsel. If so, that is unfortunate. But bad legal advice is no excuse for a failure to follow the law. For better or worse, our legal system treats attorneys as agents for their clients. And on that basis, we generally deem clients responsible for the decisions they make on advice of counsel. i
€64 There is an exception to this rule: In criminal cases, defendants convicted upon objectively deficient advice at trial may be entitled to a new trial as a remedy on a constitutional claim for ineffective assistance of counsel. See Strickland v. Washington, 466 U.S. 668, 691-92, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984) (to prevail on ineffective assistance of counsel claim defendant must show deficient performance by counsel that was objectively unreasonable and prejudicial). But the exception proves the rule. Except in these limited cireurstances, a misstep on advice of counsel is still a misstep, and a client's recourse is simply an action for malpractice, See Jennings v. Stoker, 652 P.2d 912, 918 (Utah 1982) (general rule in civil cases is that judgment of district or trial court will stand despite incompetence or negligence of one's own counsel); Peterson v. Peterson, 2006 UT App 199U, para. 9, 2006 WL 18348922 (memorandum decision) (malpractice action is the "appropriate remedy for the client whose counsel's performance falls below the standard of professional competence" (internal quotation marks omitted)). That reality is less than ideal, particularly in cases like this one where money damages are 'eold comfort for the injury associated with the loss of parental rights. But that is the law-and perhaps areminder that our system is imperfect, and that the remedies it affords may fall short of the ideal of restoring the losses - suffered by the wronged.
I 65 Bolden's due process claim according ly fails under the applicable standard of seru-tiny. We therefore affirm the district court's denial of this claim.
B. Uniform Operation and Equal Protection
T 66 The Uniform Operation Clause of the Utah Constitution states that "[alll laws of a general nature shall have uniform operation." UTAH CONST. art. I, § 24. As we explained in State v. Canton, uniform operation provisions historically were understood to be aimed "not at legislative classification but at practical operation." 2018 UT 44, ¶34 & n. 7, 308 P.S8d 517. Thus, under this historical approach, the uniform operation guarantee is "not viewed as a limit on the sorts of classifications that a legislative body could draw in the first instance, but as a rule of uniformity in the actual application of such classifications." Canton, 2013 UT 44, ¶34, 308 P.3d 517. Bolden asserts no tenable infringement of this guarantee. His complaint is with legislative classification, not practical operation.
( 67 Bolden's claim thus arises under the modern notion of "uniform operation," which is simply & "state-law counterpart to the federal Equal Protection Clause." Id. 135. Under this formulation, we employ a three-step test wherein we assess: (1) "what classifications," if any, "the statute creates," (2) "whether different clagses ... are treated disparately," and (8) if there is disparate treatment, "whether the legislature had any reasonable objective that warrants the disparity." Id. (alteration in original) (quoting State v. Angilou, 2011 UT 8, ¶21, 245 P.3d 745). "
168 Most classifications are presumptively permissible and thus subject to rational basis review. Canton, 2013 UT 44, ¶36, 308 P.3d 517 (citing State v. Robinson, 2011 UT 30, ¶22, 254 P.3d 183). Other [1027]*1027classifications, however, "are so generally problematic (and so unlikely to be reasonable) that they trigger heightened serutiny." Id. Such "suspect" classes include race, sex, and ' classifications implicating fundamental rights. See Robinson, 2011 UT 30, T 22, 254 P.3d 188.
169 Not all "suspect" classifications are treated identically, however. For one thing, sex-based classifications are evaluated under a less-searching standard than that applied to race-based ones. Thus, race-based classifications are evaluated under a standard of strict serutiny (requiring a compelling governmental interest advanced by the least restrictive means possible 23), while sex-based classifications are evaluated as a matter of intermediate serutiny (requiring only an important governmental interest that is substantially advanced by the legislation:.24 |
170 Second, not all sex-based classifications implicate the same considerations under this intermediate standard of scrutiny. The notion of a "substantial" relation between means and ends implies a threshold consideration of the nature and extent of the discrimination at issue. For "official action that closes a door or denies opportunity to women (or to men)," it is difficult for the government to show that its discriminatory policy "substantially" advances an important objective. Umited States v. Virginia, 518 U.S. 515, 582, 116 S.Ct. 2264, 185 L.Ed.2d 735 (1996) (concluding that Virginia failed to carry this burden in failing to identify -an
"exceedingly persuasive" justification for its policy of excluding women from Virginia Military Institute). On the other hand, for official action that is less imposing, the operative standard will be easier to satisfy. See Nguyen v: L.N.S.; 588 U.S. 58, 70, 121 S.Ct. 2053, 150 L,Ed.2d 115 (2001) (explaining, in upholding federal immigration rule requiring unwed fathers of children born abroad to satisfy standards not imposed on unwed mothers, that the court is "mindful" that the "obligation" imposed on fathers "is minimal"). This is particularly true where the differential treatment of men and women is rooted in "[iJInherent differences" between the sexes, and where such differences translate not into an outright bar on one of the sexes, see Virginia, 518 U.S. at 582-83, 116 S.Ct. 2264 (internal quotation marks omitted), but a regime preserving meaningful opportunities to both sexes, see Lehr v. Robertson, 463 U.S. 248, 267, 1083 S.Ct. 2985, 77 LEd.2d 614 (1983) (holding that where a father had no established relationship with his child and had failed to file with the putative father registry, "nothing in the Equal Protection Clause [would] preclude[ ] the State from withholding from him the privilege of vetoing the adoption of that child" (alteration in original) (internal quotation marks omitted)); Priche v. Schaad, 249 Neb. 825,. 545 NW.2d 740 (1996) (holding that it was not a violation of equal protection to require a father to file with the putative father registry within five days of his child's birth or lose the right to object to an adoption).25
[1028]*1028In any event, the intermediate standard of serutiny does not require a precise fit between means and ends. A simple "substantial" relation will do, and that standard does not require proof that the official action adopted by government is the "least restrictive means" of accomplishing the government's objectives. See Nguyen, 583 U.S. at 70, 121 S.Ot. 2058 ("None of our gender-based classification equal protection cases have required that the statute under consideration must be capable of achieving its ultimate objective in every instance.").
172 We apply this standard to the affidavit requirement in section 78B-6-121(8). And we uphold it as constitutional. First, we acknowledge that the statute discriminates on the basis of sex. Within the class of unmarried parents, the statute pre-seribes the requirement of an affidavit only for men. That is a sex-based classification triggering an intermediate serutiny standard of serutiny.
T 73 That said, it is important to recognize the nature and extent of the classification at issue. This is not a statute that "closes a door or denies opportunity" to men outright. Virginia, 518 U.S. at 582, 116 S.Ct. 2264. Instead, this provision preserves meaningful opportunities for both sexes, and the threshold basis for its differential treatment of men and women stems initially not from an outmoded stereotype but from a straightforward matter of biology. It bears emphasizing, moreover, that the requirement the statute imposes on men is straightforward and quite simple, See Nguyen, 5388 U.S. at 70, 121 S.Ct. 2058 (noting the relevance of the "minimal" obligations imposed on unwed fathers under federal immigration law). And we reiterate that the standard of intermediate serutiny does not require a closely tailored fit between means and ends. Only a "substantial" fit is required-a showing that the important ends of government are substantially advanced by the statute.
«I 74 We uphold the statute under this standard. The overarching, important governmental objective is clearly prescribed by statute-the preservation of the "best interests" of children. See Urax Cope § 7T8B-6-102(1). That objective is among the most important of any in our society.26
175 To make this objective a reality, moreover, the government has long pursued ancillary goals of great significance-of pre-seribing laws and procedures aimed at establishing binding connections between children and parents, either through a child's natural parents or through adoption.27 In either setting, the State has a twofold interest-of promptly identifying those who might be designated as parents, and of reliably 28 ensuring that such persons will fulfill their parental role.29 To further those goals, moreover, the state has a subsidiary interest in giving voice to those with a demonstrated commitment to the best interests of the child-to allow them to either step forward to assert their interest in parenting a child or, if not, to express their willingness to relinquish their rights of parenthood by consenting to an adoption.30
[1029]*1029I 76 Justice Nehring's dissent rejects these interests as somehow reflective of a "stereotype" that "exelude[s] or protect[s] members of one gender because they are presumed to suffer from an inherent handicap or to be innately inferior." Infra 1 94 (quoting Miss. Univ. for Women v. Hogan, 458 U.S. 718, 725, 102 S.Ct. 3381, 783 L.Ed.2d 1090 (1982)). This analysis misses the mark on several grounds: (a) the Adoption Act excludes no one; it preserves an unwed father's right to object to an adoption upon fulfillment of straightforward statutory criteria; (b) the statute employs no presumption in favor of women, as it does not award custody to the mother, but establishes. an orderly adoption proceeding in cireumstances where the sole parent recognized by law has elected to relinquish parental rights and give up the child for adoption (to a couple, or even a single man or woman); and (c) the dissent confuses the threshold question of the legitimacy of the state's interests with the secondary question of the degree to which the statute in question advances those interests.31
T 77 For these and other reasons, there is no basis for Justice Nehring's assertion that the affidavit requirement is "actually based on generalizations about men's inherent qualities as parents"-that "they are uninterested in their offspring and ill-suited or incompetent caregivers." Infra 1194-95.32 Those
[1030]*1030stereotypes are nowhere found in the interests set forth by statute or in the appellees' briefs in this case. Thus, we agree that the court is not to proceed on the basis of "justification[s] of its own invention." Infra 98. But it is the dissent, and not the court, that commits that mistake. The interests we analyze are those identified in our law-of protecting the best interests of children by giving voice in their adoption to those who have established a demonstrated commitment to their well-being prescribed clearly by statute. And those interests (along with their substantial advancement by the affidavit requirement) are likewise echoed in the briefs filed by appellees herein.33
T78 The affidavit requirement in Utah Code section 78B-6-121(8) can be upheld as substantially advancing these important objectives. An unwed mother's connection to her-child is objectively apparent. It is also substantial. By electing to carry the child to term (and not ending it by abortion or emer-geney contraception), a mother gives an objective indication of her commitment to the best interests of her child.34 Our law has [1031]*1031long-recognized the significance of that commitment. It does so by deeming a mother's parental rights and responsibilities as fully matured at the time of the child's birth, in a manner giving her a voice in the child's upbringing-either to proceed as the child's parent or to relinquish her rights in consenting to an adoption.
T79 An unwed father's role is inherently different than a mother's. His connection to his offspring may be unknown or at least indeterminate. And unlike the mother, the father has not necessarily given an objective
manifestation of his commitment to the «child's best interests, as his contribution may be only fleeting and incidental. This is why our law has long deemed the unwed father's rights as only inchoate or provisional-as requiring the fulfillment of legal prerequisites before being granted the rights and responsibilities of parenthood, and before being given a concomitant voice in upbringing or a decision regarding adoption.35
T80 The fundamental differences36 between unwed mothers and fathers explain [1032]*1032the basis for our statute's requirement of an affidavit for only the latter. The affidavit is defensible as an attempt to put unwed parents on equal footing. Mothers express their commitment to their offspring through the voluntary decision to carry a child to term-a decision that commits them to the statutory responsibility of caring and providing for the child as a legal parent. See Umax CopE § 7SB-15-201(1) (stating that the mother-child relationship is established by a "woman's having given birth to the child"); id. § 78B-12-105 (parents have legal duty to "support their children"). With that in mind, the Adoption Act requires unwed fathers to express a parallel commitment in the form of a written affidavit. That parallelism may not be perfect or immune from criticism as a policy matter, but it is not unconstitutional.
4 81 We uphold the statutory affidavit requirement on that basis. Thus, we hold that the requirement in Utah Code section 78B-6-121(8) substantially advances the important governmental interests identified above. It does so by assuring that any biological parent who steps forward to assert an interest in a child has manifested a commitment
to the child's best interests. In light of the fact that the mother does that as an objective result of her pregnancy and delivery, the statute requires the father to do so by expressing a commitment in writing and under oath.
' 82 Both commitments are important prerequisites to the maturation of the parental right-and to the voice that accompanies such a right in the context of an adoption. Where both mother and father have provided the commitment that is legally necessary to a mature parental right, they both are in a position to participate in the decision whether to raise the child themselves or to place it for adoption. If not, however, the law treats the decision as belonging only to the parent whose rights have matured. That is constitutionally permissible, as it substantially advances the important goal of protecting the best interests of children, who are in turn substantially interested in establishing binding connections to committed parents (natural or adopted) based on informed decisions of those who have shown to have their best interests at heart.37
[1033]*1033T83 Bolden questions the importance of these functions of the statutory, affidavit, asserting that the statutory requirement of a paternity filing accomplishes approximately the same things. Justice Nehring's dissent echoes this assertion. Infre 1102. But Bol-den's paternity petition was unverified, and a signature under oath is a matter of substantial legal significance. See State v. Gutierrez-Perez, 2014 UT 11, 1414-20, 328 P.3d 1017 (describing the history and significance of the constitutional requirement of an "oath or affirmation"). And in any event the pre-seribed elements of the affidavit are not required components: of 'a paternity petition. Nothing in the Parentage Act imposes an unconditional requirement that a support order be entered, see § 78B-15-616, or requires that a father state that he will accept full custody. Indeed, a determination of paternity may have nothing to do with custody. And nothing in the Parentage Act asks for a childeare plan.38
I 84 Thus, the affidavit advances important functions that are not addressed by the paternity action alone. We uphold the statute on that basis, and accordingly affirm the denial of Bolden's motion to intervene in the adoption proceedings herein.
Associate Chief JUSTICE NEHRING, dissenting: } | B
INTRODUCTION
€85 I dissent. First, Utah Code section 78B-6-121(8)(b) unconstitutionally discriminates on the basis of gender stereotypes and
is thus repugnant to the principle of equal protection enshrined in both the United States Constitution and the Utah Constitution. Second, the majority refuses to analyze Mr. Bolden's claim under procedural due process at all. Finally, the majority fails to employ strict serutiny review despite the fact that section 78B-6-121(8)(B) Infringes upon Mr, Bolden's fundamental parental rights. Although I believe the statute is unconstitutional primarily as a violation of équal protection, I also dissent because the affidavit requirement violates the Due Process Clause where it infringes on Mr. Bolden's fundamental parental rights but is not narrowly tailored to serve a compelling government interest. j
86 "The relationship between parent and child is protected by the federal and state constitutions." 1 Among the persons entitled to protection are unmarried fathers.2 The liberty interest of parents in the care, custody, and control of their children "is perhaps the oldest of the fundamental liberty interests" recognized by the United States Supreme Court.3 Mr. Bolden challenges Utah Code section 78B-6-121(8)(b)-the affidavit requirement-as a violation of both due process and equal protection under the United States Constitution and the Utah Constitution. I would hold that (1) Utah Code seetion 78B-6-121(8)(b) unconstitutionally discriminates on the basis of gender stereotypes and thus fails to survive intermediate seruti-«ny under the Equal Protection Clause, (2) as applied to Mr. Bolden, the process set forth [1034]*1034in section 78B-6-121(8) is fundamentally unfair and thus a deprivation of procedural due process, and (8) Utah Code section 121(8) infringes upon a fundamental right and is unconstitutional under strict serutiny review.
ANALYSIS
I. UTAH CODE SECTION T78B-6-121(8)(B) UNCONSTITUTIONALLY DISCRIMINATES, ON THE BASIS OF SEX
1 87 I dissent because I believe the affidavit requirement violates equal protection. It does so primarily by discriminating between the sexes on the basis of gender stereotypes and failing to satisfy the heightened serutiny standard. To its credit, the majority acknowledges that section 78B-6-121(8)(b) discriminates on the basis of sex. The majority accurately explains that sex is a suspect class that is "so generally problematic (and so unlikely to be reasonable)" that it "trigger{s] heightened serutiny."4 Unfortunately, the majority's successful application of the heightened scrutiny standard ends there. Though the majority pays lip service to the proper standard, it fails to actually engage in a heightened serutiny analysis.5 I respectfully dissent because I believe the majority (1) fails to conduct a searching inquiry into the actual purposes behind the legislation and does not ferret out the stereotypes that underlie it, (2) fails to require the Does to bear their burden to justify the discriminatory classification, and (@) fails to recognize that the statute is not related to any important government purpose where it both stems from gender stereotypes and is dupli-cative of other statutory requirements.
188 The United States Constitution provides that "[nlo State shall ... deny to any person within its jurisdiction the equal protection of the Jaws," 6 and the Utah Constitution guarantees that "[alll laws of a general nature shall have uniform operation." 7 "[These two constitutional provisions embody the same general principle: persons similarly situated should be treated similarly. ..."8 Although the uniform operation of laws provision of the Utah Constitution "establishes different requirements from the federal Equal Protection Clause," Utah's uniform operation of the laws provision is "at least as exacting, and in some cireumstances, more rigorous than the standard applied under the federal constitution.9 Therefore, any provision that fails to meet the federal equal protection standard would likewise fail under article I, section 24 of the Utah Constitution, and some provisions that survive under federal law might fail under the Utah Constitution. - Because Utah Code section 78B-6-121(8)(b) (the affidavit requirement) discriminates against men without adequate justification and on the basis of invidious gender stereotypes, I would hold that it violates the principles of equal protection enshrined in both constitutions. ..
189 Utah Code section T8B-6-121@8)(b) states that an unmarried father's infant may [1035]*1035be adopted without his consent unless he files a "sworn affidavit" (1) "stating 'that he is fully able and willing to have full custody of the child," (2) "setting forth his plans for care of the child," and (8) "agreeing to a court order of child support and the payment of expenses incurred in connection with' the mother's pregnancy and the child's birth." 10 The unwed mother is not required to file an affidavit.
€90 Because Utah 'Code section 78B-6-121(8)(b) facially discriminates on the basis of sex, it can be upheld only if the classification (1) serves "important governmental objectives" and (2) "the discriminatory means employed are substantially related . to the achievement of those objectives."11 Today the court completely abandons this test in favor of a vision of equal protection that allows discriminatory laws to be upheld when the court believes that the discriminatory requirement is "straightforward and qui’te
simple," "relatively minimal," and "hardly onerous." 12 But a consideration of the severity of the hatm to the discriminated-against class is an improper consideration that has no role in the equal protection analysis.13 It does not matter how "simple" or "straightforward" a discriminatory hurdle is-under the Equal Protection Clause, the government may not place any hurdle in front of a protected class without adequate justification. The majority also relies on an age-old justification for discrimination: that everyone else is doing it14 -a claim which, even if it were true, does not provide a legal basis for upholding an unconstitutional law. Even if every state discriminated against men on the basis of their gender, "[mlinorities trampled on by the democratic process have recourse to the courts; the recourse is called constitutional law." 15
$91 The United States Constitution's guarantee of equal protection of the laws is [1036]*1036not subject to an exception for discrimination that is "minimal," pervasive, nor which imposes a "rough-and-ready tradeoff," 16 And the guarantee of equal protection applies even to laws that do not create an "outright bar" against a protected class.17 As the United States Supreme Court explained in Mississippi University for Women v. Hogan "the party seeking to uphold a statute that classifies individuals on the basis of their gender must carry the burden of showing an exceedingly persuasive justification for the classification." 18 The burden of justifying a discriminatory law is "demanding" and "rests entirely" on the party seeking to uphold it.19
T92 When confronted by a statute that facially discriminates on the basis of sex, the court's equal protection analysis should consist of a rigorous inquiry that answers the following two key questions. First: What is the governmental objective actually served by the statute, and is it an important one? Second: If the governmental objective is indeed important, is the discriminatory classification directly and substantially related to that objective? 20 The majority fails to properly analyze either of these questions. I would hold that the statute fails to survive heightened serutiny under both parts of the equal protection test.
A. The Government Objective Served by Utah Code Section T8B-6-121(8)(b) Is Tegitimate Because It Is Based on the Stereotype That Men Are Inherently Inferior Parents
(93 By now it is well established that legislative objectives based on gender stereotypes are not legitimate under any standard of scrutiny.21 To determine whether the government objective is important, the court must engage in a "searching" ingui-ry.22 It must take great care to ascertain "whether the statutory objective itself reflects archaic and stereotypic notions." 23 If it does, "the objective itself is illegitimate." 24 Yet, instead of taking "[clare" to "ascertain[ ] whether" the claimed statutory objective "itself reflects archaic and stereotypic notions" 25 or "perpetuate[s]" stereotypes about men's presumed "inferiority"26 as caretakers, the majority not only accepts the Does' asserted legislative purpose but goes so far as to provide a justification of its own invention.27 This is impermissible under any formulation of heightened scrutiny. Although under the rational basis inquiry a court may uphold a law based on any conceivable legitimate government interest, under heightened serutiny it is the proponent [1037]*1037of the legislation's burden to articulate an important government interest and show a substantial relationship between the interest and the discriminatory means. The "mere recitation" 28 that the legislative objective is important is not enough. Here, the majority simply accepts that the government goal served by Utah Code section 78B-6-121(8)(b) is the "preservation of the best interests of children" by "establishing binding connections between children and parents." 29 But this cannot simply be accepted at face value." 30 Blenign justifications proffered in defense of categorical exelusions [based on sex] will not be accepted automat-deally; a tenable justification must describe actual state purposes, not rationalizations for actions in fact differently grounded." 31
94 I dissent because even the most minimally "searching" 32 inquiry reveals the impermissible stereotyping at the root of Utah Code section 78B-6-121(8)(b). The majority simply accepts that the purpose of Utah Code section 78B-6-121(8)(b) is to serve the State's "compelling interest" in "holding parents accountable for meeting the needs of children." 33 But section 78B-6-121(8)(b), by its plain terms, does not apply to "parents"it applies to fathers. And the reason it does this is because the statute is actually based on generalizations about men's inherent qualities as parents. A statutory objective that alms to "exclude or "protect" members of one gender because they are presumed to suffer from an inherent handicap or to be innately inferior" is an "illegitimate" objective.34
€95 The affidavit requirement reflects a negative stereotype that is commonly wielded against unwed fathers: that they are uninterested in their offspring and ill-suited or incompetent caregivers. Telling language in the Does' brief captures this attitude: "The requirement to set forth his plans for the child's care shows that [the unwed father] has at least thought through what he would need to do to fulfill his parental responsibilities" (emphasis added). More insight can be gleaned from the Does# quotation of In re Adoption of Baby Boy Doe for the proposition that the State has a legitimate interest in getting a "glimpse into how [the unwed father] will meet daily care-giving responsibilities" 35 so that the State can be assured that the unwed father will adequately fulfill the parental rolé.36 The idea that men are inherently ill-suited for caregiving and at greater risk of failing to "fulfill" basic parental responsibilities is a stereotype and thus an entirely inappropriate legislative objective. Indeed, this stereotype is precisely the flip side of the same generalization that has long been applied to women-i.e., that they [1038]*1038are naturally well-suited for the responsibilities of childeare and the home.37
T96 The court of appeals' reasoning in In re Adoption of Baby Boy Doe is a perfect illustration of the improper stereotypes that infect Utah Code section T78B-6-121(8)(b). There, the court held that an unwed father had failed to comply with Utah Code section 78B-6-121(8)b)(i's requirement that he "set[ ] forth his plans for care of the child." 38 The court found that the father had not satisfied the planning requirement because he did not provide a "glimpse" into his plan for day-to-day life with the child.39 The court clarified its holding in a footnote: "[Wle believe the legislature intended that the putative father at least specify that he has a source of income and identify who will care for the child while he is working to earn that income." 40 This reasoning captures the "actual purposes underlying" section 78B-6-121(8): to wit, to protect children on the basis of entrenched, inaccurate, and offensive stereotypes about men's and women's innate qualities and proper roles.41 As the United States Supreme Court has repeatedly reaffirmed, government policies cannot reflect "archaic and overbroad generalizations about gender," "outdated misconceptions concerning the role of females in the home," or "outmoded notions of the relative capabfl1t1es of men and women." 42
1 97 The majority's own phrasing is telling: "[The statutory affidavit requirement ... assures] that any biological parent who steps forward to assert an interest in a child has manifested a commitment to the child's best interests." 43 Of course, because under the majority's reasoning a mother's commitment is simply assumed when the child is born,44 when the majority says "biological parent," it can only mean "biological father." Thus, the majority holds that the affidavit requirement is justified as a way of ensuring that fathers "reliably" indicate their ability to "fulfill their parental role." 45 But there is no rational reason to assume that a father's ability to fulfill the parental role is any less reliable than a mother's. The only way to accept such an assumption is to embrace the stereotype that unwed fathers are inherently less reliable parents. It is only by accepting the stereotypes underlying section 78B-6-121(8)(b) that the majority is able to justify its conclusion that fathers may be required to take extra steps to ensure the State that their desire to parent (and ability to parent) is reliable and genuine. For this reason, the majority's affirmation that an unwed father may be required to "reliably" manifest a commitment to "fulfillfing] [his]. parental role"-via sworn affidavit containing a written parenting plan-perpetuates the stereotyping at the heart of the statute.46
[1039]*1039¶ 98 The government policy represented by Utah Code section 78B-6-121(3) reflects the invidious and outdated stereotype that fathers are not only generally less interested in parenting than mothers, but in fact possess inferior abilities and instincts in that realm. I would strike down section 78B-6-121(3)(b) on that basis and would thereby affirm “what, by now, should be axiomatic: Intentional discrimination on the basis of gender by state actors violates the Equal Protection Clause, particularly where, as here, the discrimination serves to ratify and perpetuate invidious, archaic, and overbroad stereotypes” about the innate characteristics of men and women.47
B. The Affidavit Requirement Is Not Substantially Related to the Proposed Government Interest
¶ 99 Although I would strike down the statute as based on an illegitimate underlying purpose,48 I write further to note that the . statute is also unconstitutional because there is no “direet, substantial relationship between objective and means.”49 Thus, even accepting the -legislative purpose in its most favorable light, the discriminatory classification is not substantially related to that objective.50 I disagree with the majority’s conclusion that the affidavit requirement “can be upheld as substantially advancing” important- government interests for three reasons. First, instead of requiring the Does to satisfy their “demanding” burden.to justify the discrimination, the majority instead supplies a justification for them—this is impermissible under heightened scrutiny. Second, the discriminatory affidavit requirement is redundant and thus cannot be “substantially related” to the goal of ensuring a father’s commitment to assuming a parental role. Third and finally, the physical fact of pregnancy and birth does not “express”51 anything about a woman’s inherent attitudes, intentions, or feelings. In other words, biological differences, while real, do not justify stereotypes and generalizations about women’s supposedly inherent feelings toward their infants. Biological differences cannot be used to perpetuate the gender stereotypes inherent in the majority’s notion that the mother, simply because she is the mother, has & special “voice”52 that the father lacks, to decide the fate of the child.53
1. The Majority Fails to Require the Does to Bear Their Burden to Justify the Discriminatory Classification
¶ 100 Despite the fact that under heightened scrutiny the “burden of justification is demanding and it rests entirely on the State”54 (or in this case, on the proponent of [1040]*1040the legislation, the Does), the majority, sua sponte, supplies a justification that the Does did not proffer: that the physical differences between men and women indicate a mother's inherently greater "commitment" to her child at birth and therefore justify requiring a father to "express a parallel" commitment by swearing that he has the money, the desire, and the know-how necessary to raise his child.55 In so doing, the majority employs a rational basis standard under the guise of heightened scrutiny. Under rational basis review, the burden is on the one "attacking" the law to show that there is no "conceivable" legitimate interest that justifies the classification, and thus the court will uphold the law if there is any "conceivable basis which might support it." 56 Not so for heightened seruti-ny. Under heightened serutiny, the burden is on the proponent of the legislation to show that the actual-not merely conceivable-underlying purpose is an important one.57
[ 101 The majority writes that the important legislative objective underlying Utah Code section 7TBB-6-121(8)(b) is the "preservation of the best interests of children," - which it says is pursued through State efforts to establish "binding connections between children and parents''-a goal which, in turn, is accomplished by "giving voice to those with a demonstrated commitment to the best interest of the child." 58 The majority then reasons that because a mother, by virtue of her physical role in the birth, has automatically demonstrated her commitment, the government's fathers-only affidavit requirement is justified.59 Although the Does listed a number of "compelling reasons" that they believe justify the affidavit requirement, "biological differences between men and women" was not one of them. Nor is the majority's biological-differences justification found anywhere in the Adoption Act's statement of legislative intent.60 The justifications that the Does actually proffered are worth noting. They are:
e The State has a "compelling interest in identifying unwed fathers who will actually assume the parental role and fulfill the corresponding responsibilities." (Emphasis added.)
e "[I]t is usually best for the child if the mother decides soon after the child's birth whether she will ... allow the fo-ther to raise the child.... To aid the mother in making this crucial decision, it is completely understandable that the Legislature would require an unwed father to make the sworn statements." (Emphasis added.)
® "[I]t is commonplace for an unwed mother to be lulled into deciding to parent her child by false promises made by the father, only to find out too late that she alone must shoulder the entire burden.... A mother who has the courage to place her child for adoption should not have to wonder whether the adoption may later be undone by a putative father." (Emphasis added.)
* "[If a man is not willing to legally commit to the mother and her future children by marrying her prior to the child's conception, it is not unduly harsh to require him to file a sworn affidavit."
e"The affidavit requirement serves the further purpose of ferreting out those cases were [sic] the putative father truly does not want to be responsible for the child, but has been put up to filing a paternity action to obstruct the adoption by someone else." (Emphasis added.)
[1041]*1041Given the quality of these assertions, perhaps it is unsurprising that the majority chose to come up with its own justification for the government interest underlying the discrimination in section 78B-6-121(8)(b). However, under heightened serutiny, the burden is on the proponent of the discriminatory legislation to show the actual purpose behind the legislation.61 The majority cannot step in and attempt to relieve the Does of their burden to justify Utah Code section 78B-6-121(8)(b)-yet, the majority does exactly this by supplying the "fundamental differences" rationale.62 I believe that the reasons proffered by the Does successfully showed the actual purpose of the legislation-though not in the way they intended. All of the Does' proffered justifications are based on speculation, generalization, and stereotyping. The majority improperly attempts to reform the justifications put forward by the Does by coming up with, at best, a conceivable gov-erament objective. Under heightened seruti-ny, the majority may not do this.63
2. Utah Code Section 78B-6-121@8)(b) Is Not Substantially Related to an Important Government Interest Because It Is Redundant
1 102 Even if one ignores the fact that the majority itself comes up with a government rationale justifying the discrimination and thus impermissibly relieves the proponents of the legislation of their burden to do so, and even if one gceepts that the government's interest is legitimate and important, the affidavit requirement is nonetheless unconstitutional because it is redundant and unnecessary. The affidavit requirement does not provide any meaningful additional assurance that the father is "commit[ted] to the best interests of the child" 64 beyond what is readily ascertainable by the fact that he has stepped forward, identified himself, paid expenses (or offered to do so), and filed a legally binding document in a Utah district court declaring himself the father and expressing a corresponding willingness to assume all of the legal duties and responsibilities that come with that status. The other requirements of Utah Code section 78B-6-121(8) already show the unwed father's commitment to his baby. Under Utah Code section 78B-6-121(8)(a), (c), and (d), the father must file a paternity petition requesting custody and explicitly expressing his commitment to his child and desire to parent that child; he must file notice of that petition with the Utah Department of Health; and he must pay or offer to pay expenses relating to the pregnancy and birth,. These actions indicate the father's commitment. Further demonstration of that commitment by the discriminatory means of the affidavit requirement does not present an "exceedingly persuasive" justification for the discrimination, especially when the affidavit is based entirely on invidious stereotypes about men's inherent parental inferiority.65
103 It is not disputed that Mr. Bolden satisfied three of the four requirements of section 78B-6-121(8). The one requirement that he did not satisfy-the affidavit requirement-does not significantly contribute to the government's important interest in protecting children or ensuring that caretakers are committed to fulfilling their parental role.
{104 In Nguyen v. ILN.S., the United States Supreme Court upheld an immigration statute that favored mothers over fathers on the basis that, due to biology, at birth the father may be unknown while the mother is easily identifiable.66 The majority attempts to justify section 7RB-6-121(8)(b) in part by alluding to this identity rationale.67 But the [1042]*1042affidavit requirement has nothing whatsoever to do with identifying the father, as its plain terms and the bulk of the majority's reasoning make clear-it is intended to ensure the father's "commitment" to care for the child. Moreover, other provisions of the statute amply ensure that the father is not only identified but has indicated 'a desire and intention to be a' parent to his child, with all of the legal, moral, ethical, and practical obhgatlons that come with that.
1105 The other requirements of section 78B-6-121(8) ensure that the father is both identified and has "com[e] forward to participate in the rearing of his child." 68 Thus, even if the government interest in ensuring a father's commitment is accepted, the affidavit requirement is unnecessary because other provisions of the Adoption Act already accomplish that goal.
3. ' Physical Differences Cannot Be Used to . Justify Discrimination Based on Stereotypes i
T106 The majority's leference to abortion is baffling.69 , The majority attempts to justi-
fy the discrimination wrought by section 78B-6-121(8)(b) by turning to the physical differences between men and women, seemingly inspired by the reasoning used by the Supreme Court in Nguyert v. I.N.S.70 The majority proceeds under the premise that a woman's capacity to gestate and deliver a child provides "useful information" about her attitude toward the child and commitment to its interests.71 But instead of citing any legal authority, the majority's reasoning on this issue appears to stem from its own beliefs about "the fundamental differences" between men and women and what mothers "express" by way of gestation and delivery.72 Yet the majority's attempt to use a woman's physical experience of pregnancy to stand in for and justify assumptions about her "inher- " parental attitudes 73 is itself founded in stereotypes.74
1107 Carrying a child to term could-but does not necessarily-indicate a mother's concern for the fetus's interest before birth.75 Regardless, the successful completion of pregnancy and delivery says nothing about a mother's commitment to care for the child [1043]*1043after it is born. In other words, carrying a child to term says nothing about a mother's ability or willingness to have custody of the child post-birth. It says nothing about her "plan" to care for the child. And it does not ensure that she is able to pay expenses she incurs in connection with the pregnancy and birth. In short, the fact that a woman carries a child to term is completely unrelated to the goals of the affidavit requirement.76 Accordingly, I would hold that the gender discrimination effected by the affidavit requirement is not reasonably related to the State's objective, however that objective is framed.
€108 The affidavit requirement not only requires the father to declare that he is "able and willing" to take full custody of his child, but also forces him to make a written "plan" for the child's care.77 These requirements are future-oriented. I fail to see how the mother's decision not to get an abortion indicates anything about her ability or willingness to care for her child after it is born.78 Moreover, I vehemently disagree that a woman's so-called "voluntary decision" to carry the baby to term "express[es]" anything about her plan for the child's care or her commitment to the child's best interest after it is born." For one thing, obfaining an abortion is painful, costly, time-consuming, morally and religiously fraught, and, for many women, nearly imposgible or actually impossible due to age,79 religion, geography, employment demands, or cost. For another, the fact of being pregnant and carrying a baby to term is a physical reality that cannot rationally be used to surmise anything about the woman's internal feelings and intentions. In short, the majority's abortion rationale is not only based on impermissible gender stereotypes, but even taken on its own terms, it is absurd and illogical.
{109 While it is of course true that a woman is inherently different from a man in that she can become pregnant and theoretically undergo an abortion, the majority improperly uses this difference to justify a statute that is based not on biological difference but rather on invidious stereotypes about the parentmg attitudes and capabilities of men and women.80
[ 110 The majority's assumptions about the difference in "commitment" between an unmarried mother and an unmarried father are not actually based on the physical reality of pregnancy and birth. This is because a difference in commitment does not stem from a biological reality in the way that parental identity under Nguyen does.81 In other words, it is a biological reality that a father need not be present at birth. It is not a biological reality that a woman is committed to the best interest of her child.
111 The majority uses a woman's physical characteristics to make generalizations about her feelings and assumes, based on her gender alone, that she has a greater commitment to the best interest of her child.82 This
[1044]*1044is a classic example of an "overbroad generalization[ ]" about gender.83 Though I do not doubt my colleagues' good intentions, the majority upholds a statute that is founded in sex stereotypes-which are "fixed notions" that the different genders are better or worse suited to certain tasks, such as nurturing.84 Such stereotypes should have no place in our law, our courts, or our public policy. The court today upholds a discriminatory statute on the basis of so-called innate differences between men and women. But this reasoning ties it to a long line of overruled laws and cases. In other words, unfair sex discrimination has long been perpetuated by arguments that sound in biology.85 True, cases like Bradwell present particularly egregious examples of gender discrimination, but the reliance on "nature" in such cases finds echoes in today's decision. The State may not use biology to justify "classifying unwed fathers as being invariably less qualified and entitled than mothers to exercise a concerned judgment as to the fate of their children.86 For this reason I dissent and would strike down Utah Code section T8SB-6-
1 112 I also take issue with the majority's assertion that we simply "disagree about the wisdom of the legislature's policy decision to add a requirement of an affidavit.87 My disagreement with the majority is about the constitutionality of the statute, not the legislature's wisdom. The majority today upholds a statute that discriminates on the basis of gender. With all due respect, and as explained herein, the majority's decision is deeply flawed. The majority perpetuates the sexual stereotypes embodied in Utah Code section 78B-6-121(8)(b) and its decision today has allowed unfair discrimination to remain enshrined in the laws of our State. I would hold that because Utah Code section 78B-6-121(8)®b) treats unmarried men and unmarried women differently without justification, it unconstitutionally discriminates based on sex.
II THE AFFIDAVIT REQUIREMENT VIOLATED MR. BOLDENS RIGHT TO THE PROTECTION OF PROCEDURAL AND SUBSTANTIVE DUE PROCESS
€ 1183 Mr. Bolden's challenge to the constitutionality of the affidavit requirement is a [1045]*1045matter of first impression in this State.88 Mr. Bolden concedes that he did not comply with the affidavit requirement of Utah Code section 78B-6-121(8). He challenges that requirement as a violation of due process-a challenge that includes both the procedural and substantive branches of that constitutional doctrine.
A. Procedwral Due Process
114 The majority baldly states that Mr. Bolden's due process claim "sounds only in substantive due process."89 I respectfully disagree. Mr. Bolden has squarely challenged the statute under the Due Process Clause, which contains both procedural and substantive elements. The majority itself claims that the "right to due process is principally about process-procedure, not substance." 90 However, despite this view, and despite the majority's professed suspicion of the very notion of substantive due process,91 the majority is nevertheless unwilling to evaluate Mr. Bolden's claim through the lens of fair process.
T 115 "A due process right of access to the courts exists when fundamental interests are present and the State has exclusive control over the adjustment of [the] legal relationships involved."92 The United States Supreme Court has held that states may not irrationally deny people access to the courts, particularly where, as here, "resort to the judicial process" is, "in a realistic sense," involuntary.93 In Logan v. Zimmerman Brush Co., the Court explained that "[the State may erect reasonable procedural requirements for triggering the right to an adjudication, be they statutes of limitations, or, in an appropriate case, filing fees," but nevertheless "what the Fourteenth Amendment does require, however, is an opportunity ... granted at a meaningful time and in a meaningful manner, for [a] hearing appropriate to the nature of the case."94 This is because "courts, even in aid of their own valid processes," are limited by the Due Process Clause in their ability to "dismiss an action without affording a party the opportunity for a hearing on the merits of his cause."95 "[Hlaving made access to the cause." *
[1046]*1046courts an entitlement or a necessity, the State may not deprive someone of that access unless the balance of ... interests favors the government scheme."96 Moreover, as the Court explicitly held in M.L.B. v. SL.J., "decrees forever terminating parental rights" fall in the "category of cases in which the State may not bolt the door to equal justice," 97
§116 While it is true that Mr. Bolden frames his argument in terms of substantive due process, he has squarely challenged the statute under the Due Process Clause, and this court has said that it will be "unwilling to disregard controlling authority that bears upon the ultimate resolution of a case solely because the parties did not raise it below." 98 The majority claims that no authority exists that "yields a judicial prerogative to second-guess the wisdom of state law standards ... under the guise of procedural due process." 99 But on the contrary, if the legislature has violated the constitution, such "second-guessing" is this court's raison d'étre. Moreover, evaluating a properly presented constitutional challenge to a given law is in no way an exercise of "free-wheeling authority" 100-it is a proper exercise of our actual authority.101 When presented with a constitutional challenge, it is our job to evaluate whether the legislature has overstepped its constitutional bounds.102 That is what Mr. Bolden has asked us to do here, and the majority abrogates its judicial duty by refusing to fully address his constitutional claim.
117 Procedural due process issues arise when an individual is "claiming a right to a fair process in connection with [his] suffering a deprivation of life, liberty, or property." 103 The fundamental requirement of due process [1047]*1047is the opportunity to be heard "at a meaningful time and in a meaningful manner." 104 It is well established that there is a "requirement of fair procedure before men are denied or deprived of rights." 105 As Justice Frankfurter eloquently stated in 1951, "[the heart of the matter is that democracy implies respect for the elementary rights of men, however suspect or unworthy; a democratic government must therefore practice fair-negg," 106
{ 118 Utah has recognized the importance of due process since its founding.107 Utah's Due Process Clause provides a guarantee "that a party shall have his day in court." 108 Due process of law "hears before it condemns, proceeds upon inquiry, and renders judgment only after trial." 109
{119 Due process is "flexible," and requires analysis of the "given situation" in order to ensure that individuals facing deprivation are afforded procedures that comport with fundamental faimess.110 "Applying the Due Process Clause is therefore an uncertain
enterprise" in which the court "must discover what fundamental fairness' consists of in a particular situation." 111 But the overarching principle is that due process "expresses the requirement of fundamental fairness."112
1120 When deciding whethér a certain procedure has been fundamentally fair in accordance with the constitutional guarantee of due process, we begin by determining what private interest has been "affected by governmental action."113 This is because "[the extent to which procedural due process must be afforded the recipient is influenced by the extent to which he may be 'condemned to suffer grievous loss'" 114 Indeed, 'the Supreme Court has long held that "the degree of potential deprivation that may be created by a particular decision is a factor to 'be considered in assessing the validity of any ... decisionmaking process." 115
[ 121 According to the majority, Mr. Bol-den could not raise a procedural due process claim where he failed to file the affidavit as a "result of his own procedural misstep." 116
[1048]*1048But Mr. Bolden challenges the constitutionality of that very procedure. To dismiss Mr. Bolden's constitutional challenge to section 73B-6-121(8)(b) by reasoning that Mr. Bol-den should have complied with the statute he challenges is an excellent example of circular reasoning.'117 I agree with the majority that the State "accords due process when it terminates a claim for failure to comply with a reasonable procedural or evidentiary rule." 118 But the majority fails to recognize that the given procedural requirement must be reasonable, and the affidavit requirement is not. Due process is not necessarily satisfied because a person receives some variety of notice and some opportunity, however minimal, and however arbitrary, for a hearing. Instead, due process "calls for such procedural protections as the particular situation demands." 119 This court has held that the essential requirements of due process include "an inquiry into the merits of the question" and a "fair opportunity to submit evidence" at one's hearing.120 Mr. Bolden received neither.
122 The loss of one's children is rightly viewed as one of the most "grievous" 121 losses a person can suffer, It is "plain beyond the need for multiple citation that a natural parent's desire for and right to the companionship, care, custody, and management of his or her children is an interest far more precious than any property right."122 Despite the majority's dismissive stance toward the right of an unmarried biological father to raise his child,123 a desire to parent and a fundamental interest in parenting one's child does not turn on whether a person is male or female, unmarried or wed.
1123 The United States Supreme Court held in Lehr v. Robertson that an unwed father who "demonstrates a full commitment to the responsibilities of parenthood by 'com[ing] forward to participate in the rearing of his child'" acquires "substantial protection under the due process clause." 124 Because unwed fathers are "not automatically identified by virtue of their role in the process of birth," 125 it is true that "the mere existence of a biological link" alone does not merit full constitutional protection.126 Yet, an unwed father who has "merely" a biological link to a given infant still benefits from constitutional protection. Even if a father has failed to or has not yet demonstrated a "full commitment to the responsibilities of parenthood," under the Due Process Clause, a state must still adequately protect an unwed father's opportunity to form a parental relationship.127 Of course, in Lek#, the child in question was over two years old and the father had done nothing to develop a relationship with her.128 Thus, the question of whether the father had made a commitment [1049]*1049to parent her was much easier to answer in the negative. The situation is quite different where a days-old infant is concerned, as in this case. When a child has just been born, no one has a substantial "relationship" with that child yet. Here, Mr. Bolden tried to ensure he would have a relationship with his infant daughter both before she was born and in the days immediately after her birth. Unlike in Lehr and Quilloin v. Walcott, this is a case in which the unwed father has at all times sought custody of his child.129 Accordingly, our analysis of the fundamental fairness of the procedures afforded Mr. Bolden should be different.
$124 The procedures in place in Utah Code section 78B-6-121(8) determine whether an unwed father has successfully asserted his "inchoate" parental right.130 Utah Code section 78B-6-121(8) thus critically affects that father's "protected liberty interest in the opportunity to preserve a relationship with his child.131 Under our caselaw, while unwed fathers may not have a "full-blown" parental interest in their newborn children, they nevertheless have a fundamental interest in their ability and opportunity to assert full parental status.132
1125 In this case, Mr. Bolden sought to assert his opportunity interest in raising his biological child. This right is a remarkably important one, and is inextricably tied with the fundamental right to rear one's own children. The right to a relationship with one's children is one of the most precious rights known to humankind and thus individuals facing the loss of this right deserve ample, vigorous procedural protection,133 not a statutory labyrinth. Mr, Bolden was deprived of a relationship with his biological child based on a technicality-he received bad advice from his lawyer and failed to submit an affidavit, though he had already submitted numerous other documents and complied with our uniquely complex adoption statute in every other way.
1126 The majority dismisses Mr. Bolden's due process concerns as posing the risk of leading this court to "a series of line-drawing problems.134 Even if this were true, such a rationale cannot justify perpetuating a statute that is fundamentally unfair as applied to Mr. Bolden.135 By refusing to robustly address Mr. Bolden's constitutional challenge, the majority upholds a statutory regime that was created to reduce unmarried biological fathers' rights to the barest minimums.136 [1050]*1050The majority simply dismisses Mr. Bolden's procedural due process claim. It is not clear at what point, if any, the majority would agree that a statute's strict requirements become so onerous and arbitrary-so fundamentally unfair-that they violate procedural due process. I believe that the affidavit requirement, as applied to Mr. Bolden, is over the line and deprived him' of fair process.
1 127 Because an unmarried father's liberty interest in asserting his parental status is so strong, I would hold that, as applied to Mr. Bolden, the affidavit requirement was fundamentally unfair.137 The application of the affidavit requirement here deprived Mr. Bolden, who complied with section 78B-6-121(8) in every other way, of his right to a meaningful hearing138 before he lost the opportunity to be a father to his son. It was thus fundamentally unfair, and under these cireumstances I cannot agree that Mr. Bol-den received the protection of the United States and Utah Constitutions' guarantee of due process of the law. \
[128 Accordingly, I would hold that Mr. Bolden was denied adequate procedural due process and that his consent to the adoption was required.
B. Substantive Due Process
' 129 Mr, Bolden claims that his interest in parenting his biological child is a fundamental right and as such deserves protection under the Due Process Clause. The majority mischaracterizes Mr. Bolden's claim, stating that he has asserted the "right to perfect his parental rights on something less than the grounds prescribed by the legislature" and "a perfected right in unmarried biological fathers arising upon their mere filing of a paternity suit.139 This is not the right that Mr. Bolden has asserted. This misstatement cannot be traced to anything contained in Mr. Bolden's briefs or oral argument. Instead, Mr. Bolden explicitly stated that the right he is asserting for protection under the Due Process Clause is "an unwed father's provisional right to raise his newborn." And we have clearly announced the proper framework for such a challenge: "the proponent of legislation infringing parental rights must show (1) a compelling state interest in the result to be achieved and (2) that the means adopted are narrowly tailored to achieve the basic statutory purpose.140
"180 The majority dismisses Mr. Bolden's clear invocation of his parental right as "fram{ed] at too-high a level of generality" and, -even more strangely, claims that his assertion of a so-called "generic interest in parenthood" is not "precise" enough.141 This position cannot be squared with Supreme Court precedent, which has long recognized that the private interest of a father in the custody of his children is both "cognizable and substantial.142 Mr. Bolden is not required to claim any more precise an interest than the fundamental, if provisional, right to raise his child, and the majority's requirement that he provide something more appears to avoid the issue. First, the court claims that Mr, Bolden did not and cannot raise a procedural due process challenge, but [1051]*1051then it refuses to acknowledge that he has a protected substantive due process right. This rhetorical ploy gives the impression that the court is unmotivated to engage in a robust treatment of the isgues.
T131 Contrary to the plurality's143 assertion that Mr. Bolden's substantive due process claim rests on an "innovation[ ] undisciplined by any but abstract formulal ]," 144 Mr. Boliden's claim rests upon "perhaps the oldest of the fundamental liberty interests" recognized by the Supreme Court 145 and a right that has been recognized by this court.146 The plurality fails to appreciate that our 1982 case Wells v. Children's Aid Society of Utah explicitly recognized an unwed father's fundamental, "provisional right" .to raise his children and held that a statute that interferes with such a right is subject to strict seruti-ny.147 There, we stated very clearly that under the Utah Constitution, "an unwed father's right to his relationship with his newborn is a provisional right,... [and] I[wle measure the statutory specifications for the termination of that provisional right against the tests of compelling state interest and narrowly tailored means." 148 The plurality goes to great lengths in its attempt to explain Wells away, but it ultimately fails to-convincingly do so. Instead «of following Wells as precedent under the principle of stare decisis, the plurality instead (1) spuriously labels it "dicta," (2) claims that it has been effectively overruled by later cases, and finally (8) simply asserts that the court today would have decided.. the case differently-maligning the decision as having "shaky" support and a "bit too facile" conclusion.149 The plurality asserts that the Wells court relied on an "abstract formula" when it deemed an unwed father's parental interest fundamental.150 But one does not need to rely on any formula to conclude that a father has a deep, personal interest in his child, and if he steps forward at the child's birth, that right should not be taken away by the government absent a compelling reason.151
Despite this court's decisions in Wells Thurnwald, and the bulk of United States Supreme Court authority to the contrary,152 the plurality proceeds as though unmarried biological fathers have no substantive due process rights, provisional or otherwise.153 Without justification, the ma[1052]*1052jority describes Mr. Bolden's asserted right to the custody of his biological child as a request that this court recognize a "new" right of substantive due process.154 The right of an unwed father to assert his parental status is not new, and the majority's approach constitutes a dramatic departure from our jurisprudence.
{133 The majority begins its discussion with a lengthy exposition of the United States Supreme Court's Lockner era.155 This discussion has no place in the analysis. Even post-Lochner, the United States Supreme Court and this court have consistently upheld substantive due process concerning certain non-economic rights, including "parents' inherent right and authority to rear their own children."156 While placing the law in "historical context" may be a proper academic pursuit, I believe such verbosity is best curtailed, particularly in what is already a lengthy opinion. While extended historical analysis may occasionally be called for, it should be used sparingly and with restraint. In my view, the court should be reluctant to include dicta indicating its opinions about the history of the law.157 The truth is, it is well established under the law of both the United States and Utah that an unwed father's interest in asserting custody of his infant child or retaining custody of his older children is "cognizable and substantial." 158
{134 Moreover, though the plurality claims that there is no "historical basis" for a deeply rooted fatherly parental right,159 in fact the recognition of the parental rights of fathers has a strong basis in American and English history. As this court explained in 1982, the "parental right ... is rooted ... in nature and human instinet.... [The parent's right, as well as duty; to care for a child may be termed natural, as well as legal and moral.160 The historical importance of fathers is well captured in a Mississippi Supreme Court case from 1900;
Undoubtedly, the father has primarily, by law as by nature, the right to the custody of his children.... Nature and the law ratifying nature assume that the author of their being feels for them a tenderness which will secure their happiness more certainly than any other tie on earth. Because he is the father, the presumption naturally and legally is that he will love them most, and care for them most wisely. 161
Or, as we stated in In re J.P.,
Men and women in most cultures have long viewed their offspring as somehow
[1053]*1053being an extension of themselves, and as more than mere 'property.' The bearing and raising of children has probably brought people into contact with some sense of the Infinite, the mysteries of the universe, or Nature-however one may express it-more than any other human experience. Thus, it is not surprising that common law judges refer to parental interests as 'sacred, 'natural, or fundamental rights, especially when the constitutional standard for a fundamental right is whatever judges find when they look to the traditions and (collective) conscience of our people to determine whether a principle is so rooted (there) ... as to be ranked as fundamental.... 162
It is true that, historically, out-of-wedlock births were relatively rare and socially inappropriate, exposing both father and child to social and legal stigma. In the twenty-first century, however, cultural attitudes toward out-of-wedlock births have shifted. In 2012, over 40 percent of births in the United States were to unmarried women.163 As we noted in In re Baby Girl T., "policies predicated on the notion that unwed fathers are universally uninterested in their offspring or unwilling to embrace parenthood-even when unwed mothers on occasion are not-are being overtaken by stark changes in public attitudes toward marriage." 164
136 Due to the nature of the birth process, the identity of the father of an unmarried woman's baby is not immediately obvious.165 While on that basis the United States Supreme Court and this court have held that an unmarried father's parental right is "provisional" or "inchoate"-we have never held that it is no right at all.166 Indeed, this court has said that an unmarried father's opportunity to assert parental rights demands protection from governmental infringement through the use of strict serutiny.167 I would recognize the importance of an unwed father's provisional right by applying strict serutiny to legislation that infringes upon it. The plurality denies that Mr. Bolden has any protected substantive due process interest in his newborn, fails to employ strict serutiny, and thereby abandons decades of precedent. In short, the court fails to protect the parental rights of unmarried fathers, to say nothing of the children who will grow up without ever knowing them.
€ 137 The court acknowledges that our decision in Wells v. Children's Aid Society of Utah "adopted a different standard [of seru-tiny] under the Utah Constitution." 168 The court explains, correctly, that "we concluded in Wells that the proponent of legislation infringing parental rights must show (1) a compelling state interest in the result to be achieved and (2) that the means adopted are [1054]*1054narrowly tailored." 169 Despite this, the plurality nevertheless disregards Wells on the basis that the standard employed there "is in some tension with ... subsequent cases" and is "in any event ... dicta." 170 It is neither.
[138 The plurality explains that it would overrule Wells 171 in part because it claims that two later cases, In re Adoption of T.B. and In re Baby Girl T., control as the "most recent pronouncements" on the issue of the standard of serutiny.172 But the plurality fails to note that there is an obvious reason that the Wells-Thurnwald line of cases was not used in In re Adoption of T.B. and In re Baby Girl T.-it is because the putative father in those cases did not bring a claim under the Utah Constitution.173 This omission is glaring and deeply undercuts the plurality's justification for proceeding as though Wells and Thurnwald were overridden.174 It is true that In re Baby Girl T., the court states that "due process requires only that an unwed father have 'a meaningful chance to preserve his opportunity to develop a relationship with his child} " but this statement was made in the context of a procedural due process analysis175 -not a substantive due process analysis as in Wells and Thurnwald. Moreover, in Baby Girl T., the father never "expressly articulated" his constitutional challenge and failed to even use the words "due process" in bringing his claim176-thus, in Baby Girl T., the court was not addressing a claim brought squarely under the Utah Constitution's Due Process Clause. Similarly, In re Adoption of T.B. involved a constitutional challenge brought solely under the United States Constitution, not the Utah Constitution.177
4 139 The plurality also claims that "in any event, the Wells standard of serutiny was unnecessary to the outcome in that case, and may thus be viewed as over-enthusiastic dicta."178 I disagree. A court's reasoning is not "dieta" just because the court "could easily have reached the same conclusion" by [1055]*1055using a different standard.179 A court's holding stems from the reasoning it actually used, and such reasoning cannot be dismissed as mere "dicta." The majority's concept of obiter dictum flouts the basic meaning: of that term. Obiter dictum is a "judicial comment made while delivering a judicial opinion, but one that is unnecessary to the decision." 180 In other words, it is an "'extrajudicial expression[] of legal opinion'" given by way of " "illustration, argument, analogy, or suggestion. "'181 The rule of law used by a court as the basis of its legal conclusion is fundamentally and squarely not obiter dictum. That was the role of the strict scrutiny standard in Wells. In Wells, the court explicitly measured a statute's infringement of an unwed father's rights against "the tests of compelling state interest and narrowly tailored means," and found that the statute passed strict serutiny.182 Thus, very simply, the court applied strict serutiny to reach its conclusion, and that application was not "unnecessary to the outcome."183 Under the plurality's approach, if a court could have reached an outcome in a different way, the court's actual analysis can later be dismissed wholesale as "dicta." 184
{140 Wells established the standard of serutiny for a legislative infringement of parental rights-and more specifically, the parental rights of unwed fathers-under the Utah Constitution,185 and the plurality's reasons for abrogating it fall flat.186 I agree that litigants in Utah should be "entitled to rely on our explication of the law as definitive." 187 But today the court has, at best, cast doubt upon the precedential value of Wells,188 a case that has been the law in Utah for thirty years.
T 141 In sum, I would evaluate Mr. Bol-den's claim using strict serutiny and would find that section 78B-6-121(8)(b) fails to satisfy that demanding standard because it is not narrowly tailored, nor does it achieve a compelling government interest, The affidavit requirement violates due process because (1) it is fundamentally unfair to irrevocably foreclose an unwed father's parental rights without affording him robust procedural protection; (2) the State does not have a compelling interest in legislating based on gender stereotypes, nor is the statute narrowly tailored to any compelling interest; and (8) other requirements-which Mr. Bolden satisfied-suffice to ensure that the unwed father has accepted responsibility and stepped forward as a parent as required by Lehr.189
CONCLUSION
4 142 The court's decision today represents an indefensible departure from this court's and the United States Supreme Court's constitutional. jurisprudence. -I would first and foremost hold that Utah Code section 78B-6-121(8)(b) is a violation of Equal Protection under both the Utah Constitution and the United States Constitution. In my view, it impermissibly discriminates on the basis of outdated, offensive, and harmful gender stereotypes. Second, by refusing to engage in a procedural due process analysis, the majority unfairly sidesteps this important issue without an adequate justification for doing so.
[1056]*1056Finally, the court distorts and essentially abandons the time-honored constitutional law of substantive due process by holding that an unwed father's right to assert himself as the parent of his child is deserving of the lowest level of protection. The Utah and United States Constitutions strictly protect the fundamental right to parent one's own children; a right that is inextricably linked to the unwed father's opportunity to step forward and assume his parental role. I would hold that section 78B-6-121(8)(b) is fundamentally unfair as applied to Mr. Bolden and deprived him of a meaningful chance for a hearing before he lost his rights as a father. Alternatively, I would hold that section 78B-6-121(8)(b) violated Mr. Bolden's substantive due process rights because it infringed his opportunity interest in asserting the fundamental right to parent his newborn son and was not narrowly tailored to serve a compelling government interest.
2014 UT 51 (Bolden v. Doe (In re Adoption of J.S.)) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.