Matter of Discipline of Schwenke

849 P.2d 573, 208 Utah Adv. Rep. 3, 1993 Utah LEXIS 53, 1993 WL 79647
CourtUtah Supreme Court
DecidedMarch 12, 1993
Docket900136, 910095
StatusPublished
Cited by7 cases

This text of 849 P.2d 573 (Matter of Discipline of Schwenke) is published on Counsel Stack Legal Research, covering Utah Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Matter of Discipline of Schwenke, 849 P.2d 573, 208 Utah Adv. Rep. 3, 1993 Utah LEXIS 53, 1993 WL 79647 (Utah 1993).

Opinion

HOWE, Associate Chief Justice:

In this disciplinary matter, we are asked to approve the petition of the Utah State Bar to disbar attorney A. Paul Schwenke from the practice of law in Utah. The Bar’s petition is grounded in findings and recommendations of a special master appointed by the Bar. For the reasons stated below, we deny the petition.

Because these proceedings were protracted over several years and involved unrelated disciplinary matters that were consolidated for the purpose of the recommendation for disbarment, a rather lengthy introduction is in order.

CASE NO. F-241

Schwenke has been the subject of two separate disciplinary matters before the Bar. In case No. F-241, Gentle Shepherd Child Placement Services, Inc., employed Schwenke to place Samoan children. He was to secure immigration visas and adoption documents that complied with relevant national and state laws. Furthermore, he was to bring those children to the United States from Samoa. In return, Schwenke would receive $5,000 for the placement of each child. He undertook the placement of five children, but completed only three of the adoptions. Although the first adoption went smoothly, the second two took almost eighteen months due to difficulties that arose during the court proceedings.

Schwenke received payment for the placement of two more adoptions, neither of which he completed. Some of the problems Schwenke encountered in those two cases were traceable to typical bureaucratic complications involved in international adoptions, as well as to changes in immigration rules for processing and securing travel visas. However, for several months he failed to communicate with Gentle Shepherd regarding these difficulties. Gentle Shepherd eventually completed the two adoptions through the efforts of a social worker. Ronald Rundberg, an owner of Gentle Shepherd, then filed a complaint with the Bar stating that an additional $1,200 had been expended above the amount paid to Schwenke to complete the *575 adoption work. The complaint sought reimbursement of that sum.

In 1988, on the Bar’s recommendation, we placed Schwenke on a one-year supervised probation for neglect in failing to complete the adoptions. We also ordered him repay the $1,200 before the conclusion of the probationary period and, if restitution was not made by that time, to show cause why he should not be suspended from the practice of law for thirty days, with reinstatement conditioned on restitution. However, Schwenke did not make restitution of the $1,200 before the end of the one-year probationary period.

In 1990, the Bar issued an order to show cause why further sanctions should not be imposed on Schwenke for his failure to comply with the terms of the 1988 order of discipline. The original order to show cause, advising Schwenke of a February 5 hearing, was dated January 26, 1990, and was sent to a post office box. Apparently, copies were also given to the constable, whose return shows that the order to show cause was served on February 8. The February 5 hearing was never held. Another order to show cause, this one dated February 6, 1990, set a hearing for February 21, 1990. On both returns, the constable correctly shows Schwenke’s place of business as 165 South West Temple, Salt Lake City, Utah, but then shows service on A. Paul Schwenke at 221 East 300 South. Schwenke asserts that this was the restaurant where his namesake son worked, and it is possible that the order to show cause was served on him. In any event, Schwenke did not appear at the order to show cause hearing.

Consequently, on the Bar’s recommendation, we suspended Schwenke from the practice of law for thirty days and required him to pay $1,200 to bar counsel “to be held for Mr. Ronald Rundberg” and to pay the Bar’s costs. We conditioned reinstatement on restitution. A copy of the order was sent to Schwenke by certified mail and was received by a receptionist at his business address.

CASE NO. F-281

In case No. F-281, the Bar filed a complaint against Schwenke for unprofessional conduct involving fraud and misrepresentation. Schwenke was charged with initiating bankruptcy proceedings on behalf of a client to prevent foreclosure on property that Schwenke had purchased from the client. Schwenke filed an answer to the complaint but then failed to respond to the Bar’s discovery requests. As a result of his failure to comply, the Bar asked this court to strike the answer and impose sanctions. At that time, we ordered that Schwenke be suspended from the practice of law for one year and conditioned reinstatement on his completing fifteen hours of legal education, including five hours of legal ethics. He was also ordered to reimburse the Bar for its costs. Schwenke objected to the striking of the answer on the ground that he had responded but the Bar lost the pleadings. Schwenke was present at the order-to-show-cause hearing. In January of 1991, two months before the order was entered against him, Schwenke left Utah for Samoa. The order was not mailed to him at his Salt Lake address until March of that year. Schwenke did not return to Utah until April of 1992.

CONSOLIDATED ORDER TO SHOW CAUSE

The order-to-show-cause proceedings that bring the instant matter before. us took place in the summer of 1992. In F-241, we asked Schwenke to show cause why further sanctions should not be imposed for his continued practice of law during the thirty-day suspension and for his failure to make restitution and pay costs as ordered. In F-281, we asked Schwenke to show cause why further sanctions should not be imposed for his failure to comply with rule XVIII(a) of the Procedures of Discipline of the Utah State Bar following the one-year suspension beginning in 1991. Schwenke appeared at the order-to-show-cause hearing to present his defenses. The special master thereafter recommended that Schwenke be disbarred.

*576 STANDARD OF REVIEW

We begin our analysis with the applicable standard of review. We treat factual findings by the special master much the same as findings of administrative agencies and sustain them so long as they are supported by substantial evidence. Recommendations for discipline are not binding on this court, which alone has the power to disbar attorneys. Procedures of Discipline R. VII(a). We reject unreasonable recommendations; we accept and approve reasonable recommendations. See In re Calder, 795 P.2d 656, 657 (Utah 1990).

In this case, the findings of the special master pose some problems in that they confuse the dates of the disciplinary proceedings, discuss rules of discipline applicable to some violations in the context of the wrong proceeding, and in general, afford too little attention to the chronology of Schwenke’s problems. We acknowledge that the parties appear to have been of little help to the master in sorting things out. The result, however, is that the findings lack the evidentiary support needed to be sustained. We are therefore compelled to resort to the record in each proceeding.

ANALYSIS

Our decision to deny the Bar’s recommendation of disbarment is driven by two primary considerations, one procedural and the other substantive. We address each in turn.

We begin with the Procedures of Discipline of the Utah State Bar.

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849 P.2d 573, 208 Utah Adv. Rep. 3, 1993 Utah LEXIS 53, 1993 WL 79647, Counsel Stack Legal Research, https://law.counselstack.com/opinion/matter-of-discipline-of-schwenke-utah-1993.