Bd. of Com'rs, Utah State Bar v. Petersen

937 P.2d 1263, 315 Utah Adv. Rep. 38, 1997 Utah LEXIS 41, 1997 WL 200040
CourtUtah Supreme Court
DecidedApril 25, 1997
Docket950551
StatusPublished
Cited by21 cases

This text of 937 P.2d 1263 (Bd. of Com'rs, Utah State Bar v. Petersen) is published on Counsel Stack Legal Research, covering Utah Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bd. of Com'rs, Utah State Bar v. Petersen, 937 P.2d 1263, 315 Utah Adv. Rep. 38, 1997 Utah LEXIS 41, 1997 WL 200040 (Utah 1997).

Opinion

RUSSON, Justice:

INTRODUCTION

Benton Petersen appeals from a judgment entered on a jury verdict finding that he had engaged in the unauthorized practice of law in violation of section 78-51-25 of the Utah Code. On appeal, Petersen argues that the statute is unconstitutionally vague and over-broad, that it violates the separation of powers doctrine, and that it was rendered void by a 1985 amendment to the Utah Constitution. He also argues that the trial court committed reversible error in its response to a jury inquiry during deliberations, in denying his motion for a new trial, and in improperly ordering him to pay costs. We affirm in part, reverse in part, and remand for further proceedings.

BACKGROUND

Petersen, a nonattomey, has worked in Manti, Utah, since 1991. During that time, he has prepared wills, divorce papers, and pleadings and conducted legal research on behalf of clients for a fee. Petersen also advertised his services in local publications. Just prior to moving to Manti, Petersen had completed a nine-month correspondence course through the N.R.I. Paralegal School. Petersen subsequently registered as a paralegal through the National Paralegal Association, the Pennsylvania organization which offered the correspondence course. However, Petersen was never employed by an attorney, and none of his law-related work was supervised by an attorney. Petersen’s activities were brought to the attention of the Board of Bar Commissioners of the Utah State Bar (the “Bar”), and the Bar filed a formal complaint against Petersen in November 1993. The Bar claimed that Petersen had engaged in the unauthorized practice of law in violation of section 78-51-25 of the Utah Code and sought a permanent injunction against him. Section 78-51-25 of the Utah Code states in relevant part as follows:

No person who is not duly admitted and licensed to practice law within this state nor any person whose right or license to so practice has terminated ... shall practice or assume to act or hold himself out to the public as a person qualified to practice or carry on the calling of. a lawyer within the state.

Petersen filed two pretrial motions to have section 78-51-25 declared unconstitutional. In the first motion, Petersen claimed that the statute violated the Utah Constitution due to vagueness and overbreadth. In the second motion, Petersen argued that the statute violated both the separation of powers doctrine of the Utah Constitution and a 1985 amendment to the Utah Constitution that granted the judicial department the authority to regulate the practice of law in Utah. The trial court denied both motions.

The case was tried to a jury in June 1995, at which time the judge instructed the jury regarding the law to be applied to the case. During deliberations, the jury submitted a written question to the judge regarding jury instructions relating to the definition of “the practice of law” and “the unauthorized practice of law.” The jury asked whether the definitions in the instructions were to be recognized as law or as the judge’s opinion. Without notice to either attorney, the judge responded to the jury in writing as follows: “The law as written in the instructions and as read to you by the court is binding upon you, the jury. A jury decides the facts and applies them to the law.” Before the jury returned with a verdict, the attorneys came back to the courtroom, and the judge read the jury’s question to them as well as the judge’s response. Neither attorney raised any objections.

The jury returned a verdict in favor of the Bar and against Petersen, and the court ordered Petersen to stop the unauthorized practice of law. Petersen filed a motion for a new trial, and the Bar filed a motion to have *1266 Petersen pay its costs. The court granted the Bar’s motion for costs and denied Petersen’s motion for a new trial.

On appeal, Petersen argues that section 78-51-25 is unconstitutionally vague, violating the due process (art. I, § 7) and uniform operation of laws provisions (art. I, § 24) of the Utah Constitution in that it does not describe the conduct it is prohibiting adequately enough to give notice to the ordinary reader. Petersen also claims that the Bar’s interpretation of the statute would make it “illegal for any one to aid in the legal process,” and thus the statute is unconstitutionally overbroad, again violating article I, sections 7 and 24, as well as article XII, section 19 of the Utah Constitution.

Petersen also argues that the 1985 amendment of article VIII of the Utah Constitution granted the Utah Supreme Court the exclusive authority to regulate the practice of law. Utah Const, art. VIII, § 4. Thus Petersen claims that section 78-51-25 violates the separation of powers doctrine as stated in article V, section 1 of the Utah Constitution by purporting to authorize the legislature to pass a law that regulates the unauthorized practice of law.

Petersen claims that the trial court committed reversible error in several other respects. Petersen first argues that the trial court erred in its response to the jury’s inquiry during deliberations. Petersen argues that under rule 47 of the Utah Rules of Civil Procedure, the court should have at least notified the attorneys before responding to the jury. Petersen also claims that the court’s response unfairly prejudiced him by adopting as law the Bar’s definition of what constitutes the practice of law. Petersen further claims that because the statute does not survive the scrutiny of article I, section 24, he should have been granted a new trial on the grounds of “[ejrror in law.” Utah R.Civ.P. 59(a)(7). Finally, Petersen claims that the Bar’s motion for costs was filed too late and, in any event, certain of the costs requested by the Bar and granted by the court were inappropriate. Thus Petersen argues that the trial court abused its discretion in awarding costs to the Bar.

The Bar argues that section 78-51-25 of the Utah Code is not unconstitutionally vague because it does give a person of ordinary intelligence adequate notice of the prohibited conduct. The Bar also argues that the statute is not unconstitutionally over-broad, since it is limited in scope to those not licensed to practice law within Utah and therefore does not prohibit any protected conduct. Further, the Bar claims that the statute does not violate the separation of powers doctrine because the Utah Supreme Court was given power to regulate the authorized practice of law, not the unauthorized, practice of law as the statute purports to do.

The Bar also argues that even though the trial court should have notified the attorneys before responding to the jury’s inquiry, Petersen did not object to the trial court’s communication when given a chance before the jury returned a verdict. Thus, the Bar argues, he cannot now raise this objection on appeal absent plain error or exceptional circumstances. Further, because the court’s response to the jury’s question was a correct statement of the law, the Bar argues that Petersen was not harmed in any way by the communication. The Bar further argues that the trial court’s denial of the motion for a new trial must be upheld because no abuse of discretion has been shown. In addition, the trial court had already denied Petersen’s pretrial motions to have the statute declared unconstitutional pursuant to article I, section 24 of the Utah Constitution.

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Bluebook (online)
937 P.2d 1263, 315 Utah Adv. Rep. 38, 1997 Utah LEXIS 41, 1997 WL 200040, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bd-of-comrs-utah-state-bar-v-petersen-utah-1997.