Kao Corporation and the Andrew Jergens Company, Plaintiffs-Cross v. Unilever United States, Inc. And Conopco, Inc.

441 F.3d 963, 78 U.S.P.Q. 2d (BNA) 1257, 2006 U.S. App. LEXIS 6892, 2006 WL 700784
CourtCourt of Appeals for the Federal Circuit
DecidedMarch 21, 2006
Docket05-1038, 05-1049
StatusPublished
Cited by89 cases

This text of 441 F.3d 963 (Kao Corporation and the Andrew Jergens Company, Plaintiffs-Cross v. Unilever United States, Inc. And Conopco, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kao Corporation and the Andrew Jergens Company, Plaintiffs-Cross v. Unilever United States, Inc. And Conopco, Inc., 441 F.3d 963, 78 U.S.P.Q. 2d (BNA) 1257, 2006 U.S. App. LEXIS 6892, 2006 WL 700784 (Fed. Cir. 2006).

Opinions

Opinion for the Court filed by Circuit Judge GAJARSA. Opinion concurring in part and dissenting in part filed by Circuit Judge NEWMAN. Opinion concurring in part and dissenting in part filed by Circuit Judge MAYER.

GAJARSA, Circuit Judge.

This is an action for patent infringement. Defendants-Appellants Unilever United States, Inc., and Conopeo, Inc. (collectively, “Unilever”) and Plaintiffs-Cross Appellants Kao Corporation and The Andrew Jergens Company (collectively, “Kao”) appeal a judgment of the U.S. District Court for the District of Delaware ruling that Kao’s U.S. Patent No. 6,306,382 (the “ ’382 Patent”) was valid and enforceable but not infringed by Unilever’s accused product. Kao Corp. v. Unilever U.S., Inc., 334 F.Supp.2d 527 (D.Del.2004). The district court exercised jurisdiction pursuant to 28 U.S.C. § 1338. This court has jurisdiction pursuant to 28 U.S.C. § 1295(a)(1). For the reasons set forth below, we affirm the judgment of the district court.

BACKGROUND

This case involves a dispute over the patent rights to a cosmetic skin-care product used to remove “keratotie plugs”— commonly known as blackheads — from facial skin. Kao is the owner of a keratotie plug removing product and holder of the patent in suit. Unilever produces the allegedly infringing product, Pond’s Clear Pore Strips.

A. The Patent In Suit

The application that matured into the ’382 Patent was filed on November 12, 1996, and entitled “Keratotie Plug Remover.” The patent, which issued on October 23, 2001, contains seven claims. Kao asserted only independent claim 1 and dependent claim 3 against Unilever. Claim 1 recites as follows:

A method for removing keratotie plugs from skin with a cosmetic article, which comprises:
wetting the skin or said cosmetic article; applying onto the skin said cosmetic article; and peeling off said cosmetic article after drying; wherein said cosmetic article comprises:
[966]*966i) a substrate selected from the group consisting of woven cloth, non-woven cloth and a plastic film; and
ii) on said substrate, a layer comprising a copolymer, in an amount effective to remove keratotie plugs, wherein said copolymer is a poly(al-kyl vinyl ether/maleic acid) copo-lymer or a polyalkylvinyl ether/ma-leic anhydride) copolymer.1

’382 Patent, col. 12,11. 58-66; col. 13,11. 1-9 (emphasis added). Claim 3 recites “The method of claim 1, wherein said substrate is a non-woven cloth.” Id. at col. 13,11.12-13.

The underlined language in claim 1 is central to this controversy. It was added as an amendment to the claim. Kao explained:

[t]he claim has further been amended to clarify the steps of the method. The addition of the wetting step is not further limiting since the wetting step was implied in the previously submitted claim. No new matter would be added by entry of this amendment.

The written description provides eight examples relating to the preparation and use of a liquid or semi-solid copolymer preparation. The examples do not mention drying the liquid or semi-solid copo-lymer onto a substrate, but instead discuss applying the copolymer directly to the face. Example 1 specifically states: “A panel washed their [sic] face and used the preparation on their faces at an application rate of 0.1 ml/em2.” Id. at col. 6, 11. 6-8. Example 2 states: “The polymers were individually prepared into an aqueous 20-30% by weight solution, and members of the panel used in the same manner as in Example 1.” Id. at col. 7, 11. 21-23. Similarly, Example 3 appears to describe liquid formulations that were applied as described in Example 1. Examples 4-8 do not expressly state that the keratotie plug remover was applied as a liquid formulation, but offer formulations in terms of percent weight, like the formulations described in Examples 1-3.

The written description of the ’382 Patent does not define the term “cosmetic article” as used in claim 1. Instead, the written description states that “[t]he kera-totic plug remover according to this invention may take a form of a poultice using cotton cloth, rayon cloth, tetron cloth, nylon cloth, either woven or non-woven, or using a plastic film sheet, beside pack preparations.” Id. at col. 5,11. 19-22. The written description further states that “[t]he manner of removing keratotie plugs by the use of the keratotie plug remover of the invention is the same as the manner of using ordinary packs and poultice. Namely, when a pack preparation is used, it is first applied to the part of the skin which has keratotie plugs, particularly likely to the nose, chin, and forehead, and after dried, it is peeled off.” Id. at col. 5,11. 26-31.

The district court concluded, and the parties do not dispute, that “[i]n the context of cosmetics, the term ‘pack’ means ‘a cosmetic paste applied to the skin and allowed to dry’ ”; the term “ ‘poultice’ means ‘a moist, soft mass of bread, meal, clay, cloth, or other adhesive substance, usually heated, spread on cloth, and applied to warm, moisten, or stimulate an aching or inflamed part of the body.’ ” Kao Corp., 334 F.Supp.2d at 534 n. 4.

The district court also construed what it termed the “copolymer limitation” of claim [967]*9671 — the language stating “wherein said co-polymer is a poly(aIkyl vinyl ether/maleic acid) copolymer or a polyalkylvinyl ether/maleie anhydride) copolymer” — to mean “either poly(alkyl vinyl ether/maleic acid) copolymer or poly(alkylvinyl ether/maleic acid anhydride) copolymer, but not the salt form thereof.” Id. at 545. Concluding that “a salt copolymer is a distinct chemical entity from both an acid copolymer and an anhydride copolymer,” the court declined “to broaden the plain language of the claim by reading a salt limitation into it.” Id. at 546. It also cited elements of the prosecution history in favor of such a limitation, including — but not limited to — the fact that after filing the application for the ’382 Patent, Kao filed another application “with claims specifically directed to the salts of the copolymers claimed in the ’382 patent.” Id. The district court took this as evidence that the ’382 Patent does not cover salt-forms.

B. Unilever’s Accused Infringing Product

Unilever’s Pond’s Clear Pore Strips are advertised to remove blackheads and unclog pores. The strips consist of a coated non-woven fabric, and list the ingredients as PVM/MA copolymer and aminomethyl propanol (“AMP”). The coating for the Pond’s strips is prepared by mixing 98% by weight of a solution of PVM/MA with 2% by weight of AMP. The AMP reacts with the PVM/MA to form what Unilever and the district court describe as a salt. The instructions provided on the accused product involve wetting the strip, applying it to the face, letting it dry for fifteen minutes, and then removing it.

C. Proceedings in the District Court

Kao sued Unilever for damages and in-junctive relief in November of 2001, alleging that the Pond’s product infringed the ’382 Patent. It later dropped the claim for damages.

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441 F.3d 963, 78 U.S.P.Q. 2d (BNA) 1257, 2006 U.S. App. LEXIS 6892, 2006 WL 700784, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kao-corporation-and-the-andrew-jergens-company-plaintiffs-cross-v-cafc-2006.