Cordis Corp. v. Medtronic Ave, Inc.

339 F.3d 1352
CourtCourt of Appeals for the Federal Circuit
DecidedAugust 12, 2003
DocketNos. 02-1457, 02-1458, 02-1481, 02-1482
StatusPublished
Cited by116 cases

This text of 339 F.3d 1352 (Cordis Corp. v. Medtronic Ave, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cordis Corp. v. Medtronic Ave, Inc., 339 F.3d 1352 (Fed. Cir. 2003).

Opinion

BRYSON, Circuit Judge.

Cordis Corporation appeals from a final judgment of the United States District Court for the District of Delaware. Cordis seeks review of (1) a summary judgment that defendant Medtronic AVE, Inc., (“AVE”) did not literally infringe two of Cordis’s patents, and (2) a judgment as a matter of law (“JMOL”) that AVE did not infringe those patents under the doctrine of equivalents. Because we disagree with the district court’s claim.construction and its application of prosecution history estop-pel, we reverse the judgment and remand for further proceedings.

I. Background

The development of balloon-expandable coronary stents marked a significant advance in the treatment of coronary artery disease by providing an alternative to balloon angioplasty and bypass surgery. In balloon angioplasty, an inflated balloon crushes built-up plaque against the arterial wall to improve blood flow. The balloon is withdrawn at the end of the procedure, however, which allows the artery to close [1355]*1355again over time. A stent of the sort disclosed in the patents at issue in this case is mounted on an angioplasty balloon and is forced to expand against the arterial walls when the balloon is inflated. When the balloon is deflated and withdrawn, the stent retains its shape and remains in the artery to keep it open. Because the stent’s diameter depends on how much the balloon expands, the stent can be used in arteries of differing diameters. Prior art stents that were designed to remain in arteries had predetermined expanded diameters. Accordingly, they were liable to migrate from the desired location if they were too small or to rupture the artery if they were too large.

A

The two patents at issue in this case are owned by Cordis. U.S. Patent No. 4,739,-762 (“the '762 patent”) discloses an expandable stent composed of a tubular member having a wall surface of substantially uniform thickness with “a plurality of slots formed therein” parallel to the longitudinal axis of the tubular member. After the stent is transported in its unexpanded form to the intended location within the patient’s body, an outwardly directed radial force (as by the inflation of the balloon) causes the stent to expand. The stent can be expanded and deformed according to the diameter of the body passageway in which it is located. See '762 patent, col. 3, 11. 33-51. Certain claims of the '762 patent specify that the tubular member is “thin-walled” and “smooth.”

Approximately ten years after issuing the '762 patent, the PTO reexamined the patent in light of several prior art references. During the reexamination, the examiner rejected several claims in view of, inter alia, U.S. patents to Ersek and to Kornberg. The Ersek patent claims a fixation device with projecting edges that can be used as a substitute for sutures; the device serves to hold a prosthesis in place within a body passageway. Ersek recites that his device is preferably formed from expanded metal sheeting and is produced by forming a series of staggered parallel slits in a metal sheet and then stretching the sheet in a direction perpendicular to the slits to open the slits into apertures. The resulting projecting edges embed themselves into the tissue wall upon expansion of the sleeve.

In response to the examiner’s rejection, Cordis amended various claims of the '762 patent to include the “substantially uniform thickness” limitation that was already present in claim 23. Cordis argued that the limitation distinguished its patent from the Ersek patent, noting that “[t]he expanded metal Ersek sleeve has bridge portions that are several times as thick as the strands.” In its discussion of the Ersek patent, Cordis relied in part on an affidavit of Dr. Erik Antonsson that addressed the dimensions of a model of the Ersek device. Cordis also distinguished the Ersek patent based on its contention that Ersek did not disclose either a “smooth” surface or a “thin-walled” tubular member. The examiner then confirmed the claims of the '762 patent that are asserted in this case. The examiner distinguished the Ersek patent on the ground that the Ersek sleeve is not smooth because “the bridge has a thickness which is twice as great as the strand.”

The other Cordis patent at issue in this case is U.S. Patent No. 5,195,984 (“the '984 patent”). That patent adds the feature of flexibility by including a connector member to link one tubular member of the stent to another. The written description provides that the claimed device, with its connector member, “permits tissue of an elongated section of a body passageway to be supported by an elongated graft; and provides the necessary flexibility to negotiate the bends and curves in tortuous body passageways, such as the vascular system.” '984 patent, col. 4, 11. 20-25. The [1356]*1356examiner initially rejected claims of the '984 patent as anticipated by or obvious in light of a U.S. patent to Wiktor. After the applicant distinguished the Wiktor patent, the examiner allowed the claims without amendment. The '984 patent is unrelated to the '762 patent, but the written descriptions of the two are very similar.

B

Cordis filed suit, charging AVE and others with patent infringement. AVE produces stents that are formed by first bending wire rings into a sinusoidal shapes and then connecting the bent rings together, as shown below.

[[Image here]]

Cordis alleged, inter alia, that AVE’s stents infringe claims 23, 51, and 54 of the '762 patent and claims 1 and 3 of the '984 patent. All of the asserted claims recite a “wall surface having a substantially uniform thickness and a plurality of slots formed therein.”

The district court construed the claim language referring to a “plurality of slots formed [in the wall surface]” to be limited to devices in which the slots are formed by the removal of material. No material is removed from a pre-existing wall to form the slots in AVE’s accused stents; rather, the slots are formed when wire-like material is bent into sinusoidal rings, which are then connected in line. Because the court concluded that the accused products did not satisfy the “plurality of slots formed therein” limitation, the court granted AVE’s motion for summary judgment of no literal infringement.

The district court construed the reference to a “wall surface having a substantially uniform thickness” to mean that the thickness of the wall may not vary by more than 0.001 inch. The court reached that conclusion based on the patentee’s citation, during reexamination, of the Antonsson affidavit, which reported that the wall of a device modeled on the Ersek patent was between 0.0035 inches and 0.0045 inches in thickness.

After a two-week trial, a jury found that AVE’s stents infringed the asserted claims of the '762 and '984 patents under the doctrine of equivalents and awarded Cor-dis $271 million in damages. On post-trial motions, however, the district court granted JMOL of noninfringement, holding that Cordis was barred from asserting that AVE’s stents had features that were equivalent to the “plurality of slots formed therein” and “substantially uniform thickness” limitations. In addition, the court granted a conditional new trial with respect to literal infringement of the “substantially uniform thickness” limitation.

II. “A Plurality of Slots Formed Therein”

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