Douglas Spies v. George v. Voinovich

173 F.3d 398, 1999 U.S. App. LEXIS 7186, 1999 WL 211940

• Court: Court of Appeals for the Sixth Circuit
• Decided: April 14, 1999
• Docket: 97-4175
• Status: Published

Opinions

BOGGS, J., delivered the opinion of the court, in which SUHRHEINRICH, J., joined. MOORE, J. (pp. 407-411), delivered a separate opinion dissenting in part.

OPINION

BOGGS, Circuit Judge.

Douglas Spies appeals the dismissal of his First Amendment prisoner’s rights action, which alleged that (1) various prison regulations violated his free exercise rights, and (2) prison officials retaliated against him for filing this lawsuit. Spies claims that the district court’s determination that various prison policies that allegedly burden his right to free exercise of religion were reasonably related to legitimate penological interests, pursuant to the four-part standard in Turner v. Safley, 482 U.S. 78, 107 S.Ct. 2254, 96 L.Ed.2d 64 (1987), was in error. He also claims that the lower court erred by awarding appel-lees summary judgment on his retaliation claim. For the reasons that follow, we AFFIRM the trial court’s grant of summary judgment on his free exercise claims, but REVERSE and REMAND the grant of summary judgment on his retaliation claim.

I. FACTS AND PROCEDURAL HISTORY

Douglas Spies is an inmate at North Central Correctional Institution (“NCCI”) in Marion, Ohio. He was ordained as a Zen Buddhist in December 1994, and was given the religious name of Gunaratna Sarika. After his ordination, Spies attempted to organize formal Buddhist worship at NCCI, and presented a formal request to the prison chaplains to start a group “chanting practice.” He and another inmate were given permission by the chaplains to use the prison chapel on a weekly basis in order to meditate. The chaplains claim that they instructed the two inmates not to talk to or interact with each other during these meditative sessions; Spies claims that they were never so instructed.

Spies claims that from the time of his ordination through early 1996, he meditated with one or more fellow Buddhists in the chapel on a regular basis. He was given permission to use several religious articles during these meditative sessions, including a small statute of Buddha, an altar cloth, a picture of Buddha, a wooden sculpture of a fish, and incense. Spies kept some of these articles in his cell; others were stored on his behalf by the chaplains.

Spies also inquired several times to one of the chaplains about getting a community leader to come in and instruct those interested in Buddhism. The chaplain responded that, pursuant to prison policy, an outside leader could not come to NCCI to lead formal religious services until there were at least five Buddhist inmates at the facility. This prison policy was commonly referred to as the “rule of five.” The chaplain, however, told Spies that he was permitted to have “a personal minister come in to instruct him.” Hawley gave Spies the address of a Buddhist prison ministry at a nearby temple and subsequently “wrote several letters from the department to the temple, informing them of an interest here in the institution.”

In mid-1995, Spies filed a grievance with prison officials alleging that, because he was a Buddhist, the prison was required to provide him with a vegan¹ diet. One of the prison chaplains investigated his complaint by contacting the International Buddhist Meditation Center in Los Angeles, CA, which responded that veganism was not a required tenet of the Buddhist faith, although followers were requested to refrain from eating flesh. NCCI subsequently rejected his request, on the ground that “evidence does not support [Spies’s claim] that this facility is required to supply [Spies] with a religious Vegan diet,” although “this facility does offer inmates the ability to eat meat-free meals.” On December 15, 1995, Spies filed a formal complaint seeking a court order requiring NCCI officials to recognize his dietary needs and his new religious name.

In early 1996, a prison chaplain indicated to Spies that the Buddhists’ meditation sessions in the chapel, which consisted in part of group chanting, were in fact group worship services (ie., not simply several inmates meeting in the chapel to meditate independently and silently) and, thus, would have to cease until five Buddhist inmates at the facility were interested in having formal services. If five Buddhist inmates were to become interested, formal services could commence at NCCI as soon as a religious leader from outside the facility could be found to lead services.² The chaplain explained that Spies and other Buddhists “could indeed have private devotions, but they could not have a corporate experience without the appropriate supervision.” Hawley made this decision in accordance with “the administrative policies under the provisions for inmate-led groups or inmate groups.”

This same chaplain told Spies a few weeks later that Spies’s religious articles could not be stored in his cell or by the chaplains, because the articles (1) presented a security risk; (2) could create liability concerns for the prison if stored by the chaplains; and (3) might spark other inmates to make allegations of favorable treatment towards Spies. Spies alleges that the chaplain said to him, “This is what you wanted with your lawsuit, isn’t it?”

Spies subsequently amended his complaint, adding a claim alleging retaliation by prison officials that stemmed from the filing of his lawsuit. The district court granted defendants’ motion for summary judgment on the ground that the regulations enforced by the prison officials (the “rule of five,” prohibition of inmate-led groups, prohibition on possessing certain religious articles, and non-provision of vegan meals) did not violate his free exercise rights because they were reasonably related to legitimate penological interests and, thus, constitutional under Turner v. Safley, 482 U.S. 78,107 S.Ct. 2254, 96 L.Ed.2d 64 (1987). The court, however, did not make explicit findings related to each part of the four-part Turner standard. Additionally, the court did not make any ruling on Spies’s retaliation claim, apart from dismissing it with the rest of the complaint. Spies now appeals.

II. ANALYSIS

A. Spies’s First Amendment challenges to various prison regulations

Spies claims that five policies at NCCI are unconstitutional because they violate his First Amendment right to free exercise of religion. He challenges NCCI policies that: (1) require the existence of five documented members of a faith interested in forming a faith group before such a group is formed; (2) forbid him from keeping certain religious articles in his living area or in the chapel; (3) forbid the existence of inmate-led worship groups; (4) do not recognize his religious name; and (5) do not provide him with vegan meals.

We review the district court’s grant of summary judgment de novo. EEOC v. University of Detroit, 904 F.2d 331, 334 (6th Cir.1990). We must determine whether the pleadings, depositions, answers to interrogatories, and admissions “show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.” Canderm Pharmacal, Ltd. v. Elder Pharmaceuticals, Inc., 862 F.2d 597, 601 (6th Cir.1988). We do not endeavor to weigh the evidence; we need only determine whether there is a factual dispute that precludes summary judgment. See Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 249, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986).

The Supreme Court has instructed that “when a prison regulation impinges on inmates’ constitutional rights, the regulation is valid if it is reasonably related to legitimate penological interests.” Turner v. Safley, 482 U.S. 78, 89, 107 S.Ct. 2254, 96 L.Ed.2d 64 (1987). The Turner Court outlined four factors that are relevant in determining the reasonableness of a challenged prison regulation. “First, there must be a valid, rational connection between the prison regulation and the legitimate governmental interest put forward to justify it.” Ibid. If not, the regulation is unconstitutional, and the other factors do not matter. Id. at 89-90, 107 S.Ct. 2254. Unlike the first factor, the remaining factors are considerations that must be balanced together: (2) “whether there are alternative means of exercising the right that remain open to prison inmates”; (3) “the impact that accommodation of the asserted constitutional right will have on guards and other inmates, and on the allocation of prison resources generally”; and (4) whether there are “ready alternatives” available “that fully accommodate the prisoner’s rights at de minimis cost to valid penological interests.” Id. at 90-91, 107 S.Ct. 2254. It should be noted that Spies also makes claims under the Religious Freedom Restoration Act. These claims are without merit because the Supreme Court has declared that Act unconstitutional as applied to the states. City of Boerne v. Flores, 521 U.S. 507, 117 S.Ct. 2157, 2170-72,138 L.Ed.2d 624 (1997).

As a preliminary matter, we note that a trial court is not required to weigh evenly, or even consider explicitly, each of the four Turner factors. See Scott v. Mississippi Department of Corrections, 961 F.2d 77, 80 (5th Cir.1992); see also Nobles v. Hoffman, No. 92-2692, 1 F.3d 1244, 1993 WL 299333 at *2 (7th Cir.1993); cf. Casey v. Lewis, 4 F.3d 1516, 1522 (9th Cir.1993) (“we need not remand [to require a court to consider a Turner factor] because the resolution of this factual dispute in favor of the prisoners would not weigh heavily in our analysis.”). Nothing in Turner nor in the case of O’Lone v. Estate of Shabazz, 482 U.S. 342, 107 S.Ct. 2400, 96 L.Ed.2d 282 (1987), in which the Supreme Court first applied the Turner standard to prison regulations allegedly infringing free exercise rights, requires a court to do so. In fact, the O’Lone decision simply states that Turner v. Safley “drew upon our previous decisions to identify several factors relevant to this reasonableness determination.” Id. at 350, 107 S.Ct. 2400 (emphasis added). The four Turner factors are, therefore, simply “relevant” to the ultimate inquiry a court must undertake “when a prison regulation impinges on inmates’ constitutional rights”: determining whether a prison regulation is “reasonably related to legitimate penological interests.” See Turner, 482 U.S. at 89, 107 S.Ct. 2254.

By creating the Turner test, the Supreme Court surely did not intend to provide a mechanism through which prisoners could mount repeated challenges to prison regulations and require courts to analyze, in detail, the impact such regulations would have in any particular factual setting, even if prior court precedent would seem to dictate the validity of the regulations. On the contrary: the Supreme Court’s creation of the Turner standard was motivated by a desire to “ensure[ ] the ability of corrections officials to anticipate security problems and to adopt innovative solutions to the intractable problems of prison administration, and avoid[] unnecessary intrusion of the judiciary into problems particularly ill suited to resolution by decree.” O’Lone, 482 U.S. at 349, 107 S.Ct. 2400 (quotation marks omitted). Penal authorities may need a clear rule for dealing with certain continuing or recurring situations, even when that rule could be better-tailored to the rights of individual prisoners through a court’s flexible, case-by-case analysis. Scott, 961 F.2d at 80.

Thus, we need not remand Spies’s free exercise claims to the district court to require the court to consider whether there are ready alternatives available to the regulations in question that fully accommodate the prisoner’s rights at de min-imis cost to valid penological interests. First, as we have just explained, a trial court is not required to weigh evenly, or even consider, each of the four Turner factors. Second, to require the trial court to do so would constitute a classic example of “unnecessary intrusion of the judiciary into problems particularly ill suited to resolution by decree” that the Supreme Court has warned against. O’Lone, 482 U.S. at 349, 107 S.Ct. 2400 (quotation marks omitted).

Finally, and most importantly, the “ready alternatives” part of the Turner test

is not a “least restrictive alternative” test: prison officials do not have to set up and then shoot down every conceivable alternative method of accommodating the claimant’s constitutional complaint. But if an inmate claimant can point to an alternative that fully accommodates the prisoner’s rights at de min-imis cost to valid penological interests, a court may consider that as evidence that the regulation does not satisfy the reasonable relationship standard.

Turner, 482 U.S. at 90-91, 107 S.Ct. 2254 (citation omitted) (emphasis added). In other words, in order for a court to consider whether “ready alternatives” exist, a plaintiff challenging a prison regulation must first affirmatively argue the existence of a specific alternative. It is not the court’s job to speculate about “every conceivable alternative method of accommodating the claimant’s constitutional complaint.” Thus, if a plaintiff has not “pointed to” a ready alternative, it would make no sense to require a trial court to make a definitive ruling on the existence of “ready alternatives.”

Therefore, the district court did not err in failing to consider, with regard to some of the regulations at NCCI, whether “ready alternatives” to the regulations existed. However, because we review both the facts and law behind a grant of summary judgment de novo, we shall mention the Turner factors, when necessary, and briefly state why none weigh in favor of the plaintiff with regard to any of the prison regulations.

1. Group-of-five rule

NCCI policy requires that five documented members of a faith be interested in forming a faith group before such a group can be formed. In analyzing this regulation pursuant to Turner, we first agree with the district court that the group-of-five rule has a valid, rational connection to legitimate government interests in maintaining security and allocating prison resources. Second, we note that Spies had alternative means of exercising his free exercise rights; he was permitted to meditate privately in the chapel, correspond with fellow believers, and consult individually with a personal minister if he so desired.

Third, we agree with the district court’s finding that full accommodation of Spies’s alleged free exercise right — allowing a group of any size to demand the use of limited prison resources — would have an adverse impact on the allocation of prison resources. Prison officials, no doubt, have an interest in regulating equitably the use of the prison chapel. Spies has failed to proffer any evidence that demonstrates that allowing any group, however small, to demand group services would not adversely impact the allocation of prison resources. Lastly, Spies has not pointed to the existence of ready alternatives available to the regulation in question that fully accommodate his rights at de minimis cost to valid penological interests, and it is not this court’s job to speculate about every conceivable alternative method of accommodating the claimant’s constitutional complaint. Thus, the consideration of the Turner factors leads us to conclude that NCCI’s regulation requiring five documented members of a faith to be interested in forming a faith group is reasonably related to legitimate penological interests and, thus, constitutionally valid.

2. Religious articles

NCCI officials prohibited Spies from possessing certain religious articles in his cell on the ground that these articles could (1) be fashioned into a weapon or (2) be used to cover up illegal activity (e.g., the burning of incense). Spies was prohibited from keeping the articles in the chapel, according to prison officials, because doing so would create safety concerns, liability issues, and would spark allegations by other prisoners that Spies was receiving favorable treatment by prison officials.

First, in light of the fact that the Supreme Court has counseled that “a prison’s internal security is peculiarly a matter normally left to the discretion of prison administrators,” Rhodes v. Chapman, 452 U.S. 387, 349 n. 14, 101 S.Ct. 2392, 69 L.Ed.2d 59 (1981), we believe that this regulation has a valid, rational connection to NCCI’s security interests. Second, we note that Spies can nonetheless still freely exercise his religion without these items, for he has not contended that his religion requires the use of these articles during worship. Third, we believe that the prison was justified in worrying that these religious articles presented security concerns and, thus, that accommodation of Spies’s request would have a negative impact on guards and other inmates. Finally, Spies claims that a “ready alternative” exists: permitting him to keep the articles in the chapel. We disagree, for this alternative does not come at a de minimis cost; we agree with NCCI that this alternative would require officers to take responsibility for the property of inmates, and would expose NCCI to allegations by other inmates of favorable treatment towards Spies.

We further note that courts have barred prisoners from having items in their cells or on their persons that have similar or greater constitutional significance than the items in question here. See Hall v. Bellmon, 935 F.2d 1106, 1113 (10th Cir.1991) (rejecting a First Amendment claim by a Native American that prison policy barring him from wearing a bear tooth necklace and medicine bag around his neck due to security concerns impinged on his religious freedom); Friend v. Kolodzieczak, 923 F.2d 126, 127 (9th Cir.1991) (holding that a prison regulation prohibiting inmates from possessing rosaries and scapulars in then-cells did not violate the First Amendment). Therefore, we believe that the prison’s prohibition on possessing these religious articles was constitutionally valid.

3. Need for a religious leader (no inmate-led groups)

NCCI’s prohibition on inmate-led groups necessarily exists to avoid the risks that would arise from unsupervised inmate activity and the creation of an alternate, inmate-led power structure in the prison and, thus, clearly has a valid, rational connection to NCCI’s interest in maintaining prison security. See, e.g., Cochran v. Schotten, No. 97-3052, 1998 WL 898871 at *1 (6th Cir.1998) (restrictions on Hanafi Muslim inmates “did not violate [a Hanafi inmate]’s rights because documents in [the inmate]’s possession reflected that the group improperly sought to establish an alternative power structure within the prison and place[] inmates in authority over other inmates”). “The legitimacy of the Government’s purpose in promulgating [safety] regulations is beyond question. The regulations are expressly aimed at protecting prison security, a purpose the Supreme Court has said is ‘central to all other corrections goals.’ ” Thornburgh v. Abbott, 490 U.S. 401, 415, 109 S.Ct. 1874, 104 L.Ed.2d 459 (1989), quoting Pell v. Procunier, 417 U.S. 817, 823, 94 S.Ct. 2800, 41 L.Ed.2d 495 (1974). Moreover, consideration of factor (2) of the Turner test reveals that Spies had alternative means of exercising his free exercise rights, for he was permitted to meditate privately in the chapel, correspond with fellow believers, and consult individually with a personal minister if he so desired. Factors (3) and (4) of the Turner test also do not cut in favor of Spies, for he has also not demonstrated that the safety concerns of prison officials related to accommodating his requests are exaggerated and does not offer any “alternative means” by which prison officials can mollify their security concerns.

Spies argues that the existence of an Arabic class led by an inmate, but supervised by a chaplain, demonstrates that NCCI’s ban on inmate-led groups is selectively enforced.³ “However, a limited exception to a general rule, allowed under special circumstances, does not prove that the reasons for the rule were fabricated.” Pollock v. Marshall, 845 F.2d 656, 659 (6th Cir.), cert. denied, 488 U.S. 897, 109 S.Ct. 239, 102 L.Ed.2d 228 (1988). Here, an academic setting may not pose the same concerns as a religious grouping. Therefore, we believe that the prison’s general prohibition on inmate-led groups was constitutionally valid.

4. Use of religious name

Spies claims that prison officials violated his First Amendment rights by refusing to use his religious name. We need not even analyze this claim in light of Turner, for it is established in this circuit that Spies has no

constitutional right to dictate how prison officials keep their prison records. As we see this issue, the present question of name change usage relates to prison administration. Absent unusual allegations such matters are for state prison officials to resolve. Intervention by the federal courts should only be in the very unusual case.

Imam Ali Abdullah Akbar v. Canney, 634 F.2d 339, 340 (6th Cir.1980), cert. denied, 450 U.S. 1002, 101 S.Ct. 1712, 68 L.Ed.2d 205 (1981). Moreover, the institutional records at the prison have indeed been changed to reflect his new name. Spies’s claim has no merit.

5. Religious diet

Spies’s last claim is that NCCI’s refusal to provide him with a vegan meal violates his First Amendment rights. We likewise need not analyze this claim in light of all four Turner factors, for we conclude that Spies has no First Amendment right to a vegan meal in this instance — he admits that “a vegan diet is not a requirement for Zen Buddhist practice.” The prison has provided Spies with the vegetarian meal he is required to eat under Buddhist practice. As we noted in the unpublished case of Williams v. Wilkinson, No. 96-3715, 134 F.3d 373, 1997 WL 809971 (6th Cir.1997), “the fact that Plaintiffs dislike the alternate diet available does not render it unreasonable or legally deficient.” 1997 WL 809971 at *3. The prison provides Spies with a diet that meets his religious requirements and, thus, NCCI’s refusal to provide him with a vegan meal is constitutionally valid.

The dissent states, at page 409, that “[i]t is not our role to determine whether a particular practice is a ‘required’ aspect of a religion.” This contention is irrelevant, for two reasons. First, Spies admits that adherence to a vegan diet is not required under Zen Buddhist practice. See Appellant’s Brief at 30. Thus, we need not make this determination in this case. Second, we note that Spies is only required to maintain a vegetarian (and not vegan) diet solely because it establishes that the prison has provided him an “alternative means of exercising” his religion under factor (2) of the Turner test. In other words, in pointing out" that veganism is not required of Zen Buddhists, we are not stating that Spies’s veganism is not a sincerely-held religious belief. Rather, we are stating that because the prison has already provided him with a vegetarian meal, we believe, in this instance, that the prison’s decision to deny him a vegan meal is reasonably related to legitimate penological interests.

As we noted earlier, the Supreme Court’s creation of the Turner standard was motivated by a desire to “ensuref ] the ability of corrections officials to anticipate security problems and to adopt innovative solutions to the intractable problems of prison administration, and avoid[J unnecessary intrusion of the judiciary into ;problems particularly ill suited to resolution by decree.” O’Lone v. Estate of Shabazz, 482 U.S. 342, 349, 107 S.Ct. 2400, 96 L.Ed.2d 282 (1987) (quotation marks omitted) (emphasis added). The dissent urges that we remand this case to the district court so it can engage in factfinding to determine, for example, “to what extent [Spies’s] nutritional needs could be met out of the prison’s current food supply.” We believe that this would be the type of “unnecessary intrusion of the judiciary” into “problems of prison administration” that O’Lone warned against.

B. Retaliation

Spies also claims that prison officials retaliated against him for the filing of his lawsuit. However, the trial court never ruled on the retaliation claim before it dismissed Spies’s complaint. Since the district court never ruled on the merits of Spies’s claim, we must remand it to the trial court, which should consider Spies’s retaliation claim in light of our recent en banc decision in Thaddeus-X v. Blatter, 175 F.3d 378 (6th Cir.1999).

III. CONCLUSION

The trial court’s grant of summary judgment on Spies’s free exercise claim is AFFIRMED. The trial court’s grant of summary judgment on Spies’s retaliation claim is REVERSED and REMANDED for further proceedings.

1 . A vegan diet is a strict vegetarian diet pursuant to which the adherent consumes no animal-based food products, including dairy and egg products.

2 . At oral argument, counsel for appellees indicated that formal Buddhist services began at NCCI in the spring of 1997, when a fifth Buddhist inmate at the facility indicated an interest in having services.

3 . At oral argument, appellant’s counsel contended that several other groups at NCCI are also led by inmates. There is no evidence in the record, however, to back this assertion.