Denise Chavez, United States of America, Intervenor v. Arte Publico Press Nicolas Kanellos University of Houston

139 F.3d 504, 46 U.S.P.Q. 2d (BNA) 1541, 1998 U.S. App. LEXIS 7748, 1998 WL 184437
CourtCourt of Appeals for the Fifth Circuit
DecidedApril 20, 1998
Docket93-2881
StatusPublished
Cited by10 cases

This text of 139 F.3d 504 (Denise Chavez, United States of America, Intervenor v. Arte Publico Press Nicolas Kanellos University of Houston) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Denise Chavez, United States of America, Intervenor v. Arte Publico Press Nicolas Kanellos University of Houston, 139 F.3d 504, 46 U.S.P.Q. 2d (BNA) 1541, 1998 U.S. App. LEXIS 7748, 1998 WL 184437 (5th Cir. 1998).

Opinion

ON REMAND FROM THE UNITED STATES SUPREME COURT

EDITH H. JONES, Circuit Judge:

This CopyrighVLanham Act case was remanded from the Supreme Court for reconsideration in light of its decision in Seminole Tribe of Fla. v. Florida, 517 U.S. 44, 116 S.Ct. 1114, 134 L.Ed.2d 252 (1996). The issue is whether Congress properly exercised authority to subject states to suit in federal court for violation of those statutes. See 15 U.S.C. § 1122; 17 U.S.C. §§ 501, 511. Plaintiff Chavez asserts that the University of Houston infringed her copyright by continuing to publish her book without her consent and violated the Lanham Act by naming her, also without her permission, as the selector of plays in another book it published. The University of Houston contends that because it enjoys immunity from unconsented-to suit in federal court under the Eleventh Amendment, the ease must be dismissed. 1 This time, we agree with the University.

Abrogation of a state’s Eleventh Amendment immunity turns on an express statement of intent by Congress and a constitutionally valid exercise of power. See Seminole, 517 U.S. at 55-56, 116 S.Ct. at' 1123. Congress recently amended both the Lanham Act and Copyright Act and explicitly required states to submit to suit in federal court for violation of their provisions; 2 thus, the express statement requirement is fulfilled. The remaining, still troubling question is whether Congress had power to compel states to surrender their Eleventh Amendment immunity for these purposes.

In our previous opinion, we concluded that the Supreme Court’s variegated jurisprudence supported the theory that the University of Houston impliedly waived Eleventh Amendment immunity because the University chose to enter into a contract with Chavez and use her name after Congress had imposed statutory waivers in the Copyright and Lanham Acts. The state’s price of doing business in those areas included the possibility of suit in federal court. This conclusion derived from our understanding of the Parden theory of implied waiver of state sovereign immunity. See Parden v. Terminal Ry. of Ala. State Docks Dept., 377 U.S. 184, 84 S.Ct. 1207, 12 L.Ed.2d 233 (1964).

Chavez and numerous amici who filed post-remand briefs contend that the Parden implied waiver theory survived Seminole, and, alternatively, that the provisions in question validly implement congressional power under section 5 of the Fourteenth Amendment. No party now asserts, in light of Seminole, that Congress could statutorily abrogate Eleventh Amendment immunity pursuant to its constitutional powers to regulate commerce or copyrights under Article I, Section 8. 3 Although Chavez’s theories are weighty, we find them unpersuasive.

I. The Status of Parden.

It would be superfluous to recount this panel’s previous discussion of pre-Seminole cases. Suffice it to summarize that Parden, in historical context, seemed to imply that a state impliedly consented to suit in *507 federal court when it undertook non-sovereign activities in areas regulated by the federal government. Seizing on our conclusion, Chavez points out that Seminole cites Par-den as “a ease holding the unremarkable, and completely unrelated, proposition that the States may waive their sovereign immunity.” Seminole, 517 U.S. at 63, 116 S.Ct. at 1128 (citing Parden). This language, embedded in a critique of the reasoning in the Union Gas decision, 4 is interpreted by Chavez as a reaffirmation of Parden. Parden held that when the State of Alabama undertook to operate a railroad, it did so subject to the Federal Employees Liability Act, which permits suit against interstate railroads in federal court, and thus waived its Eleventh Amendment immunity. Chavez reads the reference in Seminole to approve Parden for the proposition that when a state conducts business in an area subject to federal regulation, and the federal government has expressly conditioned participation in that business on a waiver of Eleventh Amendment immunity, the state’s conduct effectuates such a waiver. This is in fact the interpretation of Parden used by this court in our previous opinion to explain Justieé White’s respective positions in Parden and in Union Gas. See Chavez v. Arte Publico Press, 59 F.3d 539, 545-46 (5th Cir.1995) [hereinafter Chavez I ].

Whether this interpretation fairly reflects Seminole, however, is another matter. Seminole cites Parden only for the statement that “states may waive their sovereign immunity,” which is a matter of hornbook law analytically separate from congressional overruling of state sovereign immunity. Seminole quashed the latter proposition when it unequivocally overturned Union Gas:

[B]oth the result in Union Gas and the plurality’s rationale depart from our established understanding of the Eleventh Amendment and undermine the accepted function of Article III. We feel bound to conclude that Union Gas was wrongly decided and that it should be, and now is, overruled.

Seminole, 517 U.S. at 66, 116 S.Ct. at 1128. The Court necessarily disavowed not only the Union Gas plurality reasoning (the “plan of the convention” theory of Eleventh Amendment waiver), but also Justice White’s fifth vote in favor of the Union Gas result. Justice White’s Union Gas concurrence, we inferred in the previous opinion, had to be based on the Parden theory of implied waiver. We cannot understand how the Court could have overruled Union Gas only in regard to the 4-vote plurality opinion and not in toto, and we do not believe it attempted such a feat.

For other reasons, Seminole suggests that the Parden implied waiver theory has been rejected. First, Seminole expressly incorporates much of the reasoning of Justice Sca-lia’s dissent in Union Gas, a dissent agreed upon by the same members of the Court who formed the core of the Seminole majority. Justice Scalia’s dissent explicitly criticizes and describes the sleight of hand involved in the Parden implied waiver theory:

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139 F.3d 504, 46 U.S.P.Q. 2d (BNA) 1541, 1998 U.S. App. LEXIS 7748, 1998 WL 184437, Counsel Stack Legal Research, https://law.counselstack.com/opinion/denise-chavez-united-states-of-america-intervenor-v-arte-publico-press-ca5-1998.