Pennsylvania v. Union Gas Co.

491 U.S. 1, 109 S. Ct. 2273, 105 L. Ed. 2d 1, 1989 U.S. LEXIS 2970, 57 U.S.L.W. 4662, 19 Envtl. L. Rep. (Envtl. Law Inst.) 20974, 29 ERC (BNA) 1657
CourtSupreme Court of the United States
DecidedJune 15, 1989
Docket87-1241
StatusPublished
Cited by593 cases

This text of 491 U.S. 1 (Pennsylvania v. Union Gas Co.) is published on Counsel Stack Legal Research, covering Supreme Court of the United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Pennsylvania v. Union Gas Co., 491 U.S. 1, 109 S. Ct. 2273, 105 L. Ed. 2d 1, 1989 U.S. LEXIS 2970, 57 U.S.L.W. 4662, 19 Envtl. L. Rep. (Envtl. Law Inst.) 20974, 29 ERC (BNA) 1657 (1989).

Opinions

[5]*5JUSTICE BRENNAN

announced the judgment of the Court and delivered the opinion of the Court with respect to Parts I and II, and an opinion with respect to Part III, in which

JUSTICE MARSHALL, JUSTICE BLACKMUN, and JUSTICE STEVENS join.

This case presents the questions whether the Comprehen-sive Environmental Response, Compensation, and Liability Act of 1980 (CERCLA), 42 U. S. C. § 9601 et seq., as amended by the Superfund Amendments and Act of 1986 (SARA), Pub. L. 99&emdash;499, 100 Stat. 1613, a suit for monetary damages against a State in federal court and, if so, whether Congress has the authority to create such a cause of action when legislating pursuant to the Clause. The answer to both questions is "yes."

I

For about 50 years, the predecessors of respondent Union Gas Co. operated a coal gasification plant near Brodhead Creek in Stroudsburg, Pennsylvania, which produced coal tar as a by-product. The plant was dismantled around 1950. A few years later, Pennsylvania took part in major flood-control efforts along the creek. In 1980, shortly after acquiring easements to the property along the creek, the struck a large deposit of coal tar while excavating the creek. The coal tar began to seep into the creek, and the [6]*6Environmental Protection Agency determined that the tar was a hazardous substance and declared the site the Nation’s first emergency Superfund site. Working together, Pennsylvania and the Federal Government cleaned up the area, and the Federal Government reimbursed the State for cleanup costs of $720,000.

To recoup these costs, the United States sued Union Gas under §§104 and 106 of CERCLA, 42 U. S. C. §§9604 and 9606, claiming that Union Gas was liable for such costs because the company and its predecessors had deposited coal tar into the ground near Brodhead Creek. Union Gas filed a third-party complaint against Pennsylvania, asserting that the Commonwealth was responsible for at least a portion of the costs because it was an “owner or operator” of the hazardous-waste site, 42 U. S. C. § 9607(a), and because its flood-control efforts had negligently caused or contributed to the release of the coal tar into the creek. The District Court dismissed the complaint, accepting Pennsylvania’s claim that its Eleventh Amendment immunity barred the suit. A divided panel of the Court of Appeals for the Third Circuit affirmed, finding no clear expression of congressional intent to hold States liable in monetary damages under CERCLA. United States v. Union Gas Co., 792 F. 2d 372 (1986).

While Union Gas’ petition for certiorari was pending, Congress amended CERCLA by passing SARA. We granted certiorari, vacated the Court of Appeals’ opinion, and remanded for reconsideration in light of these amendments. 479 U. S. 1025 (1987). On remand, the Court of Appeals held that the language of CERCLA, as amended, clearly rendered States liable for monetary damages and that Congress had the power to do so when legislating pursuant to the Commerce Clause. United States v. Union Gas Co., 832 F. 2d 1343 (1986). We granted certiorari, 485 U. S. 958 (1988), and now affirm.

[7]*7i — < l-H

In Hans v. Louisiana, 134 U. S. 1 (1890), this Court held that the principle of sovereign immunity reflected in the Eleventh Amendment rendered the States immune from suits for monetary damages in federal court even where jurisdiction was premised on the presence of a federal question. Congress may override this immunity when it acts pursuant to the power granted it under § 5 of the Fourteenth Amendment, but it must make its intent to do so “unmistakably clear.” See Atascadero State Hospital v. Scanlon, 473 U. S. 234, 242 (1985). Before turning to the question whether Congress possesses the same power of abrogation under the Commerce Clause, we must first decide whether CERCLA, as amended by SARA, clearly expresses an intent to hold States liable in damages for conduct described in the statute. If we decide that it does not, then we need not consider the constitutional question.

CERCLA both provides a mechanism for cleaning up hazardous-waste sites, 42 U. S. C. §§9604, 9606 (1982 ed. and Supp. IV), and imposes the costs of the cleanup on those responsible for the contamination, §9607. Two general terms, among others, describe those who may be liable under CERCLA for the costs of remedial action: “persons” and “owners or operators.” § 9607(a). “States” are explicitly included within the statute’s definition of “persons.” § 9601(21). The term “owner or operator” is defined by reference to certain activities that a “person” may undertake. §9601(20)(A).

Section 101(20)(D) of SARA excludes from the category of “owners or operators” States that “acquired ownership or control involuntarily through bankruptcy, tax delinquency, abandonment, or other circumstances in which the government involuntarily acquires title by virtue of its function as [8]*8sovereign.” §9601(20)(D).1 However, § 101(20)(D) continues, “[t]he exclusion provided under this paragraph shall not apply to any State or local government which has caused or contributed to the release or threatened release of a hazardous substance from the facility, and such a State or local government shall be subject to the provisions of this chapter in the same manner and to the same extent, both procedurally and substantively, as any nongovernmental entity, including liability under section 9607 of this title.” Ibid. The express inclusion of States within the statute’s definition of “persons,” and the plain statement that States are to be considered “owners or operators” in all but very narrow circumstances, together convey a message of unmistakable clarity: Congress intended that States be liable along with everyone else for cleanup costs recoverable under CERCLA. Section 101(20)(D) is an express acknowledgment of Congress’ background understanding — evidenced first in its inclusion of States as “persons” — that States would be liable in any circumstance described in § 107(a) from which they were not expressly excluded. The “exclusion” furnished to the States in § 101(20)(D) would be unnecessary unless such a background understanding were at work.2

[9]*9The plain language of another section of the statute reinforces this conclusion. Section 107(d)(2) of CERCLA, as set forth in 42 U. S. C. § 9607(d)(2) (1982 ed., Supp. IV), headed “State and local governments,” provides: “No State or local government shall be liable under this subchapter for costs or damages as a result of actions taken in response to an emergency created by the release or threatened release of a hazardous substance generated by or from a facility owned by another person.

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491 U.S. 1, 109 S. Ct. 2273, 105 L. Ed. 2d 1, 1989 U.S. LEXIS 2970, 57 U.S.L.W. 4662, 19 Envtl. L. Rep. (Envtl. Law Inst.) 20974, 29 ERC (BNA) 1657, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pennsylvania-v-union-gas-co-scotus-1989.