Dale Mortensen v. Bresnan Communications

722 F.3d 1151, 2013 WL 3491415, 2013 U.S. App. LEXIS 14211
CourtCourt of Appeals for the Ninth Circuit
DecidedJuly 15, 2013
Docket11-35823
StatusPublished
Cited by85 cases

This text of 722 F.3d 1151 (Dale Mortensen v. Bresnan Communications) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dale Mortensen v. Bresnan Communications, 722 F.3d 1151, 2013 WL 3491415, 2013 U.S. App. LEXIS 14211 (9th Cir. 2013).

Opinion

OPINION

GOULD, Circuit Judge:

This case involves a binding arbitration clause in a contract of adhesion between a commercial provider of highspeed, broadband Internet services and its customers. We consider the relationship of state and federal law and the concept of preemption in this context. 1 Dale Mortensen and Melissa Becker (“Plaintiffs”) brought this putative class action against Bresnan Communications alleging violations of the Electronic Communications Privacy Act, 18 U.S.C. §§ 2520-21, the Computer Fraud and Abuse Act, ,18 U.S.C. § 1030, and Mpntana state law for invasion of privacy and trespass to chattels in connection with targeted advertising that they received while using Bresnan’s Internet service. The service subscriber agreement provided to all Bresnan customers contained a choice-of-law clause, specifying that New York law should apply, and an arbitration clause, both of which the district court declined to enforce.

We consider, in light of the Supreme Court’s decision in AT&T Mobility LLC v. Concepcion, — U.S. —, 131 S.Ct. 1740, 179 L.Ed.2d 742 (2011), whether the Federal Arbitration Act (“FAA”), Pub.L. No. 68-401, 43 Stat. 883 (1925) (codified as amended at 9 U.S.C. §§ 1-2 et seq.), preempts Montana public policy invalidating adhesive agreements running contrary to the reasonable expectations of a party. 2 *1154 We then address the choice-of-law consequences flowing from that holding. We have jurisdiction pursuant to 9 U.S.C. § 16(a)(l)(A)-(B). See Muriithi v. Shuttle Express, Inc., 712 F.3d 173, 178 (4th Cir.2013); Noohi v. Toll Bros., Inc., 708 F.3d 599, 604 (4th Cir.2013).

Our decision turns on an interpretation of Concepcion’s meaning and breadth. After analyzing both Concepcion and subsequent cases, we conclude that Concepcion further limited the FAA’s savings clause, 9 U.S.C. § 2, and therefore hold (1) that the FAA preempts Montana’s reasonable expectations/fundamental rights rule and (2) that the district court erred in not applying New York law because a state’s preempted public policy is an impermissible basis on which to reject the parties’ choice-of-law selection. Consequently, we vacate the district court’s denial of Bresnan’s motion to compel arbitration and remand to the district court with instructions to apply New York law to the arbitration agreement. 3

I

We start with the facts giving rise to the dispute. Then we turn to the district court proceedings and present appeal.

A. The Facts Underlying Class Plaintiffs’ Claims

Plaintiffs, who reside in or near Billings, Montana, formerly subscribed to Internet services from Bresnan Communications, a franchised cable-television provider incorporated in Delaware, headquartered in New York, and operating in Montana, Colorado, Wyoming, and Utah. Class representative Dale Mortensen started services with Bresnan in October 2007. Bresnan has no record of a customer named Melissa Becker, although the company does not foreclose the possibility that she or another member of her household contracted for Internet service.

After customers subscribe to Bresnan’s services, technicians deliver a “Welcome Kit” to their homes and install the equipment necessary to activate the service. The “Welcome Kit” contains the Bresnan OnLine Internet Service Subscriber Agreement and Acceptable Use Policy (“service agreement”), which is also available on Bresnan’s website. On Page 21 of the 31-page service agreement, in bold, large font, is the heading “9. Arbitration.” Paragraph 9(a.) states:

Binding Arbitration. ANY AND ALL DISPUTES ARISING BETWEEN CUSTOMER AND BRESNAN COMMUNICATIONS (WHETHER BASED IN CONTRACT, STATUTE, REGULATION, ORDINANCE, TORT — INCLUDING, BUT NOT LIMITED TO, FRAUD, ANY OTHER INTENTIONAL TORT OR NEGLIGENCE, — COMMON LAW, CONSTITUTIONAL PROVISION, RESPONDEAT SUPERIOR, AGENCY OR ANY OTHER LEGAL OR EQUITABLE THEORY), WHETHER ARISING BEFORE OR AFTER THE EFFECTIVE DATE OF THIS AGREEMENT, MUST BE RESOLVED BY FINAL AND BINDING ARBITRATION. THIS INCLUDES ANY AND ALL DISPUTES BASED ON ANY PRODUCT, SERVICE OR *1155 ADVERTISING CONNECTED TO THE PROVISION OR USE OF THE SERVICE. The Federal Arbitration Act (“FAA”), not state law, shall govern the arbitrability of all disputes between Bresnan Communications and Customer regarding this Agreement and the Service. Bresnan Communications and Customer agree, however, that New York or federal law shall apply to and govern, as appropriate, any and all claims or causes of action, remedies, and damages arising between Customer and Bresnan Communications regarding this Agreement and the Service, whether arising or stated in contract, statute, common law, or any other legal theory, without regard to New York’s choice of law principles. 4

The substance of this paragraph has remained unchanged since 2003. 5 The beginning of the service agreement directs customers to, “Please read this Agreement very carefully, because by accepting the Service, you agree to all of these terms.”

In 2008, Bresnan entered into a temporary arrangement with advertising company NebuAd, Inc. Under the arrangement, in exchange for a share of NebuAd’s advertising revenue, Bresnan allowed NebuAd to place an appliance in its Billings, Montana, network. The appliance allowed NebuAd to gather information and create profiles of subscribers in order to target them with preference-sensitive advertising. Bresnan contends that it provided specific notice to consumers about the NebuAd trial and allowed individuals to opt out. Under a heading labeled “About Advanced Advertising,” the company website provided detailed information about the trial. 6 It also gave a list of thirteen frequently asked questions with corresponding answers that assured customers that no personally identifying information, such as first and last name, physical street address, email address, telephone numbers, *1156 or social security numbers would be collected. Plaintiffs contend that this notice was misleading and that consent was never obtained.

B. The Facts Underlying Plaintiffs’ Appeal

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Bluebook (online)
722 F.3d 1151, 2013 WL 3491415, 2013 U.S. App. LEXIS 14211, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dale-mortensen-v-bresnan-communications-ca9-2013.