Bowling v. Office of Open Records

75 A.3d 453, 621 Pa. 133, 2013 WL 4436219, 2013 Pa. LEXIS 1800
CourtSupreme Court of Pennsylvania
DecidedAugust 20, 2013
DocketNo. 20 MAP 2011
StatusPublished
Cited by323 cases

This text of 75 A.3d 453 (Bowling v. Office of Open Records) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bowling v. Office of Open Records, 75 A.3d 453, 621 Pa. 133, 2013 WL 4436219, 2013 Pa. LEXIS 1800 (Pa. 2013).

Opinions

OPINION

Justice McCAFFERY.

We granted allowance of appeal in this case under the Right-to-Know Law (“RTKL”), Act of February 14, 2008, P.L. 6, 65 P.S. §§ 67.101-67.3104, to determine the standard and scope of review that apply when a court reviews a final determination of the Office of Open Records (the “OOR” or “Appellant”).

Background of “Right-to-Know” Legislation in Pennsylvania

The RTKL, which became effective on January 1, 2009, is the statute providing for access to public records in Pennsylvania. It was preceded by the Act of June 21, 1957, P.L. 390, as amended, 65 P.S. §§ 66.1-66.9, which was known as the Right-to-Know Act (“RTKA”). In 2002, the RTKA was substantially overhauled by the Act of June 29, 2002, P.L. 663 (repealed). The revised RTKA remained in effect through 2008.

Before the RTKA was amended in 2002, a requester seeking access to a government record in Pennsylvania bore the burden of demonstrating that the record was a “public record” and that the requester was entitled to see it. Tribune-Review Publishing Co. v. Westmoreland County Housing Authority, 574 Pa. 661, 833 A.2d 112, 115 (2003); Rowland v. Public School Employees’ Retirement System, 885 A.2d 621, 627 (Pa.Cmwlth.2005). The responding agency was under no time limit within which it had to respond to a request for access. If the agency in possession of the record denied access, the recourse for a requester wishing to challenge such denial was to take an appeal to court. Wiley v. Woods, 393 Pa. 341, 141 A.2d 844, 849 n. 9 (1958). Appellate review was specified by statute to encompass a determination of whether the agency’s denial was for “just and proper cause under the terms of’ the RTKA. LaValle v. Office of General Counsel, 564 Pa. 482, 769 A.2d 449, 458 n. 13 (2001), citing 65 P.S. § 66.4 (repealed); Dynamic Student Services v. State System of Higher Education, 548 Pa. 347, 697 A.2d 239, 242 (1997). If the court determined that the agency’s denial was without “just and proper cause,” it could “enter such order for disclosure as it may [have] deem[ed] proper.” 65 P.S. § 66.4 (repealed).

As indicated above, in 2002, the General Assembly amended the RTKA, revamping the procedures to be followed for obtaining access to public records. A streamlined, expeditious set of procedures for accessing public records was created, but the burden still rested upon the requester to establish that requested records were public records that he or she was entitled to inspect. LaValle, supra at 458. However, agencies were required to respond to a request in 5 days (for Commonwealth agencies) or 10 days (for non-Commonwealth agencies), with an additional 30 days available in some circumstances. 65 P.S. § 66.3-3(a) (repealed). A requester could file exceptions with the agency head within 15 days, could expect a final decision 30 days later, and then had 30 days to file an appeal in court. 65 P.S. §§ 66.3-5, 66.4 (repealed). Prior to determination, the agency head or his or her designee was authorized to conduct a hearing. 65 P.S. § 66.3-5(b) (repealed).

Significantly, as part of this revamping, the amended RTKA deleted the requirement that a reviewing court determine whether denials of access to requested records were for “just and proper cause.” For appeals to the Commonwealth Court from Commonwealth agency decisions, no [456]*456standard or focus of review was articulated. See 65 P.S. § 66.4(a) (repealed). However, for appeals from decisions of non-Commonwealth agencies, “a requester [was] entitled to a reasoned decision containing findings of fact and conclusions of law based on the evidence as a whole which clearly and concisely state[d] and explained] the rationale for the decisions so that all [could] determine why and how a particular result was reached.” 65 P.S. § 66.4(b) (repealed). In either case, the agency had the opportunity to respond “in accordance with applicable court rules,” and “[t]he record before a court [was to consist of] the request, the agency’s response, the requester’s exceptions, if applicable, the hearing transcript, if any, and the agency’s final determination, if applicable.” 65 P.S. § 66.4(c) and (d) (repealed).

Because the RTKA, as amended, jettisoned the “just and proper cause” standard but failed to articulate any standard of review of Commonwealth agency decisions, the Commonwealth Court determined that it should address petitions for review from RTKA decisions of such agencies pursuant to Section 704 of the Administrative Agency Law, 2 Pa.C.S. § 704, which sets forth the “traditional,” or so-called “deferential,” approach to disposing of appeals from Commonwealth agencies. Parsons v. Urban Redevelopment Authority of Pittsburgh, 893 A.2d 164, 167 n. 2 (Pa.Cmwlth.2006); Hartman v. Department of Conservation and Natural Resources, 892 A.2d 897, 899 n. 3 (Pa.Cmwlth.2006); Martella v. Department of Transportation, 841 A.2d 633, 635 n. 9 (Pa.Cmwlth.2004).1 Section 704 provides:

The court shall hear the appeal without a jury on the record certified by the Commonwealth agency. After hearing, the court shall affirm the adjudication unless it shall find that the adjudication is in violation of the constitutional rights of the appellant, or is not in accordance with law, or that the provisions of Sub-chapter A of Chapter 5 (relating to practice and procedure of Commonwealth agencies) have been violated in the proceedings before the agency, or that any finding of fact made by the agency and necessary to support its adjudication is not supported by substantial evidence. If the adjudication is not affirmed, the court may enter any order authorized by 42 Pa.C.S. § 706 (relating to disposition of appeals).

2 Pa.C.S. § 704.2

The Commonwealth Court arrived at this determination despite the fact that the RTKA, as amended, explicitly stated: “The provisions of 2 Pa.C.S. (relating to administrative law and procedure) shall not apply to this act.” 65 P.S. § 66.9 (repealed). The Commonwealth Court “reasoned that [this] exclusion only applied to those chapters of the Administrative Agency Law relating to practice and procedure, i.e., Chapter 5, and not the remaining chapters, in particular, Chapter 7 (relating to judicial review). Thus, [the Commonwealth Court’s] standard of review ... is whether constitutional rights have been violated, whether an error of [457]*457law has been committed or whether findings of fact are supported by substantial evidence.” Hartman, supra at 899 n. 3.

In 2008, the General Assembly enacted the RTKL, which replaced the RTKA and provided for significantly broadened access to public records. Under the new law, agency records are presumed to be public records, accessible for inspection and copying by anyone requesting them, and must be made available to a requester unless they fall within specific, enumerated exceptions or are privileged. 65 P.S.

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Bluebook (online)
75 A.3d 453, 621 Pa. 133, 2013 WL 4436219, 2013 Pa. LEXIS 1800, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bowling-v-office-of-open-records-pa-2013.