Biegenwald v. Fauver

882 F.2d 748, 1989 WL 89170
CourtCourt of Appeals for the Third Circuit
DecidedAugust 11, 1989
DocketNo. 88-6002
StatusPublished
Cited by17 cases

This text of 882 F.2d 748 (Biegenwald v. Fauver) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Biegenwald v. Fauver, 882 F.2d 748, 1989 WL 89170 (3d Cir. 1989).

Opinions

OPINION ANNOUNCING THE JUDGMENT OF THE COURT

COWEN, Circuit Judge.

Richard Biegenwald, a prisoner in the New Jersey State prison system, asserts in this lawsuit that his constitutional rights were violated when the defendants continued to confine him on “death row” in Trenton State Prison after his sentence of death was vacated by the New Jersey Supreme Court. The district court abstained from adjudicating Biegenwald’s claims pending the resolution of certain state law issues in a state forum, applying the abstention doctrine announced in Railroad Comm’n of Texas v. Pullman Co., 312 U.S. 496, 61 S.Ct. 643, 85 L.Ed. 971 (1941). Biegenwald appeals from the order administratively terminating his federal lawsuit. Because we conclude that it was not appropriate to apply the Pullman abstention doctrine in this lawsuit, we will reverse the order of the district court and remand this case to that court for further proceedings in accordance with this opinion.

I.

Richard Biegenwald was convicted of first degree murder on December 7, 1983, and was sentenced to death for that crime on December 8, 1983. After receiving the sentence of death, Biegenwald was transferred from the general population in Trenton State Prison to the “Capital Sentence Unit,” a more restrictive prison unit for inmates facing sentences of death.

Biegenwald appealed his conviction and sentence, and on March 5, 1987, the New Jersey Supreme Court affirmed his conviction, but vacated the sentence of death, and ordered that Biegenwald be accorded a new sentencing hearing. According to Biegen-wald’s complaint, he submitted written requests to the defendants on June 16, 1987, August 1, 1987, and September 4, 1987, asking that he be transferred from the Capital Sentence Unit to the general population because his sentence of death had been vacated. The defendants did not respond to these requests, and Biegenwald filed this lawsuit on May 6, 1988, pursuant to 42 U.S.C. § 1983, seeking injunctive relief and monetary damages for the alleged constitutional deprivation arising from Biegenwald’s continued confinement in the Capital Sentence Unit.

The defendants transferred Biegenwald to the general prison population in August, 1988, which mooted his request for injunc-tive relief. He continues to press this lawsuit, however, seeking monetary damages [750]*750for what he asserts was an unconstitutional confinement on New Jersey’s death row from March 5, 1987 until August 1988, a period of approximately one and one-half years. Defendants, in their brief before this Court, note that Biegenwald has since been resentenced to death, and is once again confined in the Capital Sentence Unit.1

The district court referred the defendants’ motion for an order of abstention to a federal magistrate, who filed a report and recommendation recommending that the motion be granted on July 29, 1988. Biegenwald filed objections to the report and recommendation, and the district court, after considering Biegenwald’s objections, ordered on October 4, 1988, that his case be administratively terminated pending the “initiation and outcome of state court proceedings.” Biegenwald’s motion to amend or alter this order was denied by the district court by order entered November 29, 1988. Biegenwald filed a timely notice of appeal from this order on December 22, 1988. An order administratively terminating a lawsuit pending the resolution of state court proceedings is considered a final and appealable order, Hovsons, Inc. v. The Secretary of the Interior of the United States, 711 F.2d 1208, 1211 (3d Cir.1983) (citing Moses H. Cone Memorial Hosp. v. Mercury Constr. Corp., 460 U.S. 1, 103 S.Ct. 927, 74 L.Ed.2d 765 (1983)), and we therefore have jurisdiction over this appeal under 28 U.S.C. § 1291.

II.

As we have noted previously, “[ajbstention from the exercise of federal jurisdiction is, in all its forms, ‘the exception, not the rule.’ ” United Servs. Auto. Ass’n v. Muir, 792 F.2d 356, 360 (3d Cir.1986) (quoting Colorado River Water Conservation Dist. v. United States, 424 U.S. 800, 813, 96 S.Ct. 1236, 1244, 47 L.Ed.2d 483 (1976)), cert. denied, 479 U.S. 1031, 107 S.Ct. 875, 93 L.Ed.2d 830 (1987). Indeed, we stated in Muir that abstention “is an extraordinary and narrow exception to the district court’s duty to adjudicate a controversy properly before it, justified only in the exceptional circumstances where resort to state proceedings clearly serves an important countervailing interest.” Id. at 360-61. Pullman abstention, which the defendants assert is appropriate here, instructs “that federal courts should abstain from decision when difficult and unsettled questions of state law must be resolved before a substantial federal constitutional question can be decided.” Id. at 361 (quoting Hawaii Housing Auth. v. Midkiff, 467 U.S. 229, 236, 104 S.Ct. 2321, 2327, 81 L.Ed.2d 186 (1984)).

We undertake what is essentially a two-step analysis when reviewing a district court’s abstention decision. The first step involves determining whether the facts and legal issues presented in the case bring the case within the “special circumstances” required for application of the abstention doctrine. D’Iorio v. County of Delaware, 592 F.2d 681, 686 (3d Cir.1978). For a claim that Pullman abstention is appropriate, three “special circumstances” must generally be present:

First, there must be uncertain issues of state law underlying the federal constitutional claims brought in federal court. Second, these state law issues must be amenable to an interpretation by the state courts that would obviate the need for or substantially narrow the scope of the adjudication of the constitutional claims. And third, it must appear that an erroneous decision of state law by the federal court would be disruptive of important state policies.

Id.

Once it is determined that the three “special circumstances” are present, the district court makes a discretionary determination whether abstention is appropriate in the particular case, based on the weight of these criteria, and other relevant factors, such as the potential impact on the parties of the delay resulting from a decision to [751]*751abstain, or the availability of an adequate state procedure to have the state law questions resolved. See id,.; see also Muir, 792 F.2d at 362-63 (considering the potential impact of delay on an insurance company’s ability to conduct its business); 17A C. Wright, A. Miller & E. Cooper, Federal Practice and Procedure § 4242, at 55-60 (1988) (noting that delay and the unavailability of an adequate state procedure are factors that can weigh against abstention).

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Biegenwald v. Fauver
882 F.2d 748 (Third Circuit, 1989)

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Bluebook (online)
882 F.2d 748, 1989 WL 89170, Counsel Stack Legal Research, https://law.counselstack.com/opinion/biegenwald-v-fauver-ca3-1989.