Artway v. Attorney General of New Jersey

81 F.3d 1235
CourtCourt of Appeals for the Third Circuit
DecidedApril 12, 1996
Docket95-5157, 95-5194 and 95-5195
StatusUnknown
Cited by3 cases

This text of 81 F.3d 1235 (Artway v. Attorney General of New Jersey) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Artway v. Attorney General of New Jersey, 81 F.3d 1235 (3d Cir. 1996).

Opinions

Table of CONTENTS

I. BACKGROUND FACTS.1243

II. PROCEDURAL HISTORY .1245

III. MOOTNESS.1245

IV. RIPENESS.....'.1246

A. Introduction.1246

B. The Ex Post Facto, Bill of Attainder, and Double Jeopardy Challenges.. 1247

1. Hardship of Denying Review.1247
2. Fitness of Issues for Judicial Review.1249

C. Due Process Claims.1251

1. Burden of Persuasion.1251
2. Notice.1252

D. Summary of Unripe Claims.1252

V. REGISTRATION. 1253

A. “Punishment” Under the Ex Post Facto, Bill of Attainder, and Double

Jeopardy Clauses.1253

1. De Veau v. Braisted: Subjective Purpose.1254

2. United States v. Halper: Objective Purpose through Proportionality.. 1254

3. Austin v. United States: Objective Purpose through History.1256

4. Department of Revenue v. Kurth Ranch: Objective Purpose and

Deterrence.1258

5. California Department of Corrections v. Morales: Effect.1260

6. Kennedy v. Mendoza-Martinez: The Inquiry for the Nature of Pro-

ceedings .1261

B. Synthesizing the Jurisprudence: The Test(s).1263

C. The Registration Provisions of Megan’s Law Evaluated.1264

1. Actual Purpose.1264
2. Objective Purpose.1264
3. Effects.1266

D. Summary of Registration Claims.1267

VI. EQUAL PROTECTION.1267

VII. DUE PROCESS.1268

[1242]*1242VIII. UNCONSTITUTIONAL VAGUENESS .1269

IX. PULLMAN ABSTENTION.1270

X. CONCLUSION.1271

OPINION OF THE COURT

BECKER, Circuit Judge.

Alexander Artway thought that he had paid his debt to society by serving seventeen years in jail for a sex offense. After he was released, Artway settled in a community, secured employment, and married. Then, on October 31, 1994, New Jersey enacted Megan’s Law. The Law requires certain sex offenders — including those like Artway found at sentencing to be “repetitive and compulsive” — to register with local law enforcement. It also requires community notification for registrants deemed a future risk. Artway sought an injunction against the enforcement of Megan’s Law pursuant to 28 U.S.C. § 2201 and 42 U.S.C. § 1983, arguing that it punishes him, unconstitutionally, a second time. He also alleged that the Law provides insufficient procedural protections.

After summary proceedings in which no evidence was heard and virtually no factual record developed, the District Court for the District of New Jersey held that the notification aspects of Megan’s Law violated the Ex Post Facto Clause of the United States Constitution and enjoined their enforcement against Artway. The court upheld the constitutionality of the Law’s registration component. Both sides appealed.

These cross appeals present numerous questions (some of which are quite difficult): (1) Do the registration and notification provisions of Megan’s Law constitute “punishment” within the meaning of the Ex Post Facto, Bill of Attainder, and Double Jeopardy Clauses of the U.S. Constitution? (2) Is Megan’s Law unconstitutionally vague? (3) Does Megan’s Law violate equal protection or due process? (4) Are any or all of Art-way’s claims unripe or moot? and (5) Was the district court’s decision not to abstain under Railroad Commission v. Pullman Co., 312 U.S. 496, 61 S.Ct. 643, 85 L.Ed. 971 (1941), proper?

Timing is important not only to punishment, but also to proper judicial decision-making. Although we reject the State’s contention that Artway’s claims are moot because he has moved from New Jersey, ripeness problems preclude us from reaching the lion’s share of Artway’s claims. First, Artway’s claims that Megan’s Law’s notification provisions violate the Ex Post Facto, Bill of Attainder, and Double Jeopardy Clauses are unripe. Sex offenders are subject to notification only if the prosecutor finds a significant risk of recidivism-a determination that, with respect to Artway, has not yet been made and cannot be easily forecasted. It is far from clear, therefore, that Artway will ever be subject to notification. Moreover, we cannot make the novel, difficult, and fact-sensitive determination whether the notification provisions constitute “punishment”-the central question under all three clauses-without a record of how notification will be implemented and what concrete effects it will have on Artway (or those similarly situated). Although Art-way’s contention that notification constitutes punishment is prima facie quite persuasive, the claim will be fit for judicial review only when Artway (or some other sex offender) submits to the notification process and the impact is chronicled in the record. Similarly, since Artway has not yet been classified under Megan’s Law, his claim that he is due more process for receiving notice of and challenging a hypothetical determination regarding his dangerousness is unripe.

With regard to Artway’s claims that are currently justiciable, we hold first that Megan’s Law’s registration component does not violate the Ex Post Facto, Double Jeopardy, or Bill of Attainder Clauses as impermissible “punishment.” As the following discussion will show, the law on “punishment” is complicated and in some disarray. We devote a significant portion of this opinion, therefore, to explaining and synthesizing caselaw on the “punishment” issue in order to formulate the correct legal test.

We also hold that (1) the “repetitive and compulsive” classification of Megan’s Law does not. offend equal protection; (2) the alleged unreliability and unfairness of Art-[1243]*1243way’s “repetitive and compulsive” determination does not violate due process; (3) Megan’s Law is not unconstitutionally vague as applied to him; and (4) the district court did not err in refusing to abstain under Pullman.

We therefore vacate the judgment of the district court insofar as it enjoins the enforcement of Tier 2 and Tier 3 notification under Megan’s Law, and affirm that judgment insofar as it holds the registration provisions (including Tier 1 notification) of the Law constitutional.

I. BACKGROUND FACTS

In 1971, a New Jersey jury convicted Art-way of sodomy. The statutory elements of Artway’s crime did not require force, but the judge found that he had used violence and, as a result, sentenced him to an indefinite term in prison. See Artway v. Pallone,

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