Baker v. Warden

CourtDistrict Court, N.D. Indiana
DecidedMarch 22, 2021
Docket3:19-cv-00423
StatusUnknown

This text of Baker v. Warden (Baker v. Warden) is published on Counsel Stack Legal Research, covering District Court, N.D. Indiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Baker v. Warden, (N.D. Ind. 2021).

Opinion

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF INDIANA SOUTH BEND DIVISION

ELMER DEAN BAKER,

Petitioner,

v. CAUSE NO. 3:19-CV-423-RLM-MGG

WARDEN,

Respondent.

OPINION AND ORDER Elmer Dean Baker, a prisoner without a lawyer, filed a habeas corpus petition to challenge his convictions for child molestation under Cause No. 17D01-607-FA-7. Following a jury trial, on February 6, 2009, the Dekalb Superior Court sentenced Mr. Baker as a habitual offender to one hundred six years of incarceration.

PROCEDURAL DEFAULT Before considering the merits of a habeas petition, the court must ensure that the petitioner has exhausted all available remedies in state court. 28 U.S.C. § 2254(b)(1)(A); Lewis v. Sternes, 390 F.3d 1019, 1025 (7th Cir. 2004). A habeas petitioner must fully and fairly present his federal claims to the state courts. Boyko v. Parke, 259 F.3d 781, 788 (7th Cir. 2001). Fair presentment “does not require a hypertechnical congruence between the claims made in the federal and state courts; it merely requires that the factual and legal substance remain the same.” Anderson v. Brevik, 471 F.3d 811, 814–815 (7th Cir. 2006) (citing Boyko v. Parke, 259 F.3d at 788). It does, however, require “the petitioner to assert his federal claim through one complete round of state-court review, either on direct appeal of his conviction or in post-conviction proceedings.” Lewis v. Sternes, 390 F.3d at 1025 (internal quotations and citations omitted). “This means that the

petitioner must raise the issue at each and every level in the state court system, including levels at which review is discretionary rather than mandatory.” Id. “A habeas petitioner who has exhausted his state court remedies without properly asserting his federal claim at each level of state court review has procedurally defaulted that claim.” Id. Mr. Baker’s habeas petition presents thirty-seven claims for relief. He raises eleven claims against the trial court and one claim against the Indiana Supreme Court for its decision on direct appeal. His petition to transfer on direct

appeal raised only two claims: whether the trial court erred by not requiring jury unanimity on a specific criminal incident and whether the statute allowing the prosecution greater latitude in amending the charges violated the Ex Post Facto Clause. Under Indiana law, “if an issue was known and available but not raised on direct appeal, the issue is procedurally foreclosed.” Stephenson v. State, 864 N.E.2d 1022, 1028 (Ind. 2007). The claims against the trial court and the Indiana Supreme Court that weren’t raised in the petition to transfer on direct appeal are procedurally defaulted. Further, the Indiana Supreme Court found that Mr.

Baker waived the jury unanimity claim by not raising it at trial, so this claim is also procedurally defaulted. The Indiana Supreme Court reviewed the jury unanimity claim under the fundamental error doctrine, but such limited review doesn’t allow this court to consider the claim in this habeas case. See Carter v. Douma, 796 F.3d 726, 734 (7th Cir. 2015); Gray v. Hardy, 598 F.3d 324, 329 (7th Cir. 2010). The court will consider the remaining claim of whether the trial court violated the Ex Post Facto Clause by allowing the prosecution to amend

the charges. Mr. Baker raises fourteen claims of ineffective assistance of trial counsel. Under Indiana law, “a Sixth Amendment claim of ineffective assistance of trial counsel, if not raised on direct appeal, may be presented in postconviction proceedings.” Woods v. State, 701 N.E.2d 1208, 1220 (Ind. 1998). “However, if ineffective assistance of trial counsel is raised on direct appeal by a Davis petition or otherwise, the issue will be foreclosed from collateral review.” Id. (referring to mechanism to expedite review of post-conviction claims set forth in Davis v.

State, 368 N.E.2d 1149 (Ind. 1977)). Mr. Baker raised four claims of ineffective assistance of trial counsel on direct appeal, asserting that trial counsel erred by entering into a stipulation on uncharged crimes, by not objecting to the instruction on the elements of child molestation, by not requesting an instruction on unanimity, and by not presenting an expert witness. He didn’t present of these claims in his petition to transfer to the Indiana Supreme Court, so the ineffective assistance claims raised on direct appeal are procedurally defaulted. Further, due to Indiana’s all-or-nothing approach on the presentation

of ineffective assistance of trial counsel claims, the ineffective assistance of trial counsel claims that weren’t raised on direct appeal are also procedurally defaulted. Mr. Baker raises eleven claims of ineffective assistance of appellate counsel. In the petition to transfer to the Indiana Supreme Court on post- conviction review, Mr. Baker didn’t assert that appellate counsel rendered ineffective assistance by asserting ineffective assistance of trial counsel claims

on direct appeal or that she mishandled any arguments presented to the Court of Appeals of Indiana. Mr. Baker maintains that he presented these claims to the Indiana Supreme Court by incorporating by reference his brief to the Court of Appeals of Indiana, but Indiana law doesn’t let parties to present arguments that way. Bigler v. State, 732 N.E.2d 191, 197 (Ind. App. 2000) (“[A] party may not present an argument entirely by incorporating by reference from a source outside the appellate briefs.”). Mr. Baker also says that appellate counsel didn’t properly present the jury unanimity claim to the Indiana Supreme Court, but Mr. Baker

didn’t have a right to counsel at that stage of the proceedings. See Resendez v. Smith, 692 F.3d 623, 626 (7th Cir. 2012) (“A criminal defendant enjoys a right to counsel through his first appeal of right but once the direct appeal has been decided, the right to counsel no longer applies.”). For these reasons, Mr. Baker can’t proceed on these ineffective of assistance of appellate counsel claims. Mr. Baker fairly presented claims that he received ineffective assistance of appellate counsel based on these issues: (1) trial counsel should have objected to a juror who had a disqualifying relationship with the prosecuting attorney’s

husband; (2) trial counsel should have objected to the addition of a third count of child molestation in the amended information because it violated the statute of limitations; (3) the trial court allowed trial counsel to waive his right to a jury trial on the habitual offender enhancement in violation of Indiana’s personal waiver requirement; (4) the trial court sentenced him in violation of Apprendi v. New Jersey, 530 U.S. 466 (2000); (5) the prosecution improperly vouched for the victim’s credibility and relied on vouching testimony; (6) trial counsel should

have objected to juror bias as a result of pretrial publicity; and (7) the trial court should not have allowed the stipulation of evidence. In consideration of Mr.

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Bluebook (online)
Baker v. Warden, Counsel Stack Legal Research, https://law.counselstack.com/opinion/baker-v-warden-innd-2021.