Woods v. State

701 N.E.2d 1208, 1998 Ind. LEXIS 567, 1998 WL 809883
CourtIndiana Supreme Court
DecidedNovember 23, 1998
Docket06S00-9403-PD-224
StatusPublished
Cited by285 cases

This text of 701 N.E.2d 1208 (Woods v. State) is published on Counsel Stack Legal Research, covering Indiana Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Woods v. State, 701 N.E.2d 1208, 1998 Ind. LEXIS 567, 1998 WL 809883 (Ind. 1998).

Opinion

BOEHM, Justice.

David Leon Woods was convicted of murder and robbery and sentenced to death. He appeals the denial of his petition for postcon-viction relief challenging the effectiveness of his trial counsel. This ease presents a frequently encountered issue. The trial court found that the claim of ineffective representation was waived for failure to raise the issue on direct appeal. Woods contends that the trial record was not sufficiently developed to assess the merits of this claim on direct appeal. In brief, although ineffective assistance occasionally lends itself to resolution on direct appeal, we hold that a Sixth Amendment claim of ineffective assistance of trial counsel may be presented for the first time in a petition for postconviction relief. However, if ineffective assistance of trial counsel is raised on direct appeal, it will be foreclosed in postconviction proceedings. Turning to the merits of Woods’ claim, we affirm the trial court’s denial of relief.

Background and Standard of Review

In the early morning hours of April 7, 1984, Woods went to seventy-seven-year-old Juan Placentia’s apartment in Garrett, Indiana and stabbed him to death. Woods and accomplice Greg Sloan then took Placentia’s television and later sold it. The full account of these crimes is outlined in Woods’ direct appeal affirming the convictions and sentence. Woods v. State, 547 N.E.2d 772 (Ind.1989), aff'd on reh’g, 557 N.E.2d 1325 (Ind.1990). Because Woods appeals from a negative judgment, this Court will reverse the denial of postconviction relief only if the evidence as a whole leads unerringly and unmistakably to a decision opposite that reached by the postconviction court. Spranger v. State, 650 N.E.2d 1117, 1119-20 (Ind.1995). In this review, findings of fact are accepted unless “clearly erroneous,” Ind. Trial Rule 52(A), but no deference is accorded conclusions of law. State v. Van Cleave, 674 N.E.2d 1293, 1295-96 (Ind.1996), reh’g granted in part, 681 N.E.2d 181 (Ind.1997), cert. denied, — U.S. —, 118 S.Ct. 1060, 140 L.Ed.2d 121 (1998). The postconviction court is the sole judge of the weight of the evidence and the credibility of witnesses. See, e.g., Stewart v. State, 517 N.E.2d 1230, 1231 (Ind.1988).

I. Woods’ Principal Ineffectiveness Claim

Four months before trial began, Woods’ court-appointed attorney, Charles Rhetts Jr., was allowed to withdraw from the representation due to a possible conflict of interest. Allen Wharry and Douglas Johnston replaced Rhetts and defended Woods at trial. As explained in Part VI below, Woods now argues that Rhetts’ conflict of interest and failure to disclose the details of the conflict to Woods or his new lawyers tainted the entire trial. After Woods was convicted, Wharry filed a motion to correct error. Under the law at that time, this motion controlled the issues available on direct appeal. Ward v. *1211 State, 519 N.E.2d 561, 562 (Ind.1988). No claim of ineffective assistance was raised in the motion. New counsel was then appointed to represent Woods on direct appeal.

The postconviction court found that any claim of ineffective assistance based on the conflict was waived for failure to present the issue on direct appeal. In this appeal, the State contends that even if ineffective assistance was not waived, the claim fails on its merits. Woods maintains that the claim is available on collateral review because the facts supporting the claim — the details of the conflict — were not apparent from the trial record on direct appeal. For this reason, he contends that successor trial counsel Wharry cannot reasonably have been expected to present the issue in the motion to correct error so as to preserve it for direct appeal. 1 Woods also raises other grounds to support his claim of ineffective assistance.

II. The Varying Forms of Ineffective Assistance Claims

Woods’ claim is based solely on the Sixth Amendment right to counsel. 2 Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984) established the two-part test of incompetent performance and prejudice for adjudicating challenges to the effectiveness of trial representation. The competence prong ultimately presents a single overarching issue of whether counsel’s performance, as a whole, fell below “an objective standard of reasonableness” based on “prevailing professional norms.” Id. at 685, 104 S.Ct. 2052. “Isolated poor strategy, bad tactics, a mistake, carelessness or inexperience do not necessarily amount to ineffective counsel unless, taken as a whole, the defense was inadequate.” Davis v. State, 675 N.E.2d 1097, 1100 (Ind.1996) (citation and internal quotation marks omitted). Nearly fifteen years of practice under Strickland demonstrates that “ineffective assistance of counsel” embraces a number of quite different issues. Evaluating the assertion that availability of ineffective assistance in postconviction proceedings should be driven by the state of the record on direct appeal requires an analysis of the diverse nature of these contentions.

For purposes of the question presented today, issues supporting an ineffectiveness claim can be separated into three broad categories. Some can be evaluated on the face of the trial record (“record errors”). Examples are failure to tender or object to an instruction or failure to object to inadmissible evidence where the failure is outside the range of reasonable professional judgment and its prejudicial effect is clear. In those situations, there may be no need for delay or the taking of extrinsic evidence on the competence prong of Strickland because the claim may be resolved from the face of the trial record. 3 If so, the interest of prompt resolution of the matter favors permitting it to be raised on direct appeal. For example, in Pemberton v. State, 560 N.E.2d 524 (Ind.1990), trial counsel aggressively litigated a motion to suppress that challenged the admissibility of a suggestive “show-up” identification, but inexplicably failed to object at trial to preserve the issue for appeal. In holding that this amounted to deficient performance, this Court reasoned that “[t]here is no conceivable rational basis upon which to predicate a decision not to object. This can *1212 in no way be characterized as a strategical or tactical decision gone awry.” Id. at 527. See also Allen v. State, 686 N.E.2d 760, 778 (Ind.1997) (distinguishing Pemberton on the ground that “counsel’s decision to file a motion in limine instead of a motion to suppress could well have rested on strategic reasons”), petition for cert. filed, 67 U.S.L.W. 3434 (U.S. Aug. 28, 1998) (No. 98-5855). Because the omission was found to be inexcusable and prejudicial as a matter of law, the claim was resolvable on direct appeal without extrinsic evidence.

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Bluebook (online)
701 N.E.2d 1208, 1998 Ind. LEXIS 567, 1998 WL 809883, Counsel Stack Legal Research, https://law.counselstack.com/opinion/woods-v-state-ind-1998.