Baker & Hostetler LLP v. United States Department of Commerce

473 F.3d 312, 374 U.S. App. D.C. 172, 2006 U.S. App. LEXIS 31454, 2006 WL 3751451
CourtCourt of Appeals for the D.C. Circuit
DecidedDecember 22, 2006
Docket05-5185
StatusPublished
Cited by267 cases

This text of 473 F.3d 312 (Baker & Hostetler LLP v. United States Department of Commerce) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Baker & Hostetler LLP v. United States Department of Commerce, 473 F.3d 312, 374 U.S. App. D.C. 172, 2006 U.S. App. LEXIS 31454, 2006 WL 3751451 (D.C. Cir. 2006).

Opinions

Opinion for the Court filed by Circuit Judge KAVANAUGH in which Circuit Judge GARLAND joins and Circuit Judge HENDERSON joins as to Parts I-IV.

Opinion dissenting in part filed by Circuit Judge HENDERSON.

KAVANAUGH, Circuit Judge.

This Freedom of Information Act appeal is a footnote to the long trade dispute in which the United States and American softwood lumber companies have raised complaints about alleged unfair trade practices by the Canadian Government and Canadian softwood lumber exporters. The United States and Canada recently settled the trade disagreement, but this FOIA case lives on.

In 2002, the Department of Commerce imposed duties on imports of Canadian softwood lumber to the United States (duties that have since been rescinded as a result of the recent bilateral settlement). Later in 2002, the law firm Baker Hostet-ler, which represents Canadian softwood lumber companies, filed requests and a lawsuit under the Freedom of Information Act to obtain documents from the Depart[315]*315ment of Commerce related to the Department’s investigation of Canadian softwood lumber imports. At issue in this appeal are 17 third-party letters that the Department had received from American lumber companies; the Department claimed FOIA Exemption 4, which covers confidential commercial information provided by outside parties to the Government. Also at issue are 51 sets of internal Department notes; the Department claimed FOIA Exemption 5, which applies to privileged government documents. The District Court concluded that the Department properly withheld the documents under those FOIA exemptions. Applying settled legal principles to the unusual facts of this case, we affirm the District Court’s judgment with respect to the 17 third-party letters, we affirm with respect to one of the 51 sets of notes, and we reverse and remand for further proceedings with respect to 50 of the 51 sets of notes.

The Department has provided Baker Hostetler numerous other softwood-lumber-related documents that are not at issue on appeal. Because of its success in obtaining those documents, the firm argues it is a “complainant” that “substantially prevailed” in the overall FOIA litigation — meaning that it may receive attorney’s fees from the Department under FOIA. See 5 U.S.C. § 552(a)(4)(E). The District Court denied Baker Hostet-ler’s fee request, reasoning that the law firm is representing itself and thus is ineligible for fees. The plain language of the FOIA attorney’s fees provision does not contain such an exception, however, and the Supreme Court has stated that an organization remains eligible for attorney’s fees even when it represents itself in litigation. See Kay v. Ehrler, 499 U.S. 432, 436 n. 7, 111 S.Ct. 1435, 113 L.Edüd 486 (1991). Two other Courts of Appeals have interpreted Kay to allow fees for a law firm representing itself. We agree with those courts and therefore reverse and remand for further proceedings on the attorney’s fees issue; on remand, the District Court will determine whether Baker Hostetler “substantially prevailed” and is entitled to fees.

I

1. In the Tariff Act of 1930, Congress authorized the Department of Commerce to investigate (i) imports to the United States that are subsidized by foreign governments and (ii) dumping by foreign importers, which occurs when foreign companies sell their products in the United States at prices lower than in other markets. Pub.L. No. 71-361, 46 Stat. 590 (codified as amended at 19 U.S.C. §§ 1202 et seq.); see 19 U.S.C. §§ 1671(a), 1671a, 1673, 1673a. To counteract such trade practices by foreign governments and companies, the Department may impose countervailing and antidumping duties on goods imported into the United States. Id. §§ 1671d, 1673d. If duties are imposed, the affected foreign company may challenge the duties by seeking judicial review in the Court of International Trade. Id. § 1516a(a).

During the course of an investigation of subsidies to or dumping by foreign importers, the Department must maintain a public record of certain meetings between Department officials and outside parties (those are known as “ex parte meetings”). See id. § 1677f(a)(3); Department’s Br. at 10 (Act requires Department to “create for the public record memoranda that recount” certain ex parte meetings). If the meeting is an ex parte meeting covered by the statute, the Department must list: the identity of persons present at the meeting; the date, time, and place of the meeting; and a summary of the matters discussed. [316]*31619 U.S.C. § 1677f(a)(3). By regulation, the Department keeps this public record in its Central Records Unit. See 19 C.F.R. § 351.104(b) (2006).

In any lawsuit challenging the imposition of duties, the Court of International Trade bases its review on the full official record assembled during the investigation. See 19 U.S.C. § 1516a(b)(l)(B)(i), 1516a(b)(2)(A); see also 19 C.F.R. § 351.104(a)(1) (“For purposes of [19 U.S.C. § 1516a(b)(2) ], the record is the official record of each segment of the proceeding.”). That record includes “a copy of all information presented to or obtained by the Secretary, the administering authority, or the [International Trade] Commission during the course of the administrative proceeding .... ” 19 U.S.C. § 1516a(b)(2)(A)(i). However, “[t]he confidential or privileged status accorded to any documents, comments, or information shall be preserved in any action” challenging an antidumping or countervailing duty determination, although “the court may examine, in camera, the confidential or privileged material, and may disclose such material under such terms and conditions as it may order.” Id. § 1516a(b)(2)(B).

2. In early 2002, after an investigation, the Department of Commerce announced its decision to impose duties on imports of Canadian softwood lumber. The law firm Baker Hostetler, which represents Canadian softwood lumber companies, then submitted two Freedom of Information Act requests for a variety of Department of Commerce documents related to the investigation.

The Department turned over a large number of responsive records, but it withheld some that it deemed to fall within FOIA’s exemptions. As relevant here, the parties’ disagreement concerned two specific groups of withheld records: 17 third-party letters sent to the Department by a representative of American lumber companies; and 51 sets of internal notes of meetings between Department officials and outsiders.

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Bluebook (online)
473 F.3d 312, 374 U.S. App. D.C. 172, 2006 U.S. App. LEXIS 31454, 2006 WL 3751451, Counsel Stack Legal Research, https://law.counselstack.com/opinion/baker-hostetler-llp-v-united-states-department-of-commerce-cadc-2006.