Avila v. Willits Environmental Remediation Trust

633 F.3d 828, 2011 U.S. App. LEXIS 1730, 2011 WL 240392
CourtCourt of Appeals for the Ninth Circuit
DecidedJanuary 27, 2011
Docket09-16455, 09-16457, 09-16459, 09-17852
StatusPublished
Cited by303 cases

This text of 633 F.3d 828 (Avila v. Willits Environmental Remediation Trust) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Avila v. Willits Environmental Remediation Trust, 633 F.3d 828, 2011 U.S. App. LEXIS 1730, 2011 WL 240392 (9th Cir. 2011).

Opinions

Opinion by Judge RYMER; Section VLB. by Judge N.R. SMITH; Dissent by Judge RYMER.

OPINION

RYMER, Circuit Judge:

These are consolidated appeals from dismissal of toxic tort actions against Whitman Corporation. The district court dismissed a number of plaintiffs on statute of limitations grounds; others for failure to comply with case management orders; some when their expert’s opinion was excluded; and those who brought claims for preconception injury and for intentional infliction of emotional distress on the footing that those claims would not be recognized under California law. The court also taxed costs in an order that is separately appealed. We affirm on all grounds but timeliness of the adult claims, as to which we reverse. Reversal on this ground moots the costs award, which we vacate.

I

In 1945, Joe and R.E. Harrah bought land in Willits, California and began operating a machine shop that changed its name to Remco Manufacturing Co. in 1961 and later to Remco Hydraulics, Inc. The seven-acre site was located at 934 Main Street. The facility did “hard chrome plating,” a process by which a base metal and another substance of a lead alloy are immersed in a tank of chromic acid, and an electric current is passed through the solution, causing hexavalent chromium to adhere to a base metal. Whitman’s predecessor, Stanray Corporation, bought Rem-co on August 21, 1968; Whitman, in turn, sold the company to MC Industries, Inc. on December 16, 1988. The facility closed in 1995 when MC Industries declared bankruptcy.

In 1996, the City of Willits brought a federal action against Remco alleging that the site was contaminated and requesting remediation. People of the State of California and the City of Willits v. Remco Hydraulics, Inc., et al., Case No. CV 96-00283 SI (N.D.Cal.). A consent decree was entered on August 22, 1997, later amended on December 22, 2000. Among other things, the decree established the Willits Environmental Remediation Trust. The Trust has overseen efforts to investigate and remediate the Remco site since 1997. It has taken thousands of air, water and soil samples, and published groundwater monitoring and sampling reports, interim remedial action reports, work plans, and “Fact Sheets” detailing the background of the facility, environmental investigation activities, waste removal programs, findings from testing samples, and remedial actions.

Donna Avila and 100 others who lived in Willits filed suit on August 23, 1999 seeking recovery for medical problems they allege were caused by release of chemicals by Remco. Avila, et al. v. Willits Envtl. Remediation Trust, et al., Case No. C-99-3941 SI (N.D. Cal.).1 A second action, Arlich, et al. v. Willits Envtl. Remediation Trust, et al., was filed on January 16, 2001. These actions were consolidated in district court on February 13, 2002. A third action, Nickerman v. Remco Hydraulics, [832]*832Inc., was brought in state court on December 23, 2004, and removed. Nickerman was consolidated with Avila in June 2008.2 Although the operative consolidated complaint set forth various claims for relief, alleged personal injuries as a result of exposure to contamination from the Remco site are at the heart of the litigation and this appeal.

The litigation spanned ten years in district court. Numerous motions were filed and orders were entered. Not all involved every plaintiff, of whom there were approximately 1000. Hundreds settled. The main appeal focuses on seven rulings that applied to different subgroups, but that resulted in dismissal of all non-settling plaintiffs. The cost appeal is brought by plaintiffs who were involuntarily dismissed but were held jointly and severally liable for deposition costs associated with those who settled.

II

Questionnaires

Case Management Order No. 1, entered April 16, 2001, required answers to a discovery questionnaire on claimed exposure to Remco hazardous substances and alleged injuries from it. Questionnaire Plaintiffs had 270 days to respond. The initial order advised that sanctions, including terminating sanctions, could be sought against anyone who failed to answer in full. At an October 26, 2001 status conference the court extended the deadline to May 31, 2002. When it passed without responses, Whitman moved to dismiss. The court denied the motion on June 17, 2002, and gave Questionnaire Plaintiffs one more extension to July 15, 2002. Its order stated that no further extensions would be granted and warned that, in light of the two extensions already provided, any plaintiff who failed to submit a response by July 15, 2002 would be dismissed.

Meanwhile, at an October 2001 case management conference, the court also ordered responses by January 31, 2002 to a supplemental questionnaire with five questions on the statute of limitations. When that deadline passed without many responses, Case Management Order No. 2 was issued extending the time to March 29, 2002 and warning that anyone who failed to submit a response by that date would be dismissed with prejudice. On April 28, 2002 the court dismissed 218 Supplemental Questionnaire Plaintiffs who had not submitted a timely response, and on July 29, 2002, dismissed the 105 Questionnaire Plaintiffs who had failed to respond by July 15.

Avila argues that this was an abuse of discretion, but we don’t see how. The point was not pressed in district court as to dismissal of those Questionnaire plaintiffs who failed to respond at all, and is waived. In any event, the court granted liberal extensions. Questionnaire Plaintiffs had more than a year to provide responses; Supplemental Questionnaire Plaintiffs had more than five months to answer five questions. They were clearly warned that the court would dismiss any party who failed to file by the extended deadlines. In these circumstances we are not left with a firm conviction of a “clear error of judgment.” In re Exxon Valdez, 102 F.3d 429, 432 (9th Cir.1996) (noting that we review sanctions for abuse of discretion and will not reverse “absent a definite and firm conviction that the district court made a clear error of judgment.”).

[833]*833III

Prima Fade Order

On December 9, 2004 the district court found that, given the litigation had been ongoing for five years, it was reasonable to require those plaintiffs who had never lived in Willits, or who only lived in Willits after December 1988 (when Whitman ceased operations), to make a prima fade showing of exposure and causation. The process was memorialized in Case Management Order No. 4, entered March 1, 2005. It required written statements setting forth “all facts” supporting non-resident and post-1988 resident plaintiffs’ claimed exposure, together with a written statement from an expert describing the condition for which recovery was sought, identifying the chemical to which the plaintiff was exposed, explaining the route of exposure, opining on causation, and setting forth the scientific and medical basis upon which the opinion was based. On October 16, 2006, the court set a December 2006 deadline and on December 6, extended it to February 15, 2007. That deadline was met. Whitman responded on June 22, 2007, moving to strike the report of prima facie plaintiffs’ expert on exposure and causation, Dr. Alan S. Levin.

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