Ardeshir Goshtasby, and United States of America, Intervenor-Appellee v. Board of Trustees of the University of Illinois

141 F.3d 761, 1998 U.S. App. LEXIS 7386, 76 Fair Empl. Prac. Cas. (BNA) 1179, 1998 WL 169755
CourtCourt of Appeals for the Seventh Circuit
DecidedApril 13, 1998
Docket97-2297
StatusPublished
Cited by38 cases

This text of 141 F.3d 761 (Ardeshir Goshtasby, and United States of America, Intervenor-Appellee v. Board of Trustees of the University of Illinois) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ardeshir Goshtasby, and United States of America, Intervenor-Appellee v. Board of Trustees of the University of Illinois, 141 F.3d 761, 1998 U.S. App. LEXIS 7386, 76 Fair Empl. Prac. Cas. (BNA) 1179, 1998 WL 169755 (7th Cir. 1998).

Opinion

KANNE, Circuit Judge.

In an uphill battle, the Board of Trustees of the University of Illinois (“the University”) contends that Congress did not abrogate the states’ Eleventh Amendment immunity when it amended the Age Discrimination in Employment Act in 1974. See Fair Labor Standards Act Amendments of 1974, Pub.L. No. 93-259, § 28, 88 Stat. 74. The district court denied the University’s motion to dismiss. Relying on a wealth of our precedent and our application of City of Boerne v. Flores, — U.S. --•, 117 S.Ct. 2157, 138 L.Ed.2d 624 (1997), we affirm the district court’s denial.

I. History

Goshtasby began working at the University’s Chicago campus as an assistant professor of engineering in 1989. In December 1994, the engineering department recommended him and three other candidates for tenure. In May 1995, the University officially denied him tenure and informed him that it would only issue him a terminal contract. Goshtasby was the only one of these candidates denied tenure. Goshtasby alleges that he performed his job satisfactorily and that he was qualified for his position. He also alleges that each of the tenured individuals was younger and less qualified than he. Goshtasby believes that his age was the motivating factor for this decision. He was 45.

On June 15, 1996, Goshtasby filed a complaint against the University alleging that he was discriminated against on the basis of his age in violation of the Age Discrimination in Employment Act of 1967 (“ADEA”), 29 U.S.C. § 621 et seq. Goshtasby seeks damages and equitable relief.

On September 17, 1996, the University moved to dismiss the complaint as barred by the Eleventh Amendment. Relying on the Supreme Court’s decision in Seminole Tribe of Fla. v. Florida, 517 U.S. 44, 116 S.Ct. 1114, 134 L.Ed.2d 252 (1996), the University contended that Congress’ attempt to abrogate the states’ sovereign immunity in the 1974 Amendment to the ADEA was unconstitutional. Specifically, it argued that “Article I cannot be used to circumvent the constitutional limitations placed upon federal jurisdiction” in the Eleventh Amendment, id. at 73, 116 S.Ct. at 1132, and that Congress did not abrogate the University’s Eleventh Amendment immunity pursuant to a valid exercise of power under § 5 of the Fourteenth Amendment when it extended the ADEA to the states, see Fair Labor Standards Act Amendments of 1974, § 28, 88 Stat. 74 (amending 29 U.S.C. § 630). Alternatively, the University moved to stay the proceedings in the district court pending an interlocutory appeal of the denial of the University’s Eleventh Amendment defense.

The district court denied the University’s motion to dismiss. See Goshtasby v. University of Ill.-Chicago, No. 96 C 4271, slip op. at 10, 1997 WL 367362 (N.D.Ill. May 15, 1997). In doing so, the court relied on the precedent of this Court and the majority of other courts that have considered this issue. See id. at 8-9.

The University appealed to this Court. We have jurisdiction of this appeal pursuant to 28 U.S.C. § 1291 under the collateral order doctrine of Cohen v. Beneficial Indus. Loan Corp., 337 U.S. 541, 69 S.Ct. 1221, 93 L.Ed. 1528 (1949). See Puerto Rico Aqueduct and Sewer Auth. v. Metcalf & Eddy, Inc., 506 U.S. 139, 145, 113 S.Ct. 684, 688, 121 L.Ed.2d 605 (1993). On May 29, 1997, the University filed a motion to stay proceedings pending appeal. Goshtasby then moved for summary affirmance of the district court’s decision on June 16, 1997. After both parties responded to the respective motions, we denied Goshtasby’s motion for summary affirmance and stayed proceedings in the district court pending this appeal. See Goshtasby v. Board of Trustees of Univ. of Ill., 123 F.3d 427, 428 (7th Cir.1997).

II. Analysis

We review a district court’s dismissal under Rule 12(b)(1) de novo. See Selbe v. United States, 130 F.3d 1265, 1266 (7th Cir. 1997); Calderon v. United States, 123 F.3d 947, 948 (7th Cir.1997).

The Eleventh Amendment to the Constitution states:

*765 The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.

U.S. Const, amend. XI. Although the text of the Amendment appears to restrict only the federal courts’ Article III diversity jurisdiction, the Supreme Court has interpreted this Amendment “to stand not so much for what it says, but for the presupposition ... which it confirms.” Blatchford v. Native Village of Noatak, 501 U.S. 775, 779, 111 S.Ct. 2578, 2581, 115 L.Ed.2d 686 (1991). “The Amendment is rooted in a recognition that the States, although a union, maintain certain attributes of sovereignty, including sovereign immunity.” Puerto Rico Aqueduct, 506 U.S. at 146, 113 S.Ct. at 689. For over a century, the Supreme Court has interpreted the Amendment to deny the federal courts authority to entertain a suit brought by private parties against a state. See Hans v. Louisiana, 134 U.S. 1, 15, 10 S.Ct. 504, 507, 33 L.Ed. 842 (1890).

The Eleventh Amendment bar to suit, however, is not absolute. A state may consent to be sued in federal court, and in certain circumstances, Congress may abrogate the states’ sovereign immunity. See Seminole Tribe, 517 U.S. at 63-66, 71 n. 15, 116 S.Ct. at 1128, 1131 n. 15; Fitzpatrick v. Bitzer, 427 U.S. 445, 456, 96 S.Ct. 2666, 2671, 49 L.Ed.2d 614 (1976). In this case, both parties agree that the University has not consented to suit. Thus, we must evaluate whether Congress abrogated the states’ immunity in a constitutionally acceptable manner.

To determine whether Congress abrogated the states’ Eleventh Amendment immunity in enacting the ADEA, we must examine two issues: “first, whether Congress has ‘unequivocally expresse[d] its intent to abrogate the immunity,’ and second, whether Congress has acted ‘pursuant to a valid exercise of power.’ ” Seminole Tribe, 517 U.S. at 55, 116 S.Ct. at 1123 (internal citations omitted) (quoting Green v. Mansour, 474 U.S. 64, 68, 106 S.Ct. 423, 426, 88 L.Ed.2d 371 (1985)); see also Dellmuth v. Muth, 491 U.S. 223, 229-30, 109 S.Ct. 2397, 2400-02, 105 L.Ed.2d 181 (1989); Atascadero State Hosp. v. Scanlon, 473 U.S. 234, 243, 105 S.Ct.

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