Alexander v. Smith & Nephew, P.L.C.

98 F. Supp. 2d 1287, 2000 U.S. Dist. LEXIS 8167, 2000 WL 687883
District Court, N.D. Oklahoma·Decided May 4, 2000·No. 96-CV-1004-K(E)·Published·Cited by 3 cases

Opinion

ORDER

KERN, Chief Judge.

Before the Court are Defendant Smith & Nephew Richards, Inc.’s (“Defendant’s”) motions for summary judgment and to exclude or limit the testimony of Jerry D. McKenzie, M.D., as to Plaintiff Dorothea Kidney (“Plaintiff’).

J. History of Case

This is a products liability case concerning the Rogozinski Spinal Rod System manufactured by Defendant, presently on remand from In re Orthopedic Bone Screw Products Liability Litigation, multidistrict litigation number 1014, in the United States District Court for the Eastern District of Pennsylvania. Plaintiff is suing Defendant for injuries allegedly sustained due to the Rogozinski system implanted into her back in 1993. Plaintiffs theories for liability include manufacturers’ products liability, negligence,-negligence per se, failure to warn, breach of express and implied warranties, and fraud.

Plaintiff injured her back in June 1992, while trying to catch a slipping patient at work. In January 1993, Dr. Don L. Hawkins found Ms. Kidney to be suffering from central disc herniation at L4-5 and L5-S1 with interspace collapse; instability of L4-5 and L5-S1; and stenosis L4 to SI. Finding that Ms. Kidney had not improved with conservative measures, Dr. Hawkins discussed surgery with Plaintiff and her husband. He indicated the risks, benefits, and possible complications of this surgery to Ms. Kidney. Plaintiff agreed to surgery, which Dr. Hawkins conducted on January 11, 1993. In this surgery, Dr. Hawkins performed a decompressive lumbar laminectomy at L4, L5, and L5-S1; fairly extensive medial facetectomy at L5-S1 on the left side with extensive forami-notomy of the L5-S1 nerve root and less extensive foraminotomy at L4-5; discecto-my at L4-5 and L5-S1; open reduction and segmental fixation of the L4-5 and L5-S1 levels using the Rogozinski Spinal Rod System; bilateral-lateral mass fusion at L4-5 and L5-S1 using cortical-cancel-lous iliac bone graft; and removal of the spinal processes at L4 and L5. Although fusion was delayed and Dr. Hawkins eventually prescribed a bone growth stimulator, around one year after surgery x-rays showed solid fusion, fully ossified from L4 to SI. Post-operative examinations during this first year showed decreased, but not *1292 eliminated, leg and back pain with continuing problems with her previously-arthritic knees. Plaintiff argues that the Rogozin-ski system was not mechanically strong enough to support her spine during the fusion process, did not promote fusion or provide any medical benefit, and that it aggravated, if not caused, her medical problems, primarily continued back and leg pain.

II. Exclusion of Expert Testimony

Defendant seeks to exclude the testimony of Dr. Jerry D. McKenzie, Plaintiffs medical causation expert, for failure to satisfy Fed.R.Evid. 702. Defendant argues that Dr. McKenzie is not qualified to testify as to his expressed opinions, his opinions are not sufficiently reliable to satisfy Rule 702, and his opinions are irrelevant to the case.

A. Standard

Fed.R.Evid. 702 authorizes a “witness qualified as an expert by knowledge, skill, experience, training, or education” to testify as to “scientific, technical, or other specialized knowledge.” Testimony is admissible under Fed.R.Evid. 702, if it “rests on a reliable foundation and is relevant.” See Kumho Tire Co. v. Carmichael, 526 U.S. 137, 141, 119 S.Ct. 1167, 143 L.Ed.2d 238 (1999). In making its initial determination of reliability, the Court has broad latitude to consider whatever factors the Court finds useful, and the particular factors will depend on the unique circumstances of the expert testimony involved. See id. at 152, 119 S.Ct. 1167. Factors mentioned in Daubert and Kumho include the following: (1) whether the reasoning or methodology underlying the expert’s opinion has been or could be tested; (2) whether the reasoning or methodology has been subject to peer review and publication; (3) the known or potential rate of error; and (4) the level of acceptance of the reasoning or methodology by the relevant professional community. See id. at 149-52, 119 S.Ct. 1167; Daubert v. Merrell Dow Pharms., Inc., 509 U.S. 579, 592-95, 113 S.Ct. 2786, 125 L.Ed.2d 469 (1993). These factors are not necessarily applied in every case and are not exclusive of other factors. See Kumho, 526 U.S. at 150, 119 S.Ct. 1167. An expei't may rely on facts and data not in evidence to the extent reasonably relied upon by experts in his field. See Fed.R.Evid. 703. Rule 702 was intended to liberalize the introduction of relevant expert evidence and such testimony is subject to being tested by “vigorous cross-examination, presentation of contrary evidence, and careful instruction on the burden of proof.” Daubert, 509 U.S. at 596, 113 S.Ct. 2786. The Court also must recognize that expert witnesses have the potential to “be both powerful and quite misleading.” Id. at 595, 113 S.Ct. 2786.

B. Dr. McKenzie’s Qualifications

Dr. McKenzie does not qualify as an expert to testify as to the causation of Plaintiffs ailments. Dr. McKenzie’s report indicates that he proposes to testify that (1) the Rogozinski device did not provide any medical advantage to Ms. Kidney; (2) she developed a foreign body reaction to the device, resulting in a chronic inflammatory process that probably caused reactive scar tissue and bony overgrowth; (3) she developed radiculopathy and unrelenting chronic low back pain from the mechanical instability of the Rogozinski device and the destruction of the normal architectural structure of the lumbar spine in order to implant the device; and (4) her fusion may not have consolidated.

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Alexander v. Smith & Nephew, P.L.C., 98 F. Supp. 2d 1287, 2000 U.S. Dist. LEXIS 8167, 2000 WL 687883 (N.D. Okla. 2000).

98 F. Supp. 2d 1287 (Alexander v. Smith & Nephew, P.L.C.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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