Alexander v. Smith & Nephew, P.L.C.

98 F. Supp. 2d 1310, 2000 U.S. Dist. LEXIS 8170, 2000 WL 748157
District Court, N.D. Oklahoma·Decided June 6, 2000·No. 96-CV-1004-K (E)·Published·Cited by 16 cases

Opinion

ORDER

KERN, Chief Judge.

Before the Court are Defendant Smith & Nephew Richards, Inc.’s (“Defendant’s”) motions for summary judgment and to exclude or limit the testimony of Michael Farrar, D.O., as to Plaintiff Lois Dentis (“Plaintiff’).

I. History of Case

This is a products liability case concerning the Rogozinski Spinal Rod System manufactured by Defendant, presently on remand from In re Orthopedic Bone Screw Products Liability Litigation, multidistrict litigation number 1014, in the United States District Court for the Eastern District of Pennsylvania. Plaintiff is suing Defendant for injuries allegedly sustained due to the Rogozinski system implanted into her back in 1991. Plaintiffs theories for liability include manufacturers’ products liability, negligence, negligence per se, failure to warn, breach of express and implied warranties, and fraud.

Plaintiff injured her back in August 1990, while lifting a box at work. Over the next few months, Plaintiff was seen by WorkMed physicians and Sami Framjee, M.D., an orthopedic surgeon. In December, her workers’ compensation physician, Michael Farrar, D.O., found evidence of disc derangement in the lumbar spine. In May 1991, Ms. Dentis began seeing Mark A. Hayes, M.D., an orthopedic surgeon, who eventually diagnosed her with small discrete herniated discs at L4-5 and L5-Sl. Following unsuccessful conservative treatment, Plaintiff underwent her first surgery, a lumbar laminotomy and discec-tomy, with partial medial and lateral face-tectomy of L4-5 on the right and L5-S1 on the left, in July 1991. Ms. Dentis’ condition continued to worsen, and an MRI revealed considerable scar tissue at L5-S1. Dr. Hayes referred Plaintiff to Anthony C. Billings, M.D., for a consultation. Finding a disc herniation at the L5-S1 level, Dr. Billings recommended a lumbar laminecto- *1314 my at L5-S1 with disc excision bilateral followed by instrumentation and fusion. Plaintiff agreed to a second surgery, which Drs. Hayes and Billings performed on November 5, 1991. In this -surgery consisted of a segmental bilateral pedicle screw fixation of L4-5 and L5-S1, utilizing the Rogo-zinski Spinal Rod System; bilateral lateral mass fusion at L4-5 and L5-S1, with left iliac crest bone graft from a separate incision; and a decompressive lumbar lami-nectomy and discectomy redo at L4-5 and L5-S1. By January 1992, Dr. Hayes found that Ms. Dentis’ fusion appeared to be consolidating satisfactorily and her pain to be small and limited to her low back in the evening. In February and June, 1993, however, Plaintiff experienced falls causing increased pain. In July 1993, x-rays showed intact hardware and narrowing disc space at L4-5 and L5-S1. Dr. Hayes suspected that Ms. Dentis was experiencing some pain secondary to her hardware, and he informed her that removal might help reduce this pain. Ms. Dentis chose to have the Rogozinski device removed, and Dr. Hayes explanted it on October 5, 1993. By November, Plaintiff reported feeling great. In June 1994, Plaintiff suffered another fall and accompanying low back pain. Plaintiff argues that the Rogozinski system was mechanically unsound and did not provide stability to her spine during the fusion process or otherwise promote fusion and that it caused her chronic pain and increased susceptibility to future spinal disorders.

II. Exclusion of Expert Testimony

Defendant seeks to exclude the testimony of Dr. Michael Farrar, Plaintiffs medical causation expert, for failure to satisfy Fed.R.Evid. 702. Defendant argues that Dr. Farrar is not qualified to testify as to his expressed opinions, his opinions are not sufficiently reliable to satisfy Rule 702, and his opinions are irrelevant to the case.

A. Standard

Fed.R.Evid. 702 authorizes a “witness qualified as an expert by knowledge, skill, experience, training, or education” to testify as to “scientific, technical, or other specialized knowledge.” Testimony is admissible under Fed.R.Evid. 702, if it “rests on a reliable foundation and is relevant.” See Kumho Tire Co. v. Carmichael, 526 U.S. 137, 141, 119 S.Ct. 1167, 143 L.Ed.2d 238 (1999). In making its initial determination of reliability, the Court has broad latitude to consider whatever factors the Court finds useful, and the particular factors will depend on the unique circumstances of the expert testimony involved. See id. at 152, 119 S.Ct. 1167. Factors mentioned in Daubert and Kumho include the following: (1) whether the reasoning or methodology underlying the expert’s opinion has been or could be tested; (2) whether the reasoning or methodology has been subject to peer review and publication; (3) the known or potential rate of error; and (4) the level of acceptance of the reasoning or methodology by the relevant professional community. See id. at 149-52, 119 S.Ct. 1167; Daubert v. Merrell Dow Pharms., Inc., 509 U.S. 579, 592-95, 113 S.Ct. 2786, 125 L.Ed.2d 469 (1993). These factors are not necessarily applied in every case and are not exclusive of other factors. See Kumho, 526 U.S. at 150, 119 S.Ct. 1167. An expert may rely on facts and data not in evidence to the extent reasonably relied upon by experts in his field. See Fed.R.Evid. 703. Rule 702 was intended to liberalize the introduction of relevant expert evidence, and such testimony is subject to being tested by “vigorous cross-examination, presentation of contrary evidence, and careful instruction on the burden of proof.” Daubert, 509 U.S. at 596, 113 S.Ct. 2786. The Court also must recognize that expert witnesses have the potential to “be both powerful and quite misleading.” Id. at 595, 113 S.Ct. 2786.

B. Dr. Farrar’s Qualifications

Dr. Farrar does not qualify as an expert to testify as to the causation of *1315 Plaintiffs ailments. Dr. Farrar’s report indicates that he proposes to testify that the Rogozinski device is mechanically unsound and did not contribute to Ms. Den-tis’ attainment of solid fusion; the device caused excessive scarring, fibrosis, and the formation of hypertrophic bony overgrowth, leading to foraminal stenosis, permanent nerve root damage, chronic pain, and increased susceptibility and vulnerability to future spinal disorders; and an examination of the Rogozinski device ex-planted from Plaintiff indicates abrasion, corrosion, staining, and surface erosion.

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Alexander v. Smith & Nephew, P.L.C., 98 F. Supp. 2d 1310, 2000 U.S. Dist. LEXIS 8170, 2000 WL 748157 (N.D. Okla. 2000).

98 F. Supp. 2d 1310 (Alexander v. Smith & Nephew, P.L.C.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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