Alexander v. Smith & Nephew, P.L.C.

98 F. Supp. 2d 1299, 2000 U.S. Dist. LEXIS 8248, 2000 WL 748156
District Court, N.D. Oklahoma·Decided June 5, 2000·No. 96-CV-1004-K (E)·Published·Cited by 5 cases

Opinion

ORDER

KERN, Chief Judge.

Before the Court are Defendant Smith & Nephew Richards, Inc.’s (“Defendant’s”) motions for summary judgment and to exclude or limit the testimony of Michael Farrar, D.O., as to Plaintiff Shirley Davis (“Plaintiff’).

I. History of Case

This is a products liability case concerning the Rogozinski Spinal Rod System manufactured by Defendant, presently on remand from In re Orthopedic Bone Screw Products Liability Litigation, multidistrict litigation number 1014, in the United States District Court for the Eastern District of Pennsylvania. Plaintiff is suing Defendant for injuries allegedly sustained due to the Rogozinski system implanted into her back in 1992. Plaintiffs theories for liability include manufacturers’ products liability, negligence, negligence per se, failure to warn, breach of express and implied warranties, and fraud.

Plaintiff injured her back in December 1990, while lifting a box at work. Her workers’ compensation physician, Michael *1303 Farrar, D.O., suspected a herniated disc with left radicular involvement. Dr. Far-rar referred Ms. Davis to Armen Marouk, D.O., who diagnosed her with acute left L5 and SI radiculopathy and a ruptured L4-5 disc. Following unsuccessful conservative treatment, Plaintiff underwent her first surgery, a bilateral L4-5 laminotomy and discectomy performed by Mark A. Hayes, M.D., in September 1991. After an initial improvement followed by the continued deterioration of her condition, Dr. Hayes found Ms. Davis to be suffering from recurrent disc at L4-5 with a more significant disc protrusion at L3^1. Plaintiff agreed to a second surgery, which Dr. Hayes performed on February 12, 1992. In this surgery, Dr. Hayes performed an L3-4, L4-5, and L5-S1 segmental bilateral fixation utilizing the Rogozinski Spinal Rod System with screws placed at the pedicles of L3, L4, and SI; bilateral lateral mass fusion at L3-4, L4-5, and L5-S1; right iliac crest bone graft from a separate incision; redo laminectomy at L4-5; and laminotomies at L3^4 and L5-S1. In October 1992, Dr. Hayes found that Ms. Davis’ fusion appeared solid and she was improving with therapy. In December, however, Plaintiff was involved in a ear accident and suffered increased pain. By March 1994, Dr. Hayes noted that Ms. Davis still had some pain in her back, which he determined to be somewhat related to her hardware, and he informed her that removal might help reduce this pain. By May, however, Dr. Hayes determined Plaintiffs pain to be inconsistent and recommended canceling the surgery. Ms. Davis chose to have the Rogozinski device removed, and Dr. Hayes explanted it on June 20, 1994. During the explantation surgery, Dr. Hayes noted solid fusion and a small amount of black metal debris around the hardware at the screw sites. Plaintiff argues that, although she attained solid fusion, the Rogozinski system was mechanically unsound and did not provide stability to her spine during the fusion process or otherwise promote fusion and that it caused her chronic pain and increased susceptibility to future spinal disorders.

II. Exclusion of Expert Testimony

Defendant seeks to exclude the testimony of Dr. Michael Farrar, Plaintiffs medical causation expert, for failure to satisfy Fed.R.Evid. 702. Defendant argues that Dr. Farrar is not qualified to testify as to his expressed opinions, his opinions are not sufficiently rehable to satisfy Rule 702, and his opinions are irrelevant to the case.

A. Standard

Fed.R.Evid. 702 authorizes a “witness qualified as an expert by knowledge, skill, experience, training, or education” to testify as to “scientific, technical, or other specialized knowledge.” Testimony is admissible under Fed.R.Evid. 702, if it “rests on a reliable foundation and is relevant.” See Kumho Tire Co. v. Carmichael, 526 U.S. 137, 141, 119 S.Ct. 1167, 143 L.Ed.2d 238 (1999). In making its initial determination of reliability, the Court has broad latitude to consider whatever factors the Court finds useful, and the particular factors will depend on the unique circumstances of the expert testimony involved. See id. at 152, 119 S.Ct. 1167. Factors mentioned in Daubert and Kumho include the following: (1) whether the reasoning or methodology underlying the expert’s opinion has been or could be tested; (2) whether the reasoning or methodology has been subject to peer review and publication; (3) the known or potential rate of error; and (4) the level of acceptance of the reasoning or methodology by the relevant professional community. See id. at 149-52, 119 S.Ct. 1167; Daubert v. Merrell Dow Pharms., Inc., 509 U.S. 579, 592-95, 113 S.Ct. 2786, 125 L.Ed.2d 469 (1993). These factors are not necessarily applied in every case and are not exclusive of other factors. See Kumho, 526 U.S. at 150, 119 S.Ct. 1167. An expert may rely on facts and data not in evidence to the extent reasonably relied upon by experts in his field. See Fed.R.Evid. 703. Rule *1304 702 was intended to liberalize the introduction of relevant expert evidence, and such testimony is subject to being tested by “vigorous cross-examination, presentation of contrary evidence, and careful instruction on the burden of proof.” Daubert, 509 U.S. at 596, 113 S.Ct. 2786. The Court also must recognize that expert witnesses have the potential to “be both powerful and quite misleading.” Id. at 595, 113 S.Ct. 2786.

B. Dr. Farrar’s Qualifications

Dr. Farrar does not qualify as an expert to testify as to the causation of Plaintiffs ailments. Dr. Farrar’s report indicates that he proposes to testify that the Rogo-zinski device is mechanically unsound and did not contribute to Ms. Davis’ attainment of solid fusion; the device caused excessive scarring, fibrosis, and the formation of hy-pertrophic bony overgrowth and led to for-aminal stenosis, permanent nerve root damage, chronic pain, and increased susceptibility and vulnerability to future spinal disorders; and an examination of the Rogozinski device explanted from Plaintiff indicates movement in vivo.

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Alexander v. Smith & Nephew, P.L.C., 98 F. Supp. 2d 1299, 2000 U.S. Dist. LEXIS 8248, 2000 WL 748156 (N.D. Okla. 2000).

98 F. Supp. 2d 1299 (Alexander v. Smith & Nephew, P.L.C.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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