Walters v. Reno

145 F.3d 1032, 98 Cal. Daily Op. Serv. 3748, 40 Fed. R. Serv. 3d 811, 98 Daily Journal DAR 5164, 1998 U.S. App. LEXIS 9846, 1998 WL 257263
CourtCourt of Appeals for the Ninth Circuit
DecidedMay 18, 1998
DocketNo. 96-36304
StatusPublished
Cited by211 cases

This text of 145 F.3d 1032 (Walters v. Reno) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Walters v. Reno, 145 F.3d 1032, 98 Cal. Daily Op. Serv. 3748, 40 Fed. R. Serv. 3d 811, 98 Daily Journal DAR 5164, 1998 U.S. App. LEXIS 9846, 1998 WL 257263 (9th Cir. 1998).

Opinion

REINHARDT, Circuit Judge:

The Attorney General of the United States and other parts of the U.S. government (collectively, “the government”) appeal from the district court’s determination that certain administrative procedures employed by the Immigration and Naturalization Service (“INS”) violated the constitutional requirements of due process. The government also appeals the district court’s certification of the plaintiff class and the court’s entry of permanent injunctive relief. We agree with the district court that the nationwide procedures by which the INS obtained waivers in document fraud cases violated the aliens’ rights to due process of law. We also agree that certification of plaintiffs as a class under Fed. R.Civ.P. 23(b)(2) was appropriate. And although we modify one of the provisions in the injunction, we uphold its principal terms.

Proceedings in the District Court

The plaintiffs brought suit against the government on behalf of themselves and similarly situated noncitizens, seeking declaratory and injunctive relief on the ground that the administrative procedures used by the INS to obtain final orders under the document fraud provisions of the Immigration and Naturalization Act of 1990 (“INA” or “the Act”) violated their rights to procedural due process. Under § 274C of the Act, 8 U.S.C. § 1324c, the INS may issue an unappealable final order against an alien who has been accused of document fraud if the alien does not request a hearing in writing within 60 days of receiving the notice of intent to fine (“the fine notice”) and the notice of rights/waiver (“the rights/waiver notice”) forms. Such an order renders the alien de-portable and permanently excludable. Deportation is automatic, except in narrowly limited circumstances. If the alien signs a statement waiving his rights with respect to the document fraud charges, including his right to a hearing, the INS will immediately issue an unappealable final order assessing a fine and requiring the alien to cease and desist from his wrongful conduct, but the ultimate result that ordinarily will follow soon thereafter will be the issuance of an order of deportation.

In their complaint, the plaintiffs contend that despite the dramatic immigration consequences for those charged with violating the document fraud provisions of the INA, the forms served on aliens in connection with these charges are dense and written in complex, legal language. The plaintiffs allege that on account of the confusing nature of the forms, aliens in document fraud proceedings are not adequately informed of the steps they must take in order to contest the charges brought against them and thus do not learn how to obtain a hearing on them. Moreover, they allege, they do not learn the true consequences of failing to request that hearing. They also challenge the general procedures by which the forms are presented to them. The plaintiffs moved to certify a class of approximately 4,000 aliens who had been or were subject to final orders, and moved for the entry of a preliminary injunction, summary judgment, a permanent injunction, and an order requiring the INS to reopen each plaintiff’s document fraud case and provide hearings if necessary.

In March 1996, Judge Coughenour certified the plaintiffs as a class with the following characteristics:

All non-citizens who have or will become subject to a final order under § 274C of the Immigration and Naturalization Act because they received notice forms that did not adequately advise them of their rights, of the consequences of waiving their rights or of the consequences of failing to request a hearing.

Under the district court’s order, an individual alien can establish his status as a class member by attesting that he did not understand either his rights in the document fraud proceedings or the consequences of waiving his rights. In the same order, Judge Coughen-our ruled on summary judgment that the procedures and forms used by the INS in [1037]*1037document fraud eases are unconstitutional because they deny aliens their rights to due process of law. The court also granted permanent injunctive relief; the terms of the injunction were to be decided after the parties submitted proposals to the court.

In October 1996, Judge Coughenour entered final judgment in favor of the plaintiffs and granted a permanent injunction requiring the INS to take a variety of actions to remedy the constitutional violations. According to the terms of the injunction, the INS must: (1) revise the two misleading forms (the fine notice and the rights/waiver notice); (2) send notice to possible class members at their last known addresses, and, through a publicity campaign that must include specific attempts to contact all class members inside and outside of the country, publicize the opportunity for class members to reopen their document fraud proceedings; (3) refrain from deporting noncitizens on the basis of § 274C final orders that were entered without a hearing until class members have the opportunity to pursue reopening procedures; (4) reopen § 274C proceedings for each class member who was subject to a § 274C final order, unless the government can show that alien received adequate notice; (5) parole or make other arrangements for class members outside the United States to pursue reopened proceedings; and (6) recharge any alien charged with deficient forms who failed to request a hearing but has not yet been subjected to a final order, unless the government can show that the alien received adequate notice.

In its order certifying the class and finding due process violations, the district court did not resolve all of the claims raised by the plaintiffs. However, after the government moved for summary judgment in its favor on the remaining claims,1 the district court stated in its order for a permanent injunction that “there is no reason to rule on the alternate grounds for that relief represented by the three issues defendants ask the Court to decide.” The district court dismissed without prejudice the leftover claims.

The government challenges the district court’s factual findings and legal conclusions in toto.

DISCUSSION

Although there is no question that the United States has extraordinarily broad ♦powers in the area of immigration and border control, it is also well established that aliens facing deportation from this country are entitled to due process rights under the Fifth Amendment. Mathews v. Diaz, 426 U.S. 67, 77, 96 S.Ct. 1883, 48 L.Ed.2d 478 (1976). As the Supreme Court has explained on a number of occasions, “once [an] alien gains admission to our country and begins to develop the ties that go with permanent residence his constitutional status changes accordingly.” Landon v. Plasencia, 459 U.S. 21, 32, 103 S.Ct. 321, 74 L.Ed.2d 21 (1982). Thus, the government is not free to deport an alien from the United States unless it has first accorded him the most basic procedural protections — notice and a hearing at a meaningful time and in a meaningful manner. Id. at 32-33, 103 S.Ct. 321.2 The plaintiffs assert that the INS regularly violates these constitutional precepts in the context of document fraud proceedings.

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145 F.3d 1032, 98 Cal. Daily Op. Serv. 3748, 40 Fed. R. Serv. 3d 811, 98 Daily Journal DAR 5164, 1998 U.S. App. LEXIS 9846, 1998 WL 257263, Counsel Stack Legal Research, https://law.counselstack.com/opinion/walters-v-reno-ca9-1998.