United States v. Wells

9 C.M.A. 509, 9 USCMA 509, 26 C.M.R. 289, 1958 CMA LEXIS 489, 1958 WL 3362
CourtUnited States Court of Military Appeals
DecidedAugust 1, 1958
DocketNo. 10,925
StatusPublished
Cited by19 cases

This text of 9 C.M.A. 509 (United States v. Wells) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Wells, 9 C.M.A. 509, 9 USCMA 509, 26 C.M.R. 289, 1958 CMA LEXIS 489, 1958 WL 3362 (cma 1958).

Opinions

[511]*511Opinion of the Court

Robert E. Quinn, Chief Judge:

Almost half a hundred specifications were laid against the accused. For the most part they allege larceny by check, dishonorable failure to maintain sufficient funds for payment of checks, and dishonorable failure to pay debts. Most of the charges were referred to trial by general court-martial. With some exceptions, the accused was convicted as charged. On appellate review some of the findings of guilty were set aside by the board of review. The board of review also modified the sentence. We granted further review to consider a number of matters raised by the record of trial.

Originally the convening authority referred a considerable number of the specifications to a special court-martial for trial. The special court convened on April 4, 1956. The court members and the trial personnel were sworn, but the trial was adjourned on two occasions because the court was reduced by challenge to less than a quorum. Finally, the court was organized, various motions were interposed and ruled upon, and the accused entered a plea of not guilty. Thereupon, trial counsel claimed surprise and moved for a twelve-day continuance “to prepare his case.” Over defense counsel’s vigorous contention that “he was ready for trial” and that he objected to the continuance, the motion was granted. On May 1, the court reconvened. Instead of proceeding on the merits, trial counsel read a letter from the convening authority dated April 25, 1956, in which he advised the court that he had withdrawn the charges because of the “receipt of additional charges during the month of April.” Despite defense counsel’s contention that failure to proceed would result in double jeopardy, the court was adjourned. Four and one-half months later the present charges, which include a number of those earlier referred to the special court, came on for hearing before a general court. Before entering the accused’s plea of not guilty to all charges, defense counsel moved to dismiss the charges that had been before the special court on the ground of former jeopardy. The motion was denied. Relying upon a discussion of former jeopardy set out in paragraph 68d of the Manual for Courts-Martial, United States, 1951, the board of review upheld the ruling.1

The Fifth Amendment to the United States Constitution provides that no person shall be “subject for the same offence to be twice put in jeopardy of life or limb.” Interpreting the constitutional provision the Federal courts have held that jeopardy normally attaches at one of two times: If the trial is before the judge without a jury, jeopardy attaches when the court begins to hear evidence; if the trial is before a judge and jury, jeopardy attaches when the accused has been arraigned and has pleaded and the jury has been impanelled and sworn. Clawans v Rives, 104 F 2d 240 (CA DC Cir) (1939); McCarthy v Zerbst, 85 F 2d 640 (CA 10th Cir) (1936), cert den 299 US 610, 57 S Ct 313, 81 L ed 450; United States v VanVliet, 23 Fed 35 (ED Mich) (1885). It has been observed, however, that in the latter instance even the swearing of the jury to try the issues is not “invariably determinative.” Carrado v United States, 210 F 2d 712 (CA DC Cir) (1953), cert den 350 US 938, 100 L ed 819, 76 S Ct 310.

In military practice the swearing of the trial personnel and the court members is the first real order of business. Appendix 8a, Manual for Courts-[512]*512Martial, United States, 1951. Since the challenge proceedings follow the swearing, the court can hardly be said to be “impanelled” on the swearing. Consequently, the time that the court is sworn to try the issues cannot be regarded as the time that jeopardy attaches. A second possible time is the arraignment. That stage of the trial fixes the time when the accused’s voluntary absence will not prevent the court from proceeding to verdict and sentence. United States v Houghtailing, 2 USCMA 230, 8 CMR 30. However, at that stage the proceedings are still substantially preliminary. Various motions for appropriate relief can be interposed, and the accused has not yet entered a plea. We are thus left with either the time when the plea is entered or when the court has actually begun to hear evidence. To choose the former would establish in military law a practice different than that in use in the Federal criminal courts. Apparently Congress intended that jeopardy in the courts-martial system would attach upon the hearing of evidence, and thus conform to one of the alternatives of the general rule.

Article 44, Uniform Code of Military Justice, 10 USC § 844, provides as follows:

“(a) No person may, without his consent, be tried a second time for the same offense.
“(b) No proceeding in which an accused has been found guilty by a court-martial upon any charge or specification is a trial in the sense of this article until the finding of guilty has become final after review of the case has been fully completed.
“(c) A proceeding which, after the introduction of evidence but before a finding, is dismissed or terminated by the convening authority or on motion of the prosecution for failure of available evidence or witnesses without any fault of the accused is a trial in the sense of this article.”

The pattern of the Article is clear. Although the language of the first subsection is different from that of the Fifth Amendment it embodies the general constitutional prohibition against double jeopardy. The second subsection expresses a qualification of the rule of jeopardy in the ease of an appeal from a conviction. United States v Zimmerman, 2 USCMA 12, 6 CMR 12.2 The final subsection relates to a common situation which contravenes the constitutional prohibition against double jeopai’dy. Clawans v Rives, supra; Cornero v United States, 48 F 2d 69 (CA 9th Cir) (1931). But not all the qualifications or illustrations of the rule are set out in the Article. For example, the Article is silent on the right of the trial judge to declare a mistrial in the interest of justice, or to withdraw the charges from the jury because of “manifest necessity.” Wade v Hunter, 336 US 684, 93 L ed 974, 69 S Ct 754; United States v Stringer, 5 USCMA 122, 17 CMR 122; Manual for Courts-Martial, supra, paragraph 566 and c. However, the fact that Congress singled out for special consideration the withdrawal of charges “after the introduction of evidence” indicates a disposition to regard the time of jeopardy in the miltary as the beginning of the presentation of evidence. As already noted, this approach accords with that of the Federal courts in the case of trial by a judge without a jury. In some respects a court-martial functions as both a judge and a jury, and hence the approach is not inappropriate. Considering this characteristic of the court-martial, and having in mind the chronology of court-martial procedure, we agree with the Government the “earliest point when jeopardy may attach in a court-martial . . . is at the . . . reception of evidence on the general issue.” We hold, therefore, that jeopardy did not attach when the charges were withdrawn from the special court-martial. The motion to dismiss the charges on the ground of former jeopardy was properly denied.

[513]*513Another of the law officer’s rulings challenged by the accused relates to the instructions on the law applicable to the case. The accused maintains he was prejudiced by an instruction given over his objection.

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Bluebook (online)
9 C.M.A. 509, 9 USCMA 509, 26 C.M.R. 289, 1958 CMA LEXIS 489, 1958 WL 3362, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-wells-cma-1958.