United States v. Zimmerman

2 C.M.A. 12, 2 USCMA 12
United States Court of Military Appeals·Decided October 6, 1952·No. No. 261·Published·Cited by 16 cases

Opinion

Opinion of the Court

Paul W. Brosman, Judge:

The accused was convicted by special court-martial2 — on his plea of guilty— of unauthorized absence and missing a movement of his ship, respectively violations of the Uniform Code of Military Justice, Articles 86 and 87, 50 USC §§ 680 and 681. He was sentenced to receive a bad-conduct discharge and to be confined at hard labor for three months. The findings and. sentence were approved by the convening and supervisory authorities. A Navy board of review, however, disapproved the findings and sentence on the grounds that (1) The president did not charge the court concerning the elements of the offense, the presumption of innocence, reasonable doubt, and burden of proof. (2) The record did not show (a) that the accused was present in court at the trial; (b) that the reporter had been sworn; or (c) that the members of the court and the personnel of the prosecution and defense had been sworn. It directed that the charges be dismissed.

On November 30, 1951, the Acting Judge Advocate General, United States Navy, certified to this Court the correctness of this board of review decision. We held in United States v. Zimmerman (No. 261), 1 USCMA 160, 2 CMR 66, decided February 7, 1952, that the procedural errors assigned by the board had not operated to the substantial prejudice of the accused. This action was taken as to the first ground above on the basis of the plea of guilty and under the authority of United States v. Lucas (No. 7), 1 USCMA 19, 1 CMR 19, decided November 8, 1951. As to the second ground, we found the factual basis for the board’s action not well taken. We did not close our consideration at that point, however, but went on to rule that the record disclosed error in an improper presentation of prior convictions to the court-martial, basing our decision on United States v. Carter (No. 159), 1 USCMA 108, 2 CMR 14, decided Jan. 18, 1952. We announced, as in Carter, that this error operated to the substantial prejudice of the accused, and remanded the case to The Judge Advocate General, United States Navy, “for action not inconsistent with the views expressed herein.” It was our thought at that time that The Judge Advocate General would refer the matter to the board of review which had considered the case, whose members would thereafter affirm so much of the sentence as deemed appropriate in the absence of the prior convictions improperly considered. See Uniform Code, supra, Article 66(c), 50 USC § 653.

The case was referred to the board of review, which, on motion of appellate defense counsel, heard oral arguments. The board has now ruled, one member dissenting, that the principle forbidding double jeopardy precludes it from reinstating any part of the sentence, and that consequently its prior ruling of dismissal must stand. The Judge Advocate General has now certified three principal questions to us. We shall not set out each question at this point, but shall state each as we consider it.

II

Did the original decision of the board of review in this case which disapproved and set aside the findings and sentence and ordered the charges dismissed have the same effect as a finding of not guilty by the trial court or a setting aside of a conviction by a board of review on the grounds that the evidence was insufficient to sustain the findings?

This question we answer in the negative. The key, in our view, lies in the lack of finality of board of review disapproval where its action is predicated on a matter of law. Article 67 (b) of the Uniform Code of Military Justice, 50 USC §654, provides that:

[15]*15“(b) The Court of Military Appeals shall review the record in . . .
(2) All cases reviewed by a board of review which The Judge Advocate General orders forwarded to . . .
[it] for review . . . [Emphasis supplied]

And Article 67 (d) of the Code, supra, commands that:

“(d) In any case reviewed by it, the Court of Military Appeals shall act only with respect to the findings and sentence as approved by the convening authority and as affirmed or set aside as incorrect in law by the board of review. . . . The Court of Military Appeals shall take action only with respect to matters of law.” [Emphasis supplied]

Additionally, Article 67 (f) states that this Court may, after it has acted on a case, direct The Judge Advocate General to return the record to the board of review for further review in accordance with its decision.

These sections state clearly that The Judge Advocate General of a service may certify any case to this Court with no restrictions whatever as to whether the board of review decision was in favor of or contrary to the interests of an accused. Article 67 (d), supra, explicitly gives to this Court power to act with respect to findings and sentence which have been “set aside as incorrect in law” by a board of review. A board of review decision clearly based on matter of law, therefore, does not possess such finality that it may be assimilated to court-martial findings of not guilty. However, we expressly reserve consideration of the question of whether board of review disapproval for lack of sufficiency of the evidence as a matter of law possesses that finality.

Ill

Would action by the board of review in this case reinstating the conviction consistent with the decision and mandate of this Court and approving such part of the sentence as found correct, viólate Article kh, Uniform Code of Military-Justice, and the Fifth Amendment to the United States Constitution, or either of them?

These questions we also answer in the negative. Here, as we shall shortly see, no jeopardy had yet attached when the case was returned to the board of review after this Court’s prior consideration. Consequently, there could be no violation of Article 44 of the Code, supra, 50 USC § 619. That Article provides that:

“(a) No person shall, without his consent, be tried a second time for the same offense.
“(b) No proceeding in which an accused has been found guilty by a court-martial upon any charge or specification shall be held to be a trial in the sense of this article until the finding of guilty has become final after review of the case has been fully completed.” [Emphasis supplied]

This language establishes for the military establishment a rule as to when jeopardy attaches — for the purpose of setting up a standard for use in applying the general rule to the effect that guaranties against double jeopardy become operative only after an accused person has once been placed in jeopardy. Collins v. Loisel, 262 US 426, 429, 67 L ed 1062, 1064, 43 S Ct 618. Where, as here, an accused is found guilty by court-martial, there has been no “trial,” and hence no jeopardy, until the finding of guilty has been affirmed by the last appellate tribunal to consider it. It is of no consequence that a board of' review may have directed a dismissal on a point of law. Its action is interlocutory only until the case has been presented to this Court, or the time within which this may be done has expired. As observed previously, Article 67 (d) expressly confers on this Court power to review findings and sentences “set aside as incorrect in law” by a board of review.

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United States v. Zimmerman, 2 C.M.A. 12, 2 USCMA 12 (cma 1952).

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