United States v. Koke

32 M.J. 876, 1991 WL 70638
CourtU.S. Navy-Marine Corps Court of Military Review
DecidedMarch 29, 1991
DocketNMCM 89 4087
StatusPublished
Cited by5 cases

This text of 32 M.J. 876 (United States v. Koke) is published on Counsel Stack Legal Research, covering U.S. Navy-Marine Corps Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Koke, 32 M.J. 876, 1991 WL 70638 (usnmcmilrev 1991).

Opinion

MITCHELL, Senior Judge:

Before this court in the normal course of review, appellant asserts, inter alia, that the convening authority improperly withdrew from a prior general court-martial the involuntary manslaughter charge of which he stands convicted. We agree but, finding no prejudice, we affirm.

Appellant was first arraigned at a general court-martial on 23 January 1989 in Korea for fatally shooting another Marine on 24 October 1988 (Charge I) and for pointing a loaded rifle at a Korean Air Force private on three occasions between 18 and 21 October 1988 (Charge II). At the time of the offenses, the accused was on guard duty.

Following arraignment, but before court assembly, at an Article 39(a) session, the military judge granted a defense motion to reopen the Article 32 investigation of the aggravated assault charge. When asked by trial counsel to examine the Article 32 transcript for evidence aliunde the unsworn statements at issue which supported the aggravated assault charge, the military judge also found sufficient victim identity confusion in the existing pretrial investigation to suggest that such evidence not only did not support the referred charge, but also probably showed yet another contemporaneous aggravated assault incident different from the one addressed in the charge sheet.

Trial counsel asked to contact the convening authority before proceeding further. The military judge said that unless there was a withdrawal, he was strongly inclined to grant an expected defense severance motion in the interest of judicial economy. Defense counsel unsuccessfully objected to the recess.

Later, trial counsel announced that the convening authority had orally withdrawn all charges and would rerefer them at a later time. The court-martial adjourned. On 25 January 1989, the commander confirmed the oral withdrawal in writing. The letter said merely that after a briefing on the various rulings by the trial judge, he had ordered the Article 32 investigation reopened on all charges.

Following the new Article 32 investigation at which the previous investigation of the manslaughter charge was summarily blessed by the investigating officer, the convening authority rereferred both charges and referred the Additional Charge (pointing a rifle at an unknown Korean gate sentry on 20 October 1988).

At trial on 6 February 1989, a new trial judge granted unrelated motions to dismiss both aggravated assault charges. Therefore, the appellant faced only the involuntary manslaughter charge on which he had been arraigned on 23 January.

Civilian counsel moved to dismiss the charge for want of a proper withdrawal. He asserted, inter alia, that there was nothing in the personnel, financial, logistics or military operational aspects of this case that was not present whether there were [879]*879one or two trials. All trial personnel were gathered in Korea on 23 January 1989, when the Article 39(a) session convened, and a second gathering was required for the second arraignment and trial on 6 February 1989. The same situation would have existed had there been two separate trials. The discernible, albeit speculative, advantages to the prosecution of a single trial were (1) that the risk of not admitting evidence of the aggravated assaults under Mil.R.Evid. 404(b) on the manslaughter charge would be minimized and (2) a chance that the presence of the aggravated assaults and their much higher maximum permissible sentence would result in a heavier overall punishment package when combined with the more lightly punished but much more emotionally charged manslaughter offense (sentence spiking). He also asserted that live testimony of the accused’s parents was lost and that the appellant was denied a speedy trial.

The trial counsel, through reply and supported by the pretrial advice and record documents, argued that the convening authority was merely following the R.C.M. 307(c)(4), 401(c), 601(e)(2) permissive procedural policy of referring all known charges to a single trial. Albeit separate, the offenses occurred about the same time, place, and circumstance in Korea and were witnessed by Korean citizens, so that the case had to be tried in Korea; all court personnel had to go to Korea; there was a financial and logistics tail to the distant trial, though no specific complications were mentioned; and that the understanding necessary to square away the aggravated assault charges did not arise until the Article 39(a) session on 23 January.

We note that the convening authority fairly knew at withdrawal that after the new Article 32, the case would return to general court-martial. At rereferral he also accepted as complete the second Article 32 investigation that did not involve a bona fide second inquiry into the basis or gravity of the manslaughter offense.

The military judge ruled for the Government, finding that the convening authority acted in good faith pursuit of the joinder policy and that the trial counsel’s offer to factually stipulate to the appellant’s parents’ expected character testimony eliminated any potential harm from the parents’ untimely trip to Korea. The judge concluded that the procedure was proper and that appellant suffered no unfair prejudice.

The speculative advantages to the prosecution raised by appellant are problematic and more of a potential effect rather than a cause of the withdrawal. However, whether the withdrawal arises from a consistent misunderstanding of R.C.M. 604 or was driven by the perceived prosecutorial advantages, our disposition is the same.

R.C.M. 604 governs Withdrawal of charges from a court-martial. It states:

(a) Withdrawal. The convening authority or a superior authority may for any reason cause any charges or specifications to be withdrawn from a court-martial at any time before findings are announced.
(b) Referral of withdrawn charges. Charges which have been withdrawn from a court-martial may be referred to another court-martial unless the withdrawal was for an improper reason. Charges withdrawn after the introduction of evidence on the general issue of guilt may be referred to another court-martial only if the withdrawal was necessitated by urgent and unforeseen military necessity.

R.C.M. 604 is generally a restatement of the law on withdrawal as it existed prior to 1984. It parallels Fed.R.Crim.P. 48(a) which has a leave of court requirement for nolle prosequi that controls dismissals without prejudice. See App. 21, R.C.M. 604, MCM. Under R.C.M. 604, the convening authority, without leave of court, has broad authority to withdraw charges from a court-martial. The purpose of R.C.M. 604(b), as with the Federal rule, is to check potential unfair manipulation of the charging and dismissal processes to gain unfair advantage over an accused, to prevent prosecutorial harassment, and to prevent retaliation against the accused for exercising a right. United States v. Hardy, 4 M.J. 20 (C.M.A.1977). See App. 21, R.C.M. [880]*880604(a), MCM. See generally, Wright, Federal Practice and Procedure, Criminal 2d, Section 811; United States v. Cowan, 524 F.2d 504, 513 (5th Cir.1975), cert. denied, 425 U.S. 971, 96 S.Ct. 2168, 48 L.Ed.2d 795 (1976).

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Grijalva
83 M.J. 669 (U S Coast Guard Court of Criminal Appeals, 2023)
United States v. Rose
Air Force Court of Criminal Appeals, 2014
United States v. Hayward
47 M.J. 381 (Court of Appeals for the Armed Forces, 1998)
United States v. Koke
34 M.J. 313 (United States Court of Military Appeals, 1992)

Cite This Page — Counsel Stack

Bluebook (online)
32 M.J. 876, 1991 WL 70638, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-koke-usnmcmilrev-1991.