United States v. Violations of 18 U.S.C. Sections 231, 241, 245, 371, 1361, 2101, 2102

452 F.2d 1239, 146 U.S. App. D.C. 310, 1971 U.S. App. LEXIS 8777
Court of Appeals for the D.C. Circuit·Decided July 23, 1971·No. Nos. 71-1499, 71-1521·Published·Cited by 37 cases

Opinions

BAZELON, Chief Judge:

This appeal requires us to resolve a sharp conflict between the power of a grand jury to extract testimony from a recalcitrant witness, and the power of a witness to withhold testimony on the basis of her fourth and fifth amendment rights. The interests on both sides are clearly substantial. While the protections afforded by the fourth and fifth amendments have been acknowledged and nourished by numerous decisions, it is no less clear that the grand jury’s effectiveness as a vehicle for investigating crime can be significantly impaired by unwarranted judicial interference. Indeed, one indication of Congress’s desire to avoid such unnecessary impairment is the statutory provision which permits us no more than thirty days to resolve appeals of this sort.1 The precise question presented is one of first impression before [1241] this Court. Within the past several months, however, the right of a witness to withhold testimony has been considered by a number of other circuits.2 Here, as in the analogous cases, appellants sought shelter under the fourth and fifth amendments as well as the wiretap provisions of the 1968 Omnibus Crime Control Act3 in steadfastly refusing to answer any of the grand jury’s questions. The District Court rejected appellants’ constitutional and statutory arguments and held both of them in contempt. Even in view of the unquestioned interest in efficiency of grand jury proceedings, we find merit in appellants’ contentions and therefore reverse the District Court’s judgment.

I.

Appellants Carol Evans and Marlene Fishlowitz 4 were each subpoenaed to appear before a federal grand jury sitting in the District of Columbia. At her first appearance on June 8, Miss Evans refused to testify, insisting that the grand jury’s questions were the fruit of an unlawful wiretap. On June 15 Miss Evans was ordered to testify by Chief Judge Sirica of the District Court, but on her return to the grand jury she persisted in refusing to answer the following questions : (1) Have you now or ever had any connection with the People’s Coalition for Peace and Justice? (2) What is the May Day Collective and have you ever been a member of that collective, or had any connection with the Collective? (3) Have you ever traveled for, or on behalf of, the People’s Coalition for Peace and Justice? (4) Have you ever attended any meetings of members of the May Day Collective in which the May Action Activities were discussed? Because of her assertion of the fifth amendment privilege against self-incrimination, Miss Evans was granted immunity under 18 U.S.C. § 2514 (1970) on June 22. Upon her continued refusal to answer the government’s questions she was found in civil contempt, 28 U.S.C. § 1826 (1970), by Chief Judge Sirica. Appellant filed an immediate notice of appeal with this Court, and we ordered her released pending the appeal.5

The facts with regard to Marlene Fishlowitz are similar. On June 15 she made a motion before Judge Parker of the District Court for disclosure of the government’s alleged electronic surveillance against her and to quash the grand jury’s subpoena. Judge Parker initially granted her motion, but on June 17 directed that his own order be vacated in view of Rule 77(K) (3) of the District Court which provides that the Chief Judge shall “ * * * determine all matters relating to proceedings before the grand jury.” On June 29 Chief Judge Sirica denied Miss Fishlowitz’s motion, and she appeared before the grand jury on that date. On the basis of several objections, including arguments under the fourth and fifth amendments, Miss Fishlowitz refused to answer any questions. She was granted immunity under § 2514 on the morning of June 30, but continued to resist answering the following questions: (1) Have you ever been a member of the May Day Collective or the People’s Coalition for Peace and Justice? (2) Have you ever traveled for or on behalf of the People’s Coalition for Peace and Justice or the May Day Collective? (3) Do you know Rene Davis or John Froines? (4) Have you ever [1242] attended any meetings or gatherings with Rene Davis or John Froines where the activities of May 3,1971, were discussed ? On that same day Chief Judge Sirica declared appellant in civil contempt under 28 U.S.C. § 1826. Like Miss Evans, she was released pending appeal pursuant to our order.6

II.

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United States v. Violations of 18 U.S.C. Sections 231, 241, 245, 371, 1361, 2101, 2102, 452 F.2d 1239, 146 U.S. App. D.C. 310, 1971 U.S. App. LEXIS 8777 (D.C. Cir. 1971).

452 F.2d 1239 (United States v. Violations of 18 U.S.C. Sections 231, 241, 245, 371, 1361, 2101, 2102) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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