United States v. Steve Navarro-Vargas, United States of America v. Jose Antonio Leon-Jasso

408 F.3d 1184, 2005 U.S. App. LEXIS 9347, 2005 WL 1206632
CourtCourt of Appeals for the Ninth Circuit
DecidedMay 23, 2005
Docket02-50663, 03-50009
StatusPublished
Cited by87 cases

This text of 408 F.3d 1184 (United States v. Steve Navarro-Vargas, United States of America v. Jose Antonio Leon-Jasso) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Steve Navarro-Vargas, United States of America v. Jose Antonio Leon-Jasso, 408 F.3d 1184, 2005 U.S. App. LEXIS 9347, 2005 WL 1206632 (9th Cir. 2005).

Opinions

BYBEE, Circuit Judge.

This is the fourth challenge we have heard in this circuit1 to consider whether the model grand jury instructions violate the Fifth Amendment by undermining the independence of the grand jury. The Appellants contend that their indictments should be dismissed because the district court misinstructed the grand jury in its constitutional role. After examining the history .of the grand jury and the structure of the Grand Jury Clause of the Fifth Amendment, we determine that these instructions do not violate the Constitution. Accordingly, we affirm the district courts’ denial of Appellants’ motions to dismiss their indictments.

I. FACTS AND PROCEEDINGS BELOW

Because these cases present the same issues, we consolidated them for oral argument and disposition. ' In No. 02-50663, Steve N avarro-V argas (“N avarro-V ar-gas”) entered a conditional guilty plea to importing marijuana in violation of 21 U.S.C. §§ 952 and 960 and possessing a controlled substance with intent to distribute in violation of 21 U.S.C. § 841(a)(1). In No. 03-50009, Jose Antonio Leon-Jasso (“Leon-Jasso”) conditionally pled guilty to importing cocaine into the. United States and possessing a controlled substance, also in violation of 21 U.S.C. §§ 952, 960 and 841. Each of the Appellants contends that his Fifth Amendment rights were violated because he was denied the unfettered judgment of the grand jurors. Navarro-Vargas and Leon-Jasso also argue that 21 U.S.C. § 960 and 841 are unconstitutional on their face because they require judges to determine sentencing factors.

In each case the district court instructed the grand jury using the model charge recommended by the Judicial Conference of the United States.2 The grand jury charge included the following explanations and instructions (for convenience we have numbered the paragraphs):3

[1187]*1187[1] The purpose of a Grand Jury is to determine whether there is sufficient evidence to justify a formal accusation against a person. If law enforcement officials were not required to submit to an impartial Grand Jury proof of guilt as to a proposed charge against a person suspected of having committed a crime, they would be free to-arrest and bring to trial a suspect no matter how little evi: dence existed to support the charge.
[2] As members of the Grand Jury, you in a very real sense stand between the government and the accused. It is your duty to see to it that indictments are returned only against those whom you find probable cause to believe are guilty and to see to it that the innocent are not compelled to go to trial.
[3] You cannot judge the wisdom of the criminal laws enacted by Congress, that is, whether or not there should or should not be a federal law designating certain activity as criminal. That is to be determined by Congress and not by you. Furthermore, when deciding whether or not to indict, you should not be concerned about' punishment in the event of conviction. Judges alone determine punishment.
[4] [Y]our task is to determine whether the government’s evidence as presented to you is sufficient to cause you to conclude that there is probable cause to believe that the accused is guilty of the offense charged. To put it another way, you should vote to indict where the evidence presented to you is sufficiently strong to warrant a reasonable person’s believing that the accused is probably guilty of the offense with which the accused is charged.
[5]It is extremely important for you to realize that under the United States Constitution, the grand jury is independent of the United States Attorney and is not an arm or agent of the Federal •Bureau of. Investigation, the Drug Enforcement Administration, the Internal Revenue - Service, or any governmental agency charged with prosecuting a crime. There has been some criticism of the institution of the Grand Jury for supposedly acting as a mere rubber stamp, approving prosecutions that are brought before it by governmental representatives. However, as a practical matter, you must work closely with the government attorneys. The United States Attorney and his Assistant United States Attorneys will - provide you with important service in helping you to find your way when confronted with complex legal problems. It is entirely proper that you should receive this assistance. If past experience is any indication of what to expect in the future, then you can expect candor, honesty, and good faith in matters presented by the government attorneys.

See also Model Grand Jury Charge, Report of the Proceedings of the Judicial Conference of the United States 33 (March 12,1986).4

- Navarro-Vargas and. Leon-Jasso contend that the grand jury’s independence wás compromised when it was instructed in paragraphs [3], [4], and [5] that it “should vote to indict” the accused in each [1188]*1188case in which it believed probable cause exists, that it could not “judge the wisdom of the criminal laws enacted by Congress,” and that government counsel would use “candor, honesty, and good faith.” The Appellants argue that this error is structural and requires dismissal of the indictment.

A divided panel of our court affirmed the convictions. 367 F.3d 896 (9th Cir.2004). We vacated the panel’s opinion and granted rehearing en banc. 382 F.3d 920 (9th Cir.2004). We review . Appellants’ challenge to a denial of a motion to dismiss an indictment de novo. United States v. Haynes, 216 F.3d 789, 796 (9th Cir.2000).

II. CONSTITUTIONALITY OF THE GRAND JURY" INSTRUCTIONS

The Grand Jury Clause of the Fifth Amendment provides that “[n]o person shall be held to answer for a capital, or otherwise infamous crime, unless on a presentment or indictment of a Grand Jury, except in cases arising in the land or naval forces, or in the Militia, when in actual service in time of War or public danger.” U.S. CONST, amend. Y. The Clause is remarkably plain in its restrictions. It is also notable for what it does not say. The Clause presupposes much about grand juries.5 It does not prescribe the number of jurors. It does not limit the grand jury’s function to returning or refusing to return indictments. It does not state whether a person appearing before the grand jury may be accompanied by counsel, whether the rules of evidence apply, or whether its proceedings may be disclosed for any purposes. See, e.g., United States v. Williams, 504 U.S. 36, 55, 112 S.Ct. 1735, 118 L.Ed.2d 352 (1992) (exculpatory evidence); United States v. Mandujano, 425 U.S. 564, 581, 96 S.Ct. 1768, 48 L.Ed.2d 212 (1976) (plurality opinion) (right to counsel); Pittsburgh Plate Glass Co. v.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Cristian Cabrera-Rivas
142 F.4th 199 (Fourth Circuit, 2025)
Cannabis Impact Prevention Coalition, LLC v. New York State Cannabis Control Bd.
2025 NY Slip Op 25045 (New York Supreme Court, Albany County, 2025)
In Re: Application of the People of Guam
2024 Guam 16 (Supreme Court of Guam, 2024)
California Attorney General Opinion 23-201
California Attorney General Reports, 2024
Martin C. Smith v. State of Alaska
549 P.3d 145 (Court of Appeals of Alaska, 2024)
Faour Fraihat v. US Imm. & Customs Enforcement
16 F.4th 613 (Ninth Circuit, 2021)
Grand Juror Doe v. Wesley Bell
969 F.3d 883 (Eighth Circuit, 2020)
United States v. Charles Lynch
903 F.3d 1061 (Ninth Circuit, 2018)
In re Petition to Summon Grand Jury
423 P.3d 1044 (Court of Appeals of Kansas, 2018)
United States v. Daniel Brown
859 F.3d 730 (Ninth Circuit, 2017)
Gunville v. Gonzales
508 S.W.3d 547 (Court of Appeals of Texas, 2016)
United States v. Menendez
132 F. Supp. 3d 635 (D. New Jersey, 2015)
Alejandro Oros-Franco v. Eric Holder, Jr.
597 F. App'x 434 (Ninth Circuit, 2015)
State v. Leighton
336 P.3d 713 (Court of Appeals of Alaska, 2014)
United States v. Michael Chen
564 F. App'x 898 (Ninth Circuit, 2014)
United States v. Jesus Corona-Rivera
503 F. App'x 500 (Ninth Circuit, 2012)
United States v. Cesar Mascorro
467 F. App'x 714 (Ninth Circuit, 2012)
United States v. Everardo Hernandez-Beltran
466 F. App'x 658 (Ninth Circuit, 2012)
United States v. Laurent
861 F. Supp. 2d 71 (E.D. New York, 2011)
United States v. Caruto
663 F.3d 394 (Ninth Circuit, 2011)

Cite This Page — Counsel Stack

Bluebook (online)
408 F.3d 1184, 2005 U.S. App. LEXIS 9347, 2005 WL 1206632, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-steve-navarro-vargas-united-states-of-america-v-jose-ca9-2005.